真实行动:成功秘诀还是雷区?

IF 6.2 2区 管理学 Q1 BUSINESS Journal of Organizational Behavior Pub Date : 2023-11-01 DOI:10.1002/job.2759
Mats Alvesson, Katja Einola
{"title":"真实行动:成功秘诀还是雷区?","authors":"Mats Alvesson,&nbsp;Katja Einola","doi":"10.1002/job.2759","DOIUrl":null,"url":null,"abstract":"<p>Our academic field of leadership studies is plagued by an unscholarly obsession with fashions and clientelism. We have a pronounced penchant to tell our audiences what they like to hear and what makes us popular rather than what they need to know. Moreover, much of our work suffers from a chronic illusion that the study of leadership pertains to natural sciences and is governed by what to us at least appear to be highly elusive laws of causality. These two afflictions together skew the study of the fuzzy social phenomenon we have come to know as <i>leadership</i>, towards understandings of a world that many find intellectually unappealing, ideologically loaded, and practically misleading.</p><p>Despite our skepticism towards authentic leadership theory (see Alvesson &amp; Einola, <span>2019</span>, <span>2022</span>; Einola &amp; Alvesson, <span>2021</span>), we do think that authenticity should be a topic of inquiry within the field of leadership and organization studies. We want to encourage our colleagues to be what the Enlightenment scholar and poet, Schiller, referred to as <i>philosophical minds</i> (Alvesson et al., <span>2022a</span>) and use imaginative and novel approaches to conduct research in this area. In this article, we seek to both address some broader questions of what we suggest leadership studies is about—or rather could be about, and to engage directly with Helmuth, Cole and Vendette's article on <i>authentic action</i> (Helmuth et al., <span>2024</span>).</p><p>We are certain that most students of leadership who believe in the power of positive psychology to inform what is indisputably a social and relational phenomenon probably mean well. However, good intentions, optimistic personal worldviews, and wishful thinking do not help when the looking glass reflects back the image of a confused human being, in search of—or trying to get away from—their true, authentic self when they need to adjust to working with a new boss with radically different values, blow the whistle on colleagues engaging in insider trading, or define a grand purpose for a fast-fashion company. Genuinely facing one's authentic self, in fact, can be difficult, scary, and intimidating for many of us—hence a common inclination <i>not to</i> engage in this type of reflexivity, like Heidegger's influential work shows us.</p><p>We who read and write about <i>leadership</i> in this and other similar journals are fortunate to live in a world of abundance and possibilities but also in a society where polarization, destruction, and conflict of all possible shades of black are paving the way to a looming apocalypse, as the Doomsday Clock symbolically indicates. We clearly need capable guidance, <i>leader</i>-<i>ship</i>. We use the hyphen to partly separate a word, leadership, we have come to consider as one to make an analytical distinction between its two parts. The study of etymology tells us that “leader” originates from a word that implies a <i>guide</i> and the suffix “ship” extends this meaning to a person's <i>capacity to lead others</i>.</p><p>If <i>authentic action</i> implies the rise of courageous leaders who like Ulysses know their True North and guide us and our institutions out of the perilous waters thanks to their exceptional navigation skills and unwavering faith, then we think we are onto something meaningful. Alas, we as educators and advisors of these leader-candidates world so impatiently (still) waits for do not feel confident that our pedagogical skills match the pastoral task at hand. It will take epic persuasion powers and charisma we individually and collectively may simply lack, to convert the same senior managers and their heirs whose actions have gotten us where we are today into morally strong humble and self-sacrificing leaders and guides, capable of uniting the troops under one same flag, generating actions that take us to the promised land, despite all odds.</p><p>In their article, Helmuth et al. (<span>2024</span>) ask: <i>when did authentic leadership go wrong</i>? Our answer is that the study of authentic leadership derailed when it was turned into the Authentic Leadership Theory (ALT) as captured in the authentic leadership <i>construct</i>. As Helmuth and colleagues also point out, the research community turned inwards, stopped questioning the validity, key premises, and the way in which the construct was operationalized almost immediately after its inception to then start a massive empirical effort showing that authentic leadership is “good”—indeed a source of almost anything good.</p><p>For us, the idea of leadership as an objective phenomenon unconcerned by the complexity of social life and unaffected by our subjectivities, discourses, and the very human inclination to constantly alter, mess-up, and (mis)interpret social phenomena such as leader-follower relations is an interesting thought experiment. However, we remain dismayed at how swiftly a popular discourse and an <i>idea</i> of authentic leadership was transformed into a <i>construct</i> and an authentic leadership <i>theory</i> (ALT) and at how sticky ALT has been despite all the critique of this theory, as well as of other positive leadership theories, such as transformational leadership (Alvesson &amp; Einola, <span>2019</span>; Einola &amp; Alvesson, <span>2021</span>; Ford &amp; Harding, <span>2011</span>; Gardiner, <span>2016</span>; Gardner et al., <span>2021</span>; Iszatt-White, Carroll, et al., <span>2021</span>; Iszatt-White, Stead, &amp; Elliott, <span>2021</span>; Spoelstra et al., <span>2021</span>; Tourish, <span>2019</span>). The field of leadership appears immune to critical reflection. There are even scholars who openly confess that they never read critique (Tourish, <span>2019</span>). Yet no serious scientific endeavor—different from ideology—can be sustained without skepticism, doubt, and engagement with well-founded critique.</p><p>We note that Helmuth and colleagues argue for a combination of qualitative and quantitative work—but only use or aim at the latter. We believe that many realize that good understanding calls for something else than getting questionnaires filled, but single-minded training, myopic publication norms, and stiff academic career regimes prevent people from conducting qualitative studies, such as ethnographies, as well as other forms of <i>slow research</i>. Qualitative studies are also often fraught with problems. One-time interviews with X number of people may be as shallow as questionnaire-filling research, but well-carried out interviews exploring issues in-depth perhaps employing mixed methods designs have a better chance to go a bit deeper into the subject matter.</p><p>Our point here is that in our messy field, objectivity can only be an elusive ideal. For a more insightful and novel leadership studies, more pluralism, both philosophical and methodological, is needed. Studies interested in the vague, complex, elusive, and highly subjective area of authenticity need to take the genuinely qualitative (intuitive, interpretative, tentative, uncertainty-acknowledging, situationally sensitive, and openly explorative) seriously.</p><p>Helmuth, Cole, and Vendette aim to capture “the basic elements” of leadership and write that</p><p>Are there basic elements in authentic leadership? And is this claimed phenomenon necessarily a phenomenon? The tribe of authentic leadership researchers assumes that authenticity is a basic element of “leadership,” the “root” construct other sibling constructs are built on. One could say that leadership (whatever the meaning of that is for the reader) is mainly about what managers and subordinates do within a relation and what happens as a result. Here, researchers implicitly claim to know what this relation and its basic elements are all about. They think of themselves as experts because they have read and published many academic papers on the topic, diligently citing each other. But since researchers may not have deductive capabilities and working life experience to automatically know best, other options should be considered.</p><p>Researchers could go to the field for longer periods of time, and once they think they know the context well enough to ask meaningful questions and make competent interpretations, they could approach people in different roles and ask them questions about what is important for leader–follower relations to get their work done in an optimal way. Any good qualities emerging could be listed, from technical competence, empathy, group identification, social skills, cognitive sharpness, political astuteness, courage, fairness, availability, autonomy, support, having the “right” values, being tactful and getting along with people, speaking up, being loyal upwards, downwards, sidewards, with the profession or being capable of doing resistance, being hands-on, or avoiding anything that indicates micro-management. It is not obvious that “authenticity” would score high on the list (unless the participants recently attended a course on authentic leadership inserting the idea in their heads). More than something substantive, “basic elements” may constitute a researcher fantasy, a pretense of scholarly knowledge, and a quite reductionistic and researcher-egocentric view on the subject matter.</p><p>There are also problems with the ideal of the accumulation of knowledge, at least as a linear and systematic project. For accumulation to be successful, a larger community of researchers needs to be strongly agreeing on the accumulation project and doing the same thing—same definitions, same measures, and studying the same group of people. If we consider the limited success of leadership studies (other than when it comes to being a successful business in its own right) and look at areas scoring high on the accumulation of knowledge-ideal, the track record is clearly disappointing (Fischer, <span>2018</span>; Tourish, <span>2019</span>; van Knippenberg &amp; Sitkin, <span>2013</span>). All the positive psychology applied to leadership studies has received devastating critique suggesting that most things are wrong with these theories, including an arbitrary lumping together of impossible-to-study “elements.”</p><p>Is the lack of accumulation of knowledge really a problem? Probably yes, if one would very much want the social world to function like the physical world, fairly uniform and following mechanical laws, and if one has a strong need for certainty and a strong conviction that one's philosophical position is simply the best. If not, fragmentation may instead be considered as much welcome diversity of thought, manifestation of human creativity, and reflect a deep interest in the many dimensions and facets empirical phenomena can be cultivated, not to be reduced to finding some basic elements being universally relevant, replicable, and important. The strive towards consensus and accumulation may prevent ideas, insights, and valuable knowledge from emerging.</p><p>An important question is then if Helmuth and colleagues' interest in authentic actions is likely to reduce the confusion, achieve further consensus and accumulation of results to “be transferred to practitioners.” We have mixed feelings about this suggestion. Problems concern the distinction of how to assess “authentic actions” and the assumed close link between the person of the leader and their (authentic) action. While we may assess a product or painting as authentic (and not fake), it is more difficult to assess the activity in such a way, decoupled from the person doing the act. More positively, cultivating a strong interest in authenticity of people <i>and</i> their actions <i>and</i> the consequences of these could lead to valuable insights about contemporary organizational life. One could, for example, investigate when does a person think they are acting authentically and not—and why.</p><p>Shifting the focus to actions may be a small step in the right direction. Leadership, few would disagree, is very much about behaviors—and reactions. However, when studying <i>authentic</i> leadership, intentions cannot be decoupled from actions simply for the construct to better accommodate dictates of a preferred method. Authenticity emanates from a human mind and authenticity-dilemmas are intimately a reflection of the mind. My painful process of decision-making to follow convictions and denounce my wrong-doer boss thus risking my career inevitably comes before my act of denouncing them. The company mailbox filling with anonymous denouncements is no proof of authentic action, just an objectively verifiable empirical observation. The upshot is that these denouncements can readily be read and counted, and appropriate action taken to fix the problem. The fixer can be authentic, inauthentic, or someone who simply is trying to do a good job and does not really care about truthfulness to self. Here, it is the outcome that matters, at least for practical purposes. The problem is that many organizational malpractices, despite all the good intentions of authentic leadership scholars, remain unattended as organizational members, including leaders, often prefer to engage in willful ignorance (Alvesson et al., <span>2022b</span>) and avoid facing issues around (in-) authenticity upfront.</p><p>A key statement in the article by Helmuth, Cole and Vendette seems to be that “A leader acts authentically when they resist the external pressure from the Other and choose to act according to their own desires” (p. 120).</p><p>Resistance to norms is a key theme here. While this resistance appears often laudable in principle, in practice, any manager going against culture, team expectations, and superiors will risk being negatively evaluated and punished by the people or groups they go against. This type of resistance is typically not articulated as authentic behavior but in very different ways: going against the company spirit, violating expectations, or refusing to do one's job. Own desires may not necessary be seen as a matter of authenticity and integrity, but as stubbornness and mental rigidity, or being socially insensitive, self-righteous, disloyal, or just being difficult to work with (Jackall, <span>1988</span>). Organizations and professions are often intolerant of people focusing more on the self than others or on moral commitments breaking with norms. And when a particular self-other link is established, it may go against others. For instance, it is sometimes difficult for middle level managers to be loyal to seniors and juniors at the same time (Gjerde &amp; Alvesson, <span>2020</span>; Sims, <span>2003</span>).</p><p>An additional problem is the link of actions to a specific person. A classical trick for people is to take credit for outcomes of successful actions and attribute responsibility for less positive decisions, acts, and outcomes to others: external circumstances, senior management, and complexity. Few acts come directly from the leader's free agency, unless we talk of people with almost absolute power like Mark Zuckerberg or Elon Musk. Outcomes are subjected to constraints that come from others—seniors, suppliers, customers, subordinates, professional norms, legislation, policy, and so on. As leaders do not act in splendid isolation but typically in socially contingent ways, tracing the authenticity of action to specific people is often difficult. A multitude of demands for frontstage behavior—acting differently in front of an audience than when one is socially unconstrained—may put pressure on the leader. Some managers see subordinates occasionally, and in planned interactions, such as formal meetings and appraisal talks, others work very closely with them in a variety of situations. Actions assessed in terms of authenticity may show considerable differences based on how close the leader/follower relation is.</p><p>Helmuth et al. (<span>2024</span>, p. 131) in their tab. 4 offer interesting directions for future research that do not box in authors in any method or research philosophy upfront. Maybe a mixed approach taking inspiration in different fields historically concerned with authenticity such as psychology, philosophy, literature, sociology, and leadership and organization studies could capture the richness of the concept better? We simply need to think more broadly and in varied ways about different aspects of the (in-)authenticity problem, including all the forces making and rewarding us for being not so authentic.</p><p>The article concludes with two suggestions or possible “paths” for the future of authentic leadership. We find more interesting the second path proposing <i>a complete rebuild because authentic leadership's theoretical, conceptual, and measurement deficiencies</i>. According to Helmuth et al., this requires <i>developing a new construct that then lends to measurement</i>. It implies <i>developing a clear and theoretically sound definition and establishing its nomological network by articulating the antecedents, correlates, and outcomes of the newly developed authentic leadership construct</i>. We do not have the training or the imagination to see how a robust measurement for authentic leadership—including leader self-awareness, relations with others, actions, and consequences or related “outcomes” could be built. The risk is apparent: more shaky research on respondent questionnaire filling behavior rather than authenticity, having little bearing on more complex phenomena (sense-making, actions, relations) outside the act of form-filling (Alvesson, <span>1996</span>, <span>2020</span>).</p><p>However, we do see how a person can communicate situationally through storytelling or other forms of persuasive talk (backbone of leadership!) or journaling moments when they struggled with choices of being their authentic selves, or situations from their life as managers when the authenticity question became salient forcing them to confront it, and what happened as a consequence. We can also study how employees assess their managers as demonstrating behaviors and attitudes of someone who is or appears to be sincere, empathetic, fair, a good listener, capable of reversing own bad decisions and so on … but what do these lived experiences and perceptions have to do with <i>authenticity</i>—and then <i>which</i> notion of authenticity of all these diverse things packaged into authentic leadership theory?</p><p>We also do not as researchers of leadership conceptualize either authenticity or leadership (and by extension authentic leadership) as a construct but as interesting concepts or phenomena. Hence, to be constructive, we suggest not to mix authenticity as in existential philosophy with any <i>construct</i> that has to do with authenticity. The very essence of authenticity in existential philosophy is phenomenological and based on serious introspection—a journey into the Self or one's Being. What is good life for me? How should I live it? What is an authentic existence? There is no space or meaning for leadership in these ponderations that highlight individual freedom and free will not only for leaders (typically managers) but as an essential part of what it means to be human.</p><p>We have attempted to convey that, as we see it, both authenticity and leadership are slippery concepts and should <i>not</i> be combined into <i>authentic leadership</i>, implying some relational aspect or organizational outcome that can be attributed to leader authenticity. It is theoretically much less contestable and promising to inductively study managers or other organizational members struggling with (in-)authenticity or encountering critical moments when their true selves are put to test or otherwise become an essential part of their organizational lives or career paths. We live in an age of fake commercialized authenticity where much of life occurs in a virtual world and social media. Our lives increasingly involve people we do not know, are never going to meet or know in person, and who do not really care that much about us, let alone about our authentic or inauthentic thoughts, acts, and the consequences of these. So is the case also with most people we interact with at work—customers, suppliers, senior managers, most colleagues, subordinates, and so on. Most are interested in effective and smooth role-playing and adaptation to laws, rules, corporate policy, organizational and professional culture, political correctness, navigating between sectional interests, and a multitude of value commitments and social identities in workplaces.</p><p>Sometimes, all the noise around “authenticity” signals a world full of fake, hypocrisy, imitations, persuasive talk, and so on. Leadership researchers may add to a commercialized and commodified world selling “authenticity” and persuade consumers to buy into the package. Ideological escape attempts may be tempting to avoid having to think for oneself—the very first task for an aspiring authentic self. So there are reasons to be skeptical—and engage in critical scrutiny.</p><p>If organizations take the issue of authenticity-promoting seriously, the consequences can be both positive and perilous, depending on the context. Most organizations call for compliance, smooth social relations, and people saying the “right” thing, in line with policies and cultural norms. If only the top leaders exercise their authenticity and others need to follow, then thinking humans become clones and diversity of thought is discouraged. We do not see how this could be ethical or even desirable. If all people exercise authenticity, being “truly true” to their selves, organizational cultures genuinely welcoming diversity of thought need to be created as a first step. Individuals being authentic in their jobs can lead to positive changes, but it can also lead to sanctions and unpopularity, as we so often see when employees use their voice and become whistle-blowers. Few organizations genuinely foster workplace cultures where people's true selves can flourish. Authenticity is often a career stopper, while appearing authentic or complying may help people at work to be promoted as they are assessed to be made of “leadership material.”</p><p>In our view, the ongoing authenticity discussions need to be decoupled from what has come to be understood as <i>authentic leadership theory</i>. We believe that no amount of facelifts, tummy tucks or botox (re)fills will restore this <i>construct</i> and make it reach the beauty and elegance of the theory of relativity. Are we as a community bending a concept to fit what for many is a preferred method and research philosophy and to cater to customer likings? Or are we trying to make everyone who has invested time, money, and a substantial amount of their egos in this theory feel happy and psychologically safe? Is the article by Helmuth, Cole, and Vendette simply playing with semantics to save a shipwrecked theory from sinking?</p><p>What does it take to refute a theory in leadership studies? Or are we trapped in our socio-cultural differences, from where the difficulty to establish common ground—and if so, can we do something about it? We hope that the study of leadership will not become a hopeless and tyrannical drama as much of modern politics. If a loud thought leader and a ruling coalition have great many supporters, then their voice prevails. On the scene, a chorus of clones, “perfect” followers who have willingly given up the painful burden to exercise their freedom to (authentically) think for themselves, sings along out of tune no matter how cacophonic the melody is, muffling any dissident voices, including the authentic voice inside themselves.</p><p>Even though we are not really on board with the twist of moving from existentialist philosophers into a standardized questionnaire and inserting yet another measurement and new intermediary variable into the authentic leadership “construct,” we have enjoyed reading the piece by Helmuth et al. (<span>2024</span>). Some, although modest rocking of the boat, is vital within the field leadership, not only by very skeptical outsiders such as ourselves but also by people in the broad mainstream. Intellectual humility this type of debate can bring forth is an attitude we could collectively be much better at nurturing.</p><p>The authors do not have a conflict of interest with the Journal of Organizational Behavior, their representatives, or any organizations that may be interested in this research.</p>","PeriodicalId":48450,"journal":{"name":"Journal of Organizational Behavior","volume":"45 1","pages":"136-141"},"PeriodicalIF":6.2000,"publicationDate":"2023-11-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/job.2759","citationCount":"0","resultStr":"{\"title\":\"Authentic action: A recipe for success or a minefield?\",\"authors\":\"Mats Alvesson,&nbsp;Katja Einola\",\"doi\":\"10.1002/job.2759\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>Our academic field of leadership studies is plagued by an unscholarly obsession with fashions and clientelism. We have a pronounced penchant to tell our audiences what they like to hear and what makes us popular rather than what they need to know. Moreover, much of our work suffers from a chronic illusion that the study of leadership pertains to natural sciences and is governed by what to us at least appear to be highly elusive laws of causality. These two afflictions together skew the study of the fuzzy social phenomenon we have come to know as <i>leadership</i>, towards understandings of a world that many find intellectually unappealing, ideologically loaded, and practically misleading.</p><p>Despite our skepticism towards authentic leadership theory (see Alvesson &amp; Einola, <span>2019</span>, <span>2022</span>; Einola &amp; Alvesson, <span>2021</span>), we do think that authenticity should be a topic of inquiry within the field of leadership and organization studies. We want to encourage our colleagues to be what the Enlightenment scholar and poet, Schiller, referred to as <i>philosophical minds</i> (Alvesson et al., <span>2022a</span>) and use imaginative and novel approaches to conduct research in this area. In this article, we seek to both address some broader questions of what we suggest leadership studies is about—or rather could be about, and to engage directly with Helmuth, Cole and Vendette's article on <i>authentic action</i> (Helmuth et al., <span>2024</span>).</p><p>We are certain that most students of leadership who believe in the power of positive psychology to inform what is indisputably a social and relational phenomenon probably mean well. However, good intentions, optimistic personal worldviews, and wishful thinking do not help when the looking glass reflects back the image of a confused human being, in search of—or trying to get away from—their true, authentic self when they need to adjust to working with a new boss with radically different values, blow the whistle on colleagues engaging in insider trading, or define a grand purpose for a fast-fashion company. Genuinely facing one's authentic self, in fact, can be difficult, scary, and intimidating for many of us—hence a common inclination <i>not to</i> engage in this type of reflexivity, like Heidegger's influential work shows us.</p><p>We who read and write about <i>leadership</i> in this and other similar journals are fortunate to live in a world of abundance and possibilities but also in a society where polarization, destruction, and conflict of all possible shades of black are paving the way to a looming apocalypse, as the Doomsday Clock symbolically indicates. We clearly need capable guidance, <i>leader</i>-<i>ship</i>. We use the hyphen to partly separate a word, leadership, we have come to consider as one to make an analytical distinction between its two parts. The study of etymology tells us that “leader” originates from a word that implies a <i>guide</i> and the suffix “ship” extends this meaning to a person's <i>capacity to lead others</i>.</p><p>If <i>authentic action</i> implies the rise of courageous leaders who like Ulysses know their True North and guide us and our institutions out of the perilous waters thanks to their exceptional navigation skills and unwavering faith, then we think we are onto something meaningful. Alas, we as educators and advisors of these leader-candidates world so impatiently (still) waits for do not feel confident that our pedagogical skills match the pastoral task at hand. It will take epic persuasion powers and charisma we individually and collectively may simply lack, to convert the same senior managers and their heirs whose actions have gotten us where we are today into morally strong humble and self-sacrificing leaders and guides, capable of uniting the troops under one same flag, generating actions that take us to the promised land, despite all odds.</p><p>In their article, Helmuth et al. (<span>2024</span>) ask: <i>when did authentic leadership go wrong</i>? Our answer is that the study of authentic leadership derailed when it was turned into the Authentic Leadership Theory (ALT) as captured in the authentic leadership <i>construct</i>. As Helmuth and colleagues also point out, the research community turned inwards, stopped questioning the validity, key premises, and the way in which the construct was operationalized almost immediately after its inception to then start a massive empirical effort showing that authentic leadership is “good”—indeed a source of almost anything good.</p><p>For us, the idea of leadership as an objective phenomenon unconcerned by the complexity of social life and unaffected by our subjectivities, discourses, and the very human inclination to constantly alter, mess-up, and (mis)interpret social phenomena such as leader-follower relations is an interesting thought experiment. However, we remain dismayed at how swiftly a popular discourse and an <i>idea</i> of authentic leadership was transformed into a <i>construct</i> and an authentic leadership <i>theory</i> (ALT) and at how sticky ALT has been despite all the critique of this theory, as well as of other positive leadership theories, such as transformational leadership (Alvesson &amp; Einola, <span>2019</span>; Einola &amp; Alvesson, <span>2021</span>; Ford &amp; Harding, <span>2011</span>; Gardiner, <span>2016</span>; Gardner et al., <span>2021</span>; Iszatt-White, Carroll, et al., <span>2021</span>; Iszatt-White, Stead, &amp; Elliott, <span>2021</span>; Spoelstra et al., <span>2021</span>; Tourish, <span>2019</span>). The field of leadership appears immune to critical reflection. There are even scholars who openly confess that they never read critique (Tourish, <span>2019</span>). Yet no serious scientific endeavor—different from ideology—can be sustained without skepticism, doubt, and engagement with well-founded critique.</p><p>We note that Helmuth and colleagues argue for a combination of qualitative and quantitative work—but only use or aim at the latter. We believe that many realize that good understanding calls for something else than getting questionnaires filled, but single-minded training, myopic publication norms, and stiff academic career regimes prevent people from conducting qualitative studies, such as ethnographies, as well as other forms of <i>slow research</i>. Qualitative studies are also often fraught with problems. One-time interviews with X number of people may be as shallow as questionnaire-filling research, but well-carried out interviews exploring issues in-depth perhaps employing mixed methods designs have a better chance to go a bit deeper into the subject matter.</p><p>Our point here is that in our messy field, objectivity can only be an elusive ideal. For a more insightful and novel leadership studies, more pluralism, both philosophical and methodological, is needed. Studies interested in the vague, complex, elusive, and highly subjective area of authenticity need to take the genuinely qualitative (intuitive, interpretative, tentative, uncertainty-acknowledging, situationally sensitive, and openly explorative) seriously.</p><p>Helmuth, Cole, and Vendette aim to capture “the basic elements” of leadership and write that</p><p>Are there basic elements in authentic leadership? And is this claimed phenomenon necessarily a phenomenon? The tribe of authentic leadership researchers assumes that authenticity is a basic element of “leadership,” the “root” construct other sibling constructs are built on. One could say that leadership (whatever the meaning of that is for the reader) is mainly about what managers and subordinates do within a relation and what happens as a result. Here, researchers implicitly claim to know what this relation and its basic elements are all about. They think of themselves as experts because they have read and published many academic papers on the topic, diligently citing each other. But since researchers may not have deductive capabilities and working life experience to automatically know best, other options should be considered.</p><p>Researchers could go to the field for longer periods of time, and once they think they know the context well enough to ask meaningful questions and make competent interpretations, they could approach people in different roles and ask them questions about what is important for leader–follower relations to get their work done in an optimal way. Any good qualities emerging could be listed, from technical competence, empathy, group identification, social skills, cognitive sharpness, political astuteness, courage, fairness, availability, autonomy, support, having the “right” values, being tactful and getting along with people, speaking up, being loyal upwards, downwards, sidewards, with the profession or being capable of doing resistance, being hands-on, or avoiding anything that indicates micro-management. It is not obvious that “authenticity” would score high on the list (unless the participants recently attended a course on authentic leadership inserting the idea in their heads). More than something substantive, “basic elements” may constitute a researcher fantasy, a pretense of scholarly knowledge, and a quite reductionistic and researcher-egocentric view on the subject matter.</p><p>There are also problems with the ideal of the accumulation of knowledge, at least as a linear and systematic project. For accumulation to be successful, a larger community of researchers needs to be strongly agreeing on the accumulation project and doing the same thing—same definitions, same measures, and studying the same group of people. If we consider the limited success of leadership studies (other than when it comes to being a successful business in its own right) and look at areas scoring high on the accumulation of knowledge-ideal, the track record is clearly disappointing (Fischer, <span>2018</span>; Tourish, <span>2019</span>; van Knippenberg &amp; Sitkin, <span>2013</span>). All the positive psychology applied to leadership studies has received devastating critique suggesting that most things are wrong with these theories, including an arbitrary lumping together of impossible-to-study “elements.”</p><p>Is the lack of accumulation of knowledge really a problem? Probably yes, if one would very much want the social world to function like the physical world, fairly uniform and following mechanical laws, and if one has a strong need for certainty and a strong conviction that one's philosophical position is simply the best. If not, fragmentation may instead be considered as much welcome diversity of thought, manifestation of human creativity, and reflect a deep interest in the many dimensions and facets empirical phenomena can be cultivated, not to be reduced to finding some basic elements being universally relevant, replicable, and important. The strive towards consensus and accumulation may prevent ideas, insights, and valuable knowledge from emerging.</p><p>An important question is then if Helmuth and colleagues' interest in authentic actions is likely to reduce the confusion, achieve further consensus and accumulation of results to “be transferred to practitioners.” We have mixed feelings about this suggestion. Problems concern the distinction of how to assess “authentic actions” and the assumed close link between the person of the leader and their (authentic) action. While we may assess a product or painting as authentic (and not fake), it is more difficult to assess the activity in such a way, decoupled from the person doing the act. More positively, cultivating a strong interest in authenticity of people <i>and</i> their actions <i>and</i> the consequences of these could lead to valuable insights about contemporary organizational life. One could, for example, investigate when does a person think they are acting authentically and not—and why.</p><p>Shifting the focus to actions may be a small step in the right direction. Leadership, few would disagree, is very much about behaviors—and reactions. However, when studying <i>authentic</i> leadership, intentions cannot be decoupled from actions simply for the construct to better accommodate dictates of a preferred method. Authenticity emanates from a human mind and authenticity-dilemmas are intimately a reflection of the mind. My painful process of decision-making to follow convictions and denounce my wrong-doer boss thus risking my career inevitably comes before my act of denouncing them. The company mailbox filling with anonymous denouncements is no proof of authentic action, just an objectively verifiable empirical observation. The upshot is that these denouncements can readily be read and counted, and appropriate action taken to fix the problem. The fixer can be authentic, inauthentic, or someone who simply is trying to do a good job and does not really care about truthfulness to self. Here, it is the outcome that matters, at least for practical purposes. The problem is that many organizational malpractices, despite all the good intentions of authentic leadership scholars, remain unattended as organizational members, including leaders, often prefer to engage in willful ignorance (Alvesson et al., <span>2022b</span>) and avoid facing issues around (in-) authenticity upfront.</p><p>A key statement in the article by Helmuth, Cole and Vendette seems to be that “A leader acts authentically when they resist the external pressure from the Other and choose to act according to their own desires” (p. 120).</p><p>Resistance to norms is a key theme here. While this resistance appears often laudable in principle, in practice, any manager going against culture, team expectations, and superiors will risk being negatively evaluated and punished by the people or groups they go against. This type of resistance is typically not articulated as authentic behavior but in very different ways: going against the company spirit, violating expectations, or refusing to do one's job. Own desires may not necessary be seen as a matter of authenticity and integrity, but as stubbornness and mental rigidity, or being socially insensitive, self-righteous, disloyal, or just being difficult to work with (Jackall, <span>1988</span>). Organizations and professions are often intolerant of people focusing more on the self than others or on moral commitments breaking with norms. And when a particular self-other link is established, it may go against others. For instance, it is sometimes difficult for middle level managers to be loyal to seniors and juniors at the same time (Gjerde &amp; Alvesson, <span>2020</span>; Sims, <span>2003</span>).</p><p>An additional problem is the link of actions to a specific person. A classical trick for people is to take credit for outcomes of successful actions and attribute responsibility for less positive decisions, acts, and outcomes to others: external circumstances, senior management, and complexity. Few acts come directly from the leader's free agency, unless we talk of people with almost absolute power like Mark Zuckerberg or Elon Musk. Outcomes are subjected to constraints that come from others—seniors, suppliers, customers, subordinates, professional norms, legislation, policy, and so on. As leaders do not act in splendid isolation but typically in socially contingent ways, tracing the authenticity of action to specific people is often difficult. A multitude of demands for frontstage behavior—acting differently in front of an audience than when one is socially unconstrained—may put pressure on the leader. Some managers see subordinates occasionally, and in planned interactions, such as formal meetings and appraisal talks, others work very closely with them in a variety of situations. Actions assessed in terms of authenticity may show considerable differences based on how close the leader/follower relation is.</p><p>Helmuth et al. (<span>2024</span>, p. 131) in their tab. 4 offer interesting directions for future research that do not box in authors in any method or research philosophy upfront. Maybe a mixed approach taking inspiration in different fields historically concerned with authenticity such as psychology, philosophy, literature, sociology, and leadership and organization studies could capture the richness of the concept better? We simply need to think more broadly and in varied ways about different aspects of the (in-)authenticity problem, including all the forces making and rewarding us for being not so authentic.</p><p>The article concludes with two suggestions or possible “paths” for the future of authentic leadership. We find more interesting the second path proposing <i>a complete rebuild because authentic leadership's theoretical, conceptual, and measurement deficiencies</i>. According to Helmuth et al., this requires <i>developing a new construct that then lends to measurement</i>. It implies <i>developing a clear and theoretically sound definition and establishing its nomological network by articulating the antecedents, correlates, and outcomes of the newly developed authentic leadership construct</i>. We do not have the training or the imagination to see how a robust measurement for authentic leadership—including leader self-awareness, relations with others, actions, and consequences or related “outcomes” could be built. The risk is apparent: more shaky research on respondent questionnaire filling behavior rather than authenticity, having little bearing on more complex phenomena (sense-making, actions, relations) outside the act of form-filling (Alvesson, <span>1996</span>, <span>2020</span>).</p><p>However, we do see how a person can communicate situationally through storytelling or other forms of persuasive talk (backbone of leadership!) or journaling moments when they struggled with choices of being their authentic selves, or situations from their life as managers when the authenticity question became salient forcing them to confront it, and what happened as a consequence. We can also study how employees assess their managers as demonstrating behaviors and attitudes of someone who is or appears to be sincere, empathetic, fair, a good listener, capable of reversing own bad decisions and so on … but what do these lived experiences and perceptions have to do with <i>authenticity</i>—and then <i>which</i> notion of authenticity of all these diverse things packaged into authentic leadership theory?</p><p>We also do not as researchers of leadership conceptualize either authenticity or leadership (and by extension authentic leadership) as a construct but as interesting concepts or phenomena. Hence, to be constructive, we suggest not to mix authenticity as in existential philosophy with any <i>construct</i> that has to do with authenticity. The very essence of authenticity in existential philosophy is phenomenological and based on serious introspection—a journey into the Self or one's Being. What is good life for me? How should I live it? What is an authentic existence? There is no space or meaning for leadership in these ponderations that highlight individual freedom and free will not only for leaders (typically managers) but as an essential part of what it means to be human.</p><p>We have attempted to convey that, as we see it, both authenticity and leadership are slippery concepts and should <i>not</i> be combined into <i>authentic leadership</i>, implying some relational aspect or organizational outcome that can be attributed to leader authenticity. It is theoretically much less contestable and promising to inductively study managers or other organizational members struggling with (in-)authenticity or encountering critical moments when their true selves are put to test or otherwise become an essential part of their organizational lives or career paths. We live in an age of fake commercialized authenticity where much of life occurs in a virtual world and social media. Our lives increasingly involve people we do not know, are never going to meet or know in person, and who do not really care that much about us, let alone about our authentic or inauthentic thoughts, acts, and the consequences of these. So is the case also with most people we interact with at work—customers, suppliers, senior managers, most colleagues, subordinates, and so on. Most are interested in effective and smooth role-playing and adaptation to laws, rules, corporate policy, organizational and professional culture, political correctness, navigating between sectional interests, and a multitude of value commitments and social identities in workplaces.</p><p>Sometimes, all the noise around “authenticity” signals a world full of fake, hypocrisy, imitations, persuasive talk, and so on. Leadership researchers may add to a commercialized and commodified world selling “authenticity” and persuade consumers to buy into the package. Ideological escape attempts may be tempting to avoid having to think for oneself—the very first task for an aspiring authentic self. So there are reasons to be skeptical—and engage in critical scrutiny.</p><p>If organizations take the issue of authenticity-promoting seriously, the consequences can be both positive and perilous, depending on the context. Most organizations call for compliance, smooth social relations, and people saying the “right” thing, in line with policies and cultural norms. If only the top leaders exercise their authenticity and others need to follow, then thinking humans become clones and diversity of thought is discouraged. We do not see how this could be ethical or even desirable. If all people exercise authenticity, being “truly true” to their selves, organizational cultures genuinely welcoming diversity of thought need to be created as a first step. Individuals being authentic in their jobs can lead to positive changes, but it can also lead to sanctions and unpopularity, as we so often see when employees use their voice and become whistle-blowers. Few organizations genuinely foster workplace cultures where people's true selves can flourish. Authenticity is often a career stopper, while appearing authentic or complying may help people at work to be promoted as they are assessed to be made of “leadership material.”</p><p>In our view, the ongoing authenticity discussions need to be decoupled from what has come to be understood as <i>authentic leadership theory</i>. We believe that no amount of facelifts, tummy tucks or botox (re)fills will restore this <i>construct</i> and make it reach the beauty and elegance of the theory of relativity. Are we as a community bending a concept to fit what for many is a preferred method and research philosophy and to cater to customer likings? Or are we trying to make everyone who has invested time, money, and a substantial amount of their egos in this theory feel happy and psychologically safe? Is the article by Helmuth, Cole, and Vendette simply playing with semantics to save a shipwrecked theory from sinking?</p><p>What does it take to refute a theory in leadership studies? Or are we trapped in our socio-cultural differences, from where the difficulty to establish common ground—and if so, can we do something about it? We hope that the study of leadership will not become a hopeless and tyrannical drama as much of modern politics. If a loud thought leader and a ruling coalition have great many supporters, then their voice prevails. On the scene, a chorus of clones, “perfect” followers who have willingly given up the painful burden to exercise their freedom to (authentically) think for themselves, sings along out of tune no matter how cacophonic the melody is, muffling any dissident voices, including the authentic voice inside themselves.</p><p>Even though we are not really on board with the twist of moving from existentialist philosophers into a standardized questionnaire and inserting yet another measurement and new intermediary variable into the authentic leadership “construct,” we have enjoyed reading the piece by Helmuth et al. (<span>2024</span>). Some, although modest rocking of the boat, is vital within the field leadership, not only by very skeptical outsiders such as ourselves but also by people in the broad mainstream. Intellectual humility this type of debate can bring forth is an attitude we could collectively be much better at nurturing.</p><p>The authors do not have a conflict of interest with the Journal of Organizational Behavior, their representatives, or any organizations that may be interested in this research.</p>\",\"PeriodicalId\":48450,\"journal\":{\"name\":\"Journal of Organizational Behavior\",\"volume\":\"45 1\",\"pages\":\"136-141\"},\"PeriodicalIF\":6.2000,\"publicationDate\":\"2023-11-01\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://onlinelibrary.wiley.com/doi/epdf/10.1002/job.2759\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Organizational Behavior\",\"FirstCategoryId\":\"91\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1002/job.2759\",\"RegionNum\":2,\"RegionCategory\":\"管理学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"BUSINESS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Organizational Behavior","FirstCategoryId":"91","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1002/job.2759","RegionNum":2,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"BUSINESS","Score":null,"Total":0}
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摘要

我们的领导力研究学术领域深受对时尚和客户至上的非学术性痴迷的困扰。我们明显喜欢告诉受众他们喜欢听什么,什么能让我们受欢迎,而不是他们需要知道什么。此外,我们的许多工作还长期受制于一种错觉,即领导力研究属于自然科学范畴,受制于至少在我们看来非常难以捉摸的因果关系法则。尽管我们对真实领导力理论持怀疑态度(见 Alvesson &amp; Einola, 2019, 2022; Einola &amp; Alvesson, 2021),但我们确实认为,真实性应该成为领导力与组织研究领域的一个研究课题。我们希望鼓励我们的同行成为启蒙学者和诗人席勒所说的哲学头脑(Alvesson et al.在这篇文章中,我们试图解决一些更广泛的问题,即我们认为领导力研究是关于什么的--或者说可以是关于什么的,并直接与赫尔姆斯、科尔和文德特关于真实行动的文章(Helmuth et al.然而,当他们需要适应与价值观截然不同的新上司共事、揭发从事内幕交易的同事、或为快速时尚公司确定宏伟目标时,当镜子反射出一个迷茫的人的形象,在寻找--或试图摆脱--真实的自我时,良好的愿望、乐观的个人世界观和一厢情愿的想法都无济于事。事实上,真正面对真实的自我,对我们很多人来说都是困难的、可怕的、令人生畏的--因此,我们普遍倾向于不进行这种反思,就像海德格尔影响深远的著作告诉我们的那样。我们这些在本刊和其他类似刊物上阅读和撰写有关领导力的文章的人很幸运,因为我们生活在一个充裕和充满可能性的世界,但同时也生活在一个两极分化、破坏和各种可能的黑色冲突的社会中,正如象征性的末日时钟所显示的那样,这个社会正在为迫在眉睫的世界末日铺平道路。我们显然需要有能力的指导和领导。我们用连字符将 "leadership"(领导力)这个词部分分开,并将其视为一个词,以便对其两个部分进行分析区分。词源学研究告诉我们,"leader"(领导者)一词的本义是向导,而后缀 "ship"(船)则将这一本义延伸为一个人领导他人的能力。如果真正的行动意味着勇敢的领导者的崛起,他们像尤利西斯一样知道自己的 "真北",凭借卓越的航海技术和坚定的信念,引导我们和我们的机构走出危险的水域,那么我们认为我们正在做一些有意义的事情。唉,我们作为教育者和顾问,对这些世界如此迫不及待(仍然)等待的领袖候选人并不自信,我们的教学技能与手头的教牧任务相匹配。我们个人和集体可能根本就缺乏史诗般的说服力和魅力,要想把那些用行动让我们走到今天这一步的高级管理者及其继承人转变成道德上强大、谦逊和自我牺牲的领导者和指导者,使他们能够把部队团结在同一面旗帜下,不顾一切地采取行动,把我们带到应许之地,这需要史诗般的说服力和魅力。我们的答案是,当真实领导力的研究被转化为真实领导力理论(ALT)时,它就出轨了。正如赫尔姆斯及其同事所指出的那样,研究界转向了内部,停止了对该理论的有效性、关键前提和操作方式的质疑,几乎是在该理论提出后的第一时间,就开始了大规模的实证研究,以证明真实领导力是 "好 "的--事实上,它几乎是一切好的源泉。对我们来说,将领导力视为一种客观现象,既不关注社会生活的复杂性,也不受我们的主观性、话语以及不断改变、扰乱和(错误)解释领导者与追随者关系等社会现象的人类倾向的影响,是一个有趣的思想实验。 所有应用于领导力研究的积极心理学都受到了毁灭性的批判,认为这些理论中的大多数东西都是错误的,包括任意地将不可能研究的 "元素 "混为一谈。"缺乏知识积累真的是一个问题吗?也许是的,如果一个人非常希望社会世界像物理世界一样运行,相当统一并遵循机械规律,如果一个人对确定性有强烈的需求,并坚信自己的哲学立场是最好的。如果不是这样,碎片化反而会被认为是非常受欢迎的思想多样性,是人类创造力的体现,反映了人们对经验现象的多维度和多面性的浓厚兴趣,而不是沦为寻找一些具有普遍相关性、可复制性和重要性的基本要素。因此,一个重要的问题是,赫尔姆斯及其同事对真实行动的兴趣是否有可能减少混乱,达成进一步的共识,并积累成果,"转让给实践者"。我们对这一建议褒贬不一。问题在于如何评估 "真实行动 "的区别,以及假定的领导者个人与其(真实)行动之间的密切联系。虽然我们可以评估产品或画作的真实性(而不是虚假性),但要以这种方式评估活动却比较困难,因为它与实施行为的人脱钩。更积极的是,培养对人及其行为的真实性及其后果的浓厚兴趣,可以为当代组织生活提供有价值的见解。例如,我们可以研究一个人何时认为自己的行为是真实的,何时认为自己的行为是不真实的,以及为什么。很少有人会反对,领导力在很大程度上与行为和反应有关。然而,在研究真实领导力时,不能仅仅为了更好地适应某种偏好方法的要求而将意图与行动分离开来。真实源于人的思想,而真实的两难选择正是思想的反映。我痛苦地决定遵从信念,揭发我的犯错上司,从而冒着职业生涯的风险,在我揭发他们的行为之前,必然会有一个痛苦的过程。公司信箱里充斥着匿名告发并不能证明我采取了真实的行动,这只是一个可以客观验证的经验之谈。其结果是,这些告发可以很容易地被阅读和统计,并采取适当的行动来解决问题。解决问题的人可以是真实的,也可以是不真实的,或者只是想把工作做好,并不真正关心自我的真实性。在这里,结果才是最重要的,至少就实际目的而言是如此。问题是,尽管真实领导力学者的初衷是好的,但由于包括领导者在内的组织成员往往宁愿选择故意无知(Alvesson et al、赫尔姆斯、科尔和文德特文章中的一个关键论点似乎是:"当领导者抵制来自他者的外部压力,选择按照自己的意愿行事时,他们的行为才是真实的"(第 120 页)。虽然这种抵制在原则上似乎是值得称赞的,但在实践中,任何违背文化、团队期望和上级的管理者都有可能受到他们所反对的人或团体的负面评价和惩罚。这种类型的抵制通常不以真实行为的方式表达,而是以截然不同的方式表现出来:违背公司精神、违反期望或拒绝做好本职工作。自己的愿望可能不一定被视为真实和正直的问题,而是固执和精神僵化,或者是对社会不敏感、自以为是、不忠诚,或者是难以共事(Jackall,1988 年)。组织和职业往往不能容忍人们只关注自我而不关注他人,或者道德承诺违反规范。当一种特定的 "自我-他人 "联系建立起来时,它可能会与其他人背道而驰。例如,中层管理人员有时很难同时忠于上级和下级(Gjerde &amp; Alvesson, 2020; Sims, 2003)。人们的一个惯用伎俩是将成功行动的结果归功于他人,而将不太积极的决策、行为和结果的责任归咎于他人:外部环境、高级管理层和复杂性。除非是像马克-扎克伯格(Mark Zuckerberg)或埃隆-马斯克(Elon Musk)这样几乎拥有绝对权力的人,否则很少有行为是直接来自领导者的自由意志。 在工作中与我们打交道的大多数人也是如此--客户、供应商、高级经理、大多数同事、下属等等。大多数人都希望能够有效、顺利地扮演角色,适应法律、规则、企业政策、组织和职业文化、政治正确、部门利益之间的游刃有余,以及工作场所中的众多价值承诺和社会身份。有时,围绕 "真实性 "的所有噪音都预示着一个充满虚假、伪善、模仿、说服性言论等的世界。领导力研究人员可能会在这个商业化和商品化的世界里大肆兜售 "真实性",并说服消费者购买这种包装。意识形态上的逃避企图可能很有诱惑力,可以避免自己思考--这是渴望真实自我的人的首要任务。因此,我们有理由持怀疑态度--进行批判性的审视。如果组织认真对待促进真实性的问题,其后果可能是积极的,也可能是危险的,这取决于具体情况。大多数组织都要求遵纪守法、社会关系顺畅、人们按照政策和文化规范说 "正确 "的话。如果只有高层领导才能行使其真实性,而其他人需要跟随,那么有思想的人就会变成克隆人,思想的多样性就会受到阻碍。我们看不出这有什么道德可言,甚至是可取的。如果所有人都能践行真实性,做 "真正真实 "的自己,那么作为第一步,就需要创建真正欢迎思想多样性的组织文化。个人在工作中保持真实,可以带来积极的变化,但也可能导致制裁和不受欢迎,正如我们经常看到的员工利用自己的声音成为告密者。很少有组织能真正培养出让人们的真实自我得以蓬勃发展的职场文化。我们认为,目前关于真实性的讨论需要与人们所理解的真实领导力理论脱钩。我们认为,无论如何整容、收腹或肉毒素(再)填充,都无法恢复这一结构,使其达到相对论的美丽和优雅。作为一个群体,我们是否在弯曲一个概念,以适应许多人偏好的方法和研究理念,并迎合客户的喜好?或者说,我们是在努力让每一个在这一理论上投入了时间、金钱和大量自我的人感到快乐和心理安全?赫尔姆斯、科尔和文德特的文章是否只是在玩弄语义学,以挽救一个沉船的理论?或者说,我们是否受困于社会文化差异,难以建立共识?我们希望,领导力研究不会像现代政治一样,成为一出无望而暴虐的戏剧。如果一个响亮的思想领袖和执政联盟拥有众多支持者,那么他们的声音就会占上风。在现场,一群 "完美 "的追随者(他们甘愿放弃痛苦的负担,行使自己(真实地)独立思考的自由),无论旋律多么铿锵有力,都会唱得走调,压制住任何不同的声音,包括他们内心真实的声音。尽管我们并不赞同将存在主义哲学家的观点转变为标准化问卷,并在真实领导力 "建构 "中加入另一种测量方法和新的中间变量,但我们还是很喜欢阅读赫尔姆斯等人(2024 年)的文章。在领导力领域中,一些虽然不大的摇摆是至关重要的,不仅是像我们这样非常持怀疑态度的局外人,而且还有广泛的主流人群。这种辩论所能带来的智慧上的谦逊,是我们可以共同培养的一种态度。作者与《组织行为学杂志》、其代表或任何可能对本研究感兴趣的组织均无利益冲突。 他最近的著作包括《重新想象研究过程》(Sage 2021, w Jörgen Sandberg)、《回归意义》。《一门有话要说的社会科学》(牛津大学出版社2017年,作者:Yiannis Gabriel和Roland Paulsen),《反思性领导力》(Sage 2017年,作者:Martin Blom和Stefan Sveningsson),以及《愚蠢悖论》(2016年,作者:andr<s:1> Spicer)。他是英国科学院院士,并于2023年获得拉克高等研究学院赫伯特·西蒙奖。他是慕尼黑工业大学高级研究所的2023-26年度汉斯·菲舍尔高级研究员。Katja Einola是瑞典斯德哥尔摩经济学院的助理教授。她的作品发表在主要的国际期刊上,主题包括团队、领导力和组织中人工智能的人类经验。她精通六种语言,在三大洲的小型和大型跨国公司担任各种组织角色,拥有20年的专业经验。支持本研究结果的数据可根据通讯作者的合理要求提供。
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Authentic action: A recipe for success or a minefield?

Our academic field of leadership studies is plagued by an unscholarly obsession with fashions and clientelism. We have a pronounced penchant to tell our audiences what they like to hear and what makes us popular rather than what they need to know. Moreover, much of our work suffers from a chronic illusion that the study of leadership pertains to natural sciences and is governed by what to us at least appear to be highly elusive laws of causality. These two afflictions together skew the study of the fuzzy social phenomenon we have come to know as leadership, towards understandings of a world that many find intellectually unappealing, ideologically loaded, and practically misleading.

Despite our skepticism towards authentic leadership theory (see Alvesson & Einola, 2019, 2022; Einola & Alvesson, 2021), we do think that authenticity should be a topic of inquiry within the field of leadership and organization studies. We want to encourage our colleagues to be what the Enlightenment scholar and poet, Schiller, referred to as philosophical minds (Alvesson et al., 2022a) and use imaginative and novel approaches to conduct research in this area. In this article, we seek to both address some broader questions of what we suggest leadership studies is about—or rather could be about, and to engage directly with Helmuth, Cole and Vendette's article on authentic action (Helmuth et al., 2024).

We are certain that most students of leadership who believe in the power of positive psychology to inform what is indisputably a social and relational phenomenon probably mean well. However, good intentions, optimistic personal worldviews, and wishful thinking do not help when the looking glass reflects back the image of a confused human being, in search of—or trying to get away from—their true, authentic self when they need to adjust to working with a new boss with radically different values, blow the whistle on colleagues engaging in insider trading, or define a grand purpose for a fast-fashion company. Genuinely facing one's authentic self, in fact, can be difficult, scary, and intimidating for many of us—hence a common inclination not to engage in this type of reflexivity, like Heidegger's influential work shows us.

We who read and write about leadership in this and other similar journals are fortunate to live in a world of abundance and possibilities but also in a society where polarization, destruction, and conflict of all possible shades of black are paving the way to a looming apocalypse, as the Doomsday Clock symbolically indicates. We clearly need capable guidance, leader-ship. We use the hyphen to partly separate a word, leadership, we have come to consider as one to make an analytical distinction between its two parts. The study of etymology tells us that “leader” originates from a word that implies a guide and the suffix “ship” extends this meaning to a person's capacity to lead others.

If authentic action implies the rise of courageous leaders who like Ulysses know their True North and guide us and our institutions out of the perilous waters thanks to their exceptional navigation skills and unwavering faith, then we think we are onto something meaningful. Alas, we as educators and advisors of these leader-candidates world so impatiently (still) waits for do not feel confident that our pedagogical skills match the pastoral task at hand. It will take epic persuasion powers and charisma we individually and collectively may simply lack, to convert the same senior managers and their heirs whose actions have gotten us where we are today into morally strong humble and self-sacrificing leaders and guides, capable of uniting the troops under one same flag, generating actions that take us to the promised land, despite all odds.

In their article, Helmuth et al. (2024) ask: when did authentic leadership go wrong? Our answer is that the study of authentic leadership derailed when it was turned into the Authentic Leadership Theory (ALT) as captured in the authentic leadership construct. As Helmuth and colleagues also point out, the research community turned inwards, stopped questioning the validity, key premises, and the way in which the construct was operationalized almost immediately after its inception to then start a massive empirical effort showing that authentic leadership is “good”—indeed a source of almost anything good.

For us, the idea of leadership as an objective phenomenon unconcerned by the complexity of social life and unaffected by our subjectivities, discourses, and the very human inclination to constantly alter, mess-up, and (mis)interpret social phenomena such as leader-follower relations is an interesting thought experiment. However, we remain dismayed at how swiftly a popular discourse and an idea of authentic leadership was transformed into a construct and an authentic leadership theory (ALT) and at how sticky ALT has been despite all the critique of this theory, as well as of other positive leadership theories, such as transformational leadership (Alvesson & Einola, 2019; Einola & Alvesson, 2021; Ford & Harding, 2011; Gardiner, 2016; Gardner et al., 2021; Iszatt-White, Carroll, et al., 2021; Iszatt-White, Stead, & Elliott, 2021; Spoelstra et al., 2021; Tourish, 2019). The field of leadership appears immune to critical reflection. There are even scholars who openly confess that they never read critique (Tourish, 2019). Yet no serious scientific endeavor—different from ideology—can be sustained without skepticism, doubt, and engagement with well-founded critique.

We note that Helmuth and colleagues argue for a combination of qualitative and quantitative work—but only use or aim at the latter. We believe that many realize that good understanding calls for something else than getting questionnaires filled, but single-minded training, myopic publication norms, and stiff academic career regimes prevent people from conducting qualitative studies, such as ethnographies, as well as other forms of slow research. Qualitative studies are also often fraught with problems. One-time interviews with X number of people may be as shallow as questionnaire-filling research, but well-carried out interviews exploring issues in-depth perhaps employing mixed methods designs have a better chance to go a bit deeper into the subject matter.

Our point here is that in our messy field, objectivity can only be an elusive ideal. For a more insightful and novel leadership studies, more pluralism, both philosophical and methodological, is needed. Studies interested in the vague, complex, elusive, and highly subjective area of authenticity need to take the genuinely qualitative (intuitive, interpretative, tentative, uncertainty-acknowledging, situationally sensitive, and openly explorative) seriously.

Helmuth, Cole, and Vendette aim to capture “the basic elements” of leadership and write that

Are there basic elements in authentic leadership? And is this claimed phenomenon necessarily a phenomenon? The tribe of authentic leadership researchers assumes that authenticity is a basic element of “leadership,” the “root” construct other sibling constructs are built on. One could say that leadership (whatever the meaning of that is for the reader) is mainly about what managers and subordinates do within a relation and what happens as a result. Here, researchers implicitly claim to know what this relation and its basic elements are all about. They think of themselves as experts because they have read and published many academic papers on the topic, diligently citing each other. But since researchers may not have deductive capabilities and working life experience to automatically know best, other options should be considered.

Researchers could go to the field for longer periods of time, and once they think they know the context well enough to ask meaningful questions and make competent interpretations, they could approach people in different roles and ask them questions about what is important for leader–follower relations to get their work done in an optimal way. Any good qualities emerging could be listed, from technical competence, empathy, group identification, social skills, cognitive sharpness, political astuteness, courage, fairness, availability, autonomy, support, having the “right” values, being tactful and getting along with people, speaking up, being loyal upwards, downwards, sidewards, with the profession or being capable of doing resistance, being hands-on, or avoiding anything that indicates micro-management. It is not obvious that “authenticity” would score high on the list (unless the participants recently attended a course on authentic leadership inserting the idea in their heads). More than something substantive, “basic elements” may constitute a researcher fantasy, a pretense of scholarly knowledge, and a quite reductionistic and researcher-egocentric view on the subject matter.

There are also problems with the ideal of the accumulation of knowledge, at least as a linear and systematic project. For accumulation to be successful, a larger community of researchers needs to be strongly agreeing on the accumulation project and doing the same thing—same definitions, same measures, and studying the same group of people. If we consider the limited success of leadership studies (other than when it comes to being a successful business in its own right) and look at areas scoring high on the accumulation of knowledge-ideal, the track record is clearly disappointing (Fischer, 2018; Tourish, 2019; van Knippenberg & Sitkin, 2013). All the positive psychology applied to leadership studies has received devastating critique suggesting that most things are wrong with these theories, including an arbitrary lumping together of impossible-to-study “elements.”

Is the lack of accumulation of knowledge really a problem? Probably yes, if one would very much want the social world to function like the physical world, fairly uniform and following mechanical laws, and if one has a strong need for certainty and a strong conviction that one's philosophical position is simply the best. If not, fragmentation may instead be considered as much welcome diversity of thought, manifestation of human creativity, and reflect a deep interest in the many dimensions and facets empirical phenomena can be cultivated, not to be reduced to finding some basic elements being universally relevant, replicable, and important. The strive towards consensus and accumulation may prevent ideas, insights, and valuable knowledge from emerging.

An important question is then if Helmuth and colleagues' interest in authentic actions is likely to reduce the confusion, achieve further consensus and accumulation of results to “be transferred to practitioners.” We have mixed feelings about this suggestion. Problems concern the distinction of how to assess “authentic actions” and the assumed close link between the person of the leader and their (authentic) action. While we may assess a product or painting as authentic (and not fake), it is more difficult to assess the activity in such a way, decoupled from the person doing the act. More positively, cultivating a strong interest in authenticity of people and their actions and the consequences of these could lead to valuable insights about contemporary organizational life. One could, for example, investigate when does a person think they are acting authentically and not—and why.

Shifting the focus to actions may be a small step in the right direction. Leadership, few would disagree, is very much about behaviors—and reactions. However, when studying authentic leadership, intentions cannot be decoupled from actions simply for the construct to better accommodate dictates of a preferred method. Authenticity emanates from a human mind and authenticity-dilemmas are intimately a reflection of the mind. My painful process of decision-making to follow convictions and denounce my wrong-doer boss thus risking my career inevitably comes before my act of denouncing them. The company mailbox filling with anonymous denouncements is no proof of authentic action, just an objectively verifiable empirical observation. The upshot is that these denouncements can readily be read and counted, and appropriate action taken to fix the problem. The fixer can be authentic, inauthentic, or someone who simply is trying to do a good job and does not really care about truthfulness to self. Here, it is the outcome that matters, at least for practical purposes. The problem is that many organizational malpractices, despite all the good intentions of authentic leadership scholars, remain unattended as organizational members, including leaders, often prefer to engage in willful ignorance (Alvesson et al., 2022b) and avoid facing issues around (in-) authenticity upfront.

A key statement in the article by Helmuth, Cole and Vendette seems to be that “A leader acts authentically when they resist the external pressure from the Other and choose to act according to their own desires” (p. 120).

Resistance to norms is a key theme here. While this resistance appears often laudable in principle, in practice, any manager going against culture, team expectations, and superiors will risk being negatively evaluated and punished by the people or groups they go against. This type of resistance is typically not articulated as authentic behavior but in very different ways: going against the company spirit, violating expectations, or refusing to do one's job. Own desires may not necessary be seen as a matter of authenticity and integrity, but as stubbornness and mental rigidity, or being socially insensitive, self-righteous, disloyal, or just being difficult to work with (Jackall, 1988). Organizations and professions are often intolerant of people focusing more on the self than others or on moral commitments breaking with norms. And when a particular self-other link is established, it may go against others. For instance, it is sometimes difficult for middle level managers to be loyal to seniors and juniors at the same time (Gjerde & Alvesson, 2020; Sims, 2003).

An additional problem is the link of actions to a specific person. A classical trick for people is to take credit for outcomes of successful actions and attribute responsibility for less positive decisions, acts, and outcomes to others: external circumstances, senior management, and complexity. Few acts come directly from the leader's free agency, unless we talk of people with almost absolute power like Mark Zuckerberg or Elon Musk. Outcomes are subjected to constraints that come from others—seniors, suppliers, customers, subordinates, professional norms, legislation, policy, and so on. As leaders do not act in splendid isolation but typically in socially contingent ways, tracing the authenticity of action to specific people is often difficult. A multitude of demands for frontstage behavior—acting differently in front of an audience than when one is socially unconstrained—may put pressure on the leader. Some managers see subordinates occasionally, and in planned interactions, such as formal meetings and appraisal talks, others work very closely with them in a variety of situations. Actions assessed in terms of authenticity may show considerable differences based on how close the leader/follower relation is.

Helmuth et al. (2024, p. 131) in their tab. 4 offer interesting directions for future research that do not box in authors in any method or research philosophy upfront. Maybe a mixed approach taking inspiration in different fields historically concerned with authenticity such as psychology, philosophy, literature, sociology, and leadership and organization studies could capture the richness of the concept better? We simply need to think more broadly and in varied ways about different aspects of the (in-)authenticity problem, including all the forces making and rewarding us for being not so authentic.

The article concludes with two suggestions or possible “paths” for the future of authentic leadership. We find more interesting the second path proposing a complete rebuild because authentic leadership's theoretical, conceptual, and measurement deficiencies. According to Helmuth et al., this requires developing a new construct that then lends to measurement. It implies developing a clear and theoretically sound definition and establishing its nomological network by articulating the antecedents, correlates, and outcomes of the newly developed authentic leadership construct. We do not have the training or the imagination to see how a robust measurement for authentic leadership—including leader self-awareness, relations with others, actions, and consequences or related “outcomes” could be built. The risk is apparent: more shaky research on respondent questionnaire filling behavior rather than authenticity, having little bearing on more complex phenomena (sense-making, actions, relations) outside the act of form-filling (Alvesson, 1996, 2020).

However, we do see how a person can communicate situationally through storytelling or other forms of persuasive talk (backbone of leadership!) or journaling moments when they struggled with choices of being their authentic selves, or situations from their life as managers when the authenticity question became salient forcing them to confront it, and what happened as a consequence. We can also study how employees assess their managers as demonstrating behaviors and attitudes of someone who is or appears to be sincere, empathetic, fair, a good listener, capable of reversing own bad decisions and so on … but what do these lived experiences and perceptions have to do with authenticity—and then which notion of authenticity of all these diverse things packaged into authentic leadership theory?

We also do not as researchers of leadership conceptualize either authenticity or leadership (and by extension authentic leadership) as a construct but as interesting concepts or phenomena. Hence, to be constructive, we suggest not to mix authenticity as in existential philosophy with any construct that has to do with authenticity. The very essence of authenticity in existential philosophy is phenomenological and based on serious introspection—a journey into the Self or one's Being. What is good life for me? How should I live it? What is an authentic existence? There is no space or meaning for leadership in these ponderations that highlight individual freedom and free will not only for leaders (typically managers) but as an essential part of what it means to be human.

We have attempted to convey that, as we see it, both authenticity and leadership are slippery concepts and should not be combined into authentic leadership, implying some relational aspect or organizational outcome that can be attributed to leader authenticity. It is theoretically much less contestable and promising to inductively study managers or other organizational members struggling with (in-)authenticity or encountering critical moments when their true selves are put to test or otherwise become an essential part of their organizational lives or career paths. We live in an age of fake commercialized authenticity where much of life occurs in a virtual world and social media. Our lives increasingly involve people we do not know, are never going to meet or know in person, and who do not really care that much about us, let alone about our authentic or inauthentic thoughts, acts, and the consequences of these. So is the case also with most people we interact with at work—customers, suppliers, senior managers, most colleagues, subordinates, and so on. Most are interested in effective and smooth role-playing and adaptation to laws, rules, corporate policy, organizational and professional culture, political correctness, navigating between sectional interests, and a multitude of value commitments and social identities in workplaces.

Sometimes, all the noise around “authenticity” signals a world full of fake, hypocrisy, imitations, persuasive talk, and so on. Leadership researchers may add to a commercialized and commodified world selling “authenticity” and persuade consumers to buy into the package. Ideological escape attempts may be tempting to avoid having to think for oneself—the very first task for an aspiring authentic self. So there are reasons to be skeptical—and engage in critical scrutiny.

If organizations take the issue of authenticity-promoting seriously, the consequences can be both positive and perilous, depending on the context. Most organizations call for compliance, smooth social relations, and people saying the “right” thing, in line with policies and cultural norms. If only the top leaders exercise their authenticity and others need to follow, then thinking humans become clones and diversity of thought is discouraged. We do not see how this could be ethical or even desirable. If all people exercise authenticity, being “truly true” to their selves, organizational cultures genuinely welcoming diversity of thought need to be created as a first step. Individuals being authentic in their jobs can lead to positive changes, but it can also lead to sanctions and unpopularity, as we so often see when employees use their voice and become whistle-blowers. Few organizations genuinely foster workplace cultures where people's true selves can flourish. Authenticity is often a career stopper, while appearing authentic or complying may help people at work to be promoted as they are assessed to be made of “leadership material.”

In our view, the ongoing authenticity discussions need to be decoupled from what has come to be understood as authentic leadership theory. We believe that no amount of facelifts, tummy tucks or botox (re)fills will restore this construct and make it reach the beauty and elegance of the theory of relativity. Are we as a community bending a concept to fit what for many is a preferred method and research philosophy and to cater to customer likings? Or are we trying to make everyone who has invested time, money, and a substantial amount of their egos in this theory feel happy and psychologically safe? Is the article by Helmuth, Cole, and Vendette simply playing with semantics to save a shipwrecked theory from sinking?

What does it take to refute a theory in leadership studies? Or are we trapped in our socio-cultural differences, from where the difficulty to establish common ground—and if so, can we do something about it? We hope that the study of leadership will not become a hopeless and tyrannical drama as much of modern politics. If a loud thought leader and a ruling coalition have great many supporters, then their voice prevails. On the scene, a chorus of clones, “perfect” followers who have willingly given up the painful burden to exercise their freedom to (authentically) think for themselves, sings along out of tune no matter how cacophonic the melody is, muffling any dissident voices, including the authentic voice inside themselves.

Even though we are not really on board with the twist of moving from existentialist philosophers into a standardized questionnaire and inserting yet another measurement and new intermediary variable into the authentic leadership “construct,” we have enjoyed reading the piece by Helmuth et al. (2024). Some, although modest rocking of the boat, is vital within the field leadership, not only by very skeptical outsiders such as ourselves but also by people in the broad mainstream. Intellectual humility this type of debate can bring forth is an attitude we could collectively be much better at nurturing.

The authors do not have a conflict of interest with the Journal of Organizational Behavior, their representatives, or any organizations that may be interested in this research.

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来源期刊
CiteScore
10.50
自引率
5.90%
发文量
98
期刊介绍: The Journal of Organizational Behavior aims to publish empirical reports and theoretical reviews of research in the field of organizational behavior, wherever in the world that work is conducted. The journal will focus on research and theory in all topics associated with organizational behavior within and across individual, group and organizational levels of analysis, including: -At the individual level: personality, perception, beliefs, attitudes, values, motivation, career behavior, stress, emotions, judgment, and commitment. -At the group level: size, composition, structure, leadership, power, group affect, and politics. -At the organizational level: structure, change, goal-setting, creativity, and human resource management policies and practices. -Across levels: decision-making, performance, job satisfaction, turnover and absenteeism, diversity, careers and career development, equal opportunities, work-life balance, identification, organizational culture and climate, inter-organizational processes, and multi-national and cross-national issues. -Research methodologies in studies of organizational behavior.
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