学术体制问题:人因视角下的正面发表偏倚及其对策

Stefan Gaillard, Sean Devin
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引用次数: 3

摘要

©Gaillard et al. 2022对于本杂志的读者来说,失败在学术界被系统地忽视并不奇怪。整个学术界的文化都是围绕着伟大思想家的飞跃式线性进步的概念,而不是把科学看作是一个不断尝试和错误的过程的更现实的形象。对于那些已经确信错误应该在科学讨论中占有一席之地的人来说,往往很容易把对失败的不屑一顾视为研究人员和出版商的道德失败——如果我们能更勇敢地去做科学要求我们做的工作,我们就会一直发表我们的失败;如果不是因为我的作品不够“创新”而被期刊拒绝,我会告诉所有人我的重大失败。这种观点虽然可以理解,但却没有切中要害。具体地说,它忽略了现代学术界的结构,这种结构在所有方面都延续着“成功优先”的科学理想,这种结构和任何结构一样,严重限制了研究人员和期刊改变这种结构的能力。这一点在公共卫生研究人员Rebecca Sindall和Dani Barrington(2020)最近的一篇社论中得到了很好的描述,他们指出,在水、环境卫生和个人卫生(WASH)的公共卫生干预领域,分享和促进对失败的学术理解存在许多障碍,他们也亲身经历过。在他们发表在《试验与错误杂志》(JOTE)第一期上的文章中,作者们不仅为研究人员自己在寻求提交和发表错误报告方面的作用而争论,而且也为资助合作伙伴在分享关于没有“按计划进行”的项目的信息方面的作用而争论,更重要的是,为期刊欢迎这类出版物的责任而争论。重要的是,他们认为,对“新奇”的普遍迷恋导致了一种“高度不科学的”“成功主义文化”。简而言之,科学成功的对外光环——由科学家、资助者和利益相关者共同传播——挑战了科学发展的基础:透明度、合作和试错。Sindall和Barrington(2020)描绘了一幅令人信服的画面:一个努力寻找失败之地的学术体系,这种体系必然会使“众多罪恶”永久化。他们把改变的责任不仅放在了研究人员身上,也放在了资助者和出版机构身上,这是正确的。但责任并不止于此。同样的成功主义文化限制了研究人员,也限制了个体出版商。问题是分散的,不能把责任归咎于某一个“坏演员”。因此,我们认为有必要扩展Sindall & Barrington的论点,强调限制科学中失败传播的结构性障碍,即使在编辑层面也是如此。为了做到这一点,我们使用系统理论来构建期刊在出版失败时面临的三个限制,以及这些限制如何不能简单地通过从事良好科学的优秀代理人来解决。
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Systemic Problems in Academia: The Positive Publication Bias and Solutions from a Human Factors Perspective
© Gaillard et al. 2022 It will come as no surprise to readers of this journal that failure is systematically ignored in academia. The entire culture of academia revolves around a notion of linear progress made in leaps and bounds by great thinkers, rather than the more realistic image of science as an ongoing process of trial and error. For those already convinced that error deserves a place in scientific discussion, it is often tempting to treat the dismissal of failure as a moral failure on the part of researchers and publishers—if only we were more courageous to do the work that science demands of us, we would publish our failures all the time; if it was not for journals rejecting my work because it is not “innovative” enough, I would tell everyone of my important failures. This perspective, while understandable, misses the mark. Specifically, it neglects the structure of modern academia that perpetuates an ideal of “success-first” science on all fronts—a structure, like any structure, that severely limits researchers’ and journals’ ability to change it. This point is described superbly in a recent editorial piece by public health researchers Rebecca Sindall and Dani Barrington (2020), who point out the many barriers to sharing and promoting scholarly understandings of failure in the public health interventionist field of Water, Sanitation, and Hygiene (WASH), which they experienced personally as well. In their in the Journal of Trial and Error’s (JOTE) first issue, the authors argue not only for the role of researchers themselves in pursuing submission and publication of reports of what went wrong, but also of funding partners in sharing information about projects that did not ”turn out as planned,” and importantly, for the responsibility of journals in welcoming such sort of publications. Critically, they argue that the widespread fixation on “novelty” contributes to a ”culture of success-ism” that is ”highly unscientific”. In short, the outward-facing sheen of scientific success—propagated by scientists, funders, and stakeholders alike—challenges the very foundations scientific development is built on: transparency, collaboration, and trial and error. Sindall and Barrington (2020) paint a compelling picture of an academic system that struggles to find a place for failure and the “multitude of sins” such a system necessarily perpetuates. Rightly so, they place the responsibility for change not only on researchers, but also funders and publication bodies. But the buck doesn’t stop here. The same culture of success-ism that limits researchers limits individual publishers as well. The problem is diffuse and the blame cannot be laid on a single “bad actor”. Accordingly, we feel it pertinent to extend Sindall & Barrington’s argument by highlighting the structural barriers that restrict the spread of failure in the sciences, even at the editorial level. To do so, we use systems theory to frame three limitations journals face when publishing failure and how these limitations cannot simply be solved by good agents engaging in good science.
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