海杂波的多重分形特征

Jianbo Gao, K. Yao
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引用次数: 27

摘要

海杂波是指被发射的雷达脉冲照射的一片海面的后向散射回波。由于复杂的海杂波信号依赖于海面上复杂的波浪运动,因此从非线性动力学特别是混沌的角度来研究海杂波是合理的,而不是简单地基于随机过程。在过去的十年中,加拿大麦克马斯特大学的Simon Haykin博士(1997)小组基于混沌吸引子完全具有非整数分形维数和正李亚普诺夫指数的假设,利用混沌理论对一些海杂波数据进行了分析。因此,他们得出结论,海杂波信号是混沌的。换句话说,复杂的海杂波波形是由几个模态(即若干个自由度)的非线性确定性相互作用产生的。然而,数值估计的非积分分形维数和正李亚普诺夫指数可能不足以表明混沌。coper和Mulgrew(见Proc. UCNN, vol.4, p.2633, 1999年7月),Noga(见剑桥大学博士论文,1998年)和Davies(1994年)分别对雷达海杂波的混沌性提出了质疑。我们证明,使用高和郑开发的确定性混沌的直接动力学测试,这是低维混沌的更严格的标准之一,两分钟持续时间的海杂波数据不是混沌的。我们还对该海杂波数据集进行了多重分形分析,发现原始海杂波振幅信号近似为多重分形,而通过拾取振幅信号的连续局部最大值,从而测量海面上连续波的能量而形成的包络信号则很好地建模为多重分形。这些特性决定了振幅信号近似服从对数正态分布,而包络信号,即海面连续波的能量,则服从对数正态分布。振幅信号的近似对数正态分布在前面已经观察到。然而,通过使用乘法多重分形理论,对海杂波的对数正态分布有理论依据,如前所述。海杂波的多重分形特性对海面点目标的探测具有重要意义。
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Multifractal features of sea clutter
Sea clutter refers to the backscattered returns from a patch of the sea surface illuminated by a transmitted radar pulse. Since the complicated sea clutter signals depend on the complex wave motions an the sea surface, it is reasonable to study sea clutter from nonlinear dynamics, especially chaos, point of view, instead of simply based on random processes. In the past decade, Dr. Simon Haykin's (1997) group at the McMaster University of Canada carried out analysis of some sea clutter data using chaos theory, based on the the assumption that a chaotic attractor is fully characterized by a non-integer fractal dimension and a positive Lyapunov exponent. Thus, they concluded that sea clutter signals are chaotic. In other words, the complicated sea clutter waveforms are generated by nonlinear deterministic interactions of a few modes (i.e., number of degrees of freedom). However, a numerically estimated non-integral fractal dimension and a positive Lyapunov exponent may not be sufficient indication of chaos. Cowper and Mulgrew (see Proc. UCNN, vol.4, p.2633, July 1999), Noga (see Ph.D thesis, Cambridge University, 1998), and Davies (1994) separately have questioned the chaoticness of the radar sea clutter. We show, using the direct dynamical test for deterministic chaos developed by Gao and Zheng, which is one of the more stringent criteria for low-dimensional chaos, a two minute duration sea clutter data is not chaotic. We also carry out a multifractal analysis of this sea clutter data set, and find that the original sea clutter amplitude signal is approximately multifractal, while the envelope signal, formed by picking up the successive local maxima of the amplitude signal, thus measuring the energy of successive waves on the sea surface, is well modeled as multifractals. These behaviors determine that the amplitude signal follows approximately log-normal distribution while the envelope signal, and thus the energy of the successive waves of the sea surface, is log-normally distributed. Approximate log-normal distributions for the amplitude signal has been observed earlier. However, by using the multiplicative multifractal theory, there is theoretical justification for the log-normal distribution of sea clutter, as discussed. The implications of the multifractal nature of sea clutter may have relevance for the detection of point targets on the sea surface.
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