司法独立:事实与法理为何不同?

B. Hayo, Stefan Voigt
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引用次数: 0

摘要

司法独立经常被誉为法治最重要的方面之一。通过明确的宪法规则确保司法独立(JI)似乎很简单,有证据表明,法律上和事实上的JI是联系在一起的,至少从长远来看是这样。然而,司法独立的实现程度往往与宪法所保障的司法独立大相径庭。基于理论推测和1950年至2003年的全球面板数据集,我们发现更多议会制的变化与更大的法律-事实上的差距有关,而修改宪法程序的存在与较小的差距有关。根据腐败程度作为机构功能的代表,我们发现,更高的腐败程度与法律上和事实上的司法公正之间的更大差距有关。
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Judicial Independence: Why Does De Facto Diverge from De Jure?
An independent judiciary has often been hailed as one of the most important aspects of the rule of law. Securing judicial independence (JI) via explicit constitutional rules seems straightforward and there is evidence that de jure and de facto JI are linked, at least in the long term. However, the realized degree of judicial independence often diverges significantly from the constitutionally guaranteed one. Based on theoretical conjectures and a worldwide panel dataset from 1950 to 2003, we find changes toward more parliamentary systems to be associated with a larger de jure-de facto gap, whereas the existence of procedures for amending the constitution are associated with a smaller gap. Relying on corruption levels as a proxy for the functionality of institutions, we find that higher corruption levels are associated with a wider gap between de jure and de facto JI.
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