情感正当程序中的一个问题:加州的三振出局法

S. Pillsbury
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引用次数: 11

摘要

加州的“三振出局法”规定,任何犯有重罪的人,在犯有某些指定的严重重罪之前,至少要被判处25年至终身监禁。这里提出的论点是,这一方案将量刑从本质上的裁决性决定改为立法性决定,因此违反了一项可称为情感正当程序的刑事司法原则。在设定量刑限制时,法律制度可以依靠规则或角色调节(或两者兼而有之)。规则规则包括对惩罚施加绝对限制的规则。鉴于所涉评价的复杂性,累犯惩罚计划特别难以用规则加以管制,这表明角色管制的重要性。角色调节的作用是通过为辩护律师、检察官和法官分配特定角色来指导决策。在量刑时,这种调节取决于检察官和辩护律师都有一个现实的机会来呼吁法官分别对受害者和被告的同情心。这就要求法官对判决负有个人责任。“三振出局法”的制定者故意通过强制实施严厉的判决来剥夺法官的这一责任。这剥夺了被告诉诸司法同情和接受适合个人和特定定罪罪行的判决的现实机会。本文讨论了加州最高法院的判决在多大程度上将责任归还给量刑法官,以及其他强制性量刑方案在多大程度上可能出现类似问题,并为将情感正当程序概念转化为宪法原则提供了高度初步的建议。
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A Problem in Emotive Due Process: California's Three Strikes Law
California's Three Strikes law mandates a minimum sentence of 25 years to life for any felony conviction following two prior convictions for certain designated serious felonies. The argument presented here is that this scheme changes sentencing from an essentially adjudicative to a legislative decision and so violates a principle of penal justice which may be called emotive due process. In setting limits on sentencing, the legal system may rely on rule or role regulation (or both). Rule regulation involves rules which place absolute limits on punishment. Given the complexity of the evaluations involved, recidivist punishment schemes are particularly difficult to regulate by rule, suggesting the importance of role regulation. Role regulation works by guiding decisions through the assignment of particular roles to defense attorneys, prosecutors and judges. In sentencing such regulation depends on both prosecutors and defense attorneys having a realistic opportunity to appeal to the judge's sense of compassion for victims and defendants respectively. This requires that the judge have personal responsibility for the sentence rendered. The framers of the Three Strikes law deliberately sought to strip judges of that responsibility by making the imposition of harsh sentences mandatory. This deprives defendants of a realistic opportunity to appeal to judicial compassion and to receive a sentence tailored to the individual and the particular offense of conviction. The article discusses the extent to which California Supreme Court decisions have returned a measure of responsibility to sentencing judges, the extent to which other mandatory sentencing schemes may present similar problems and provides highly preliminary suggestions for translating the emotive due process concept into constitutional doctrine.
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