流浪心灵的归途

IF 0.9 4区 心理学 Q3 PSYCHOLOGY, MULTIDISCIPLINARY American Journal of Psychology Pub Date : 2023-10-01 DOI:10.5406/19398298.136.3.09
Joachim I. Krueger
{"title":"流浪心灵的归途","authors":"Joachim I. Krueger","doi":"10.5406/19398298.136.3.09","DOIUrl":null,"url":null,"abstract":"The specter of mindfulness has been haunting psychological science and its self-help applications. Mindfulness, we are to understand, is a special state in which the mind is gathered up into itself, thereby achieving an autonomous state that is potentially pleasant, probably supportive of subjective well-being and health, and possibly conducive to the cultivation of useful life skills (Bishop et al., 2004). The publication of Jon Kabat-Zinn's (1990) hefty volume Full Catastrophe Living was a watershed event that motivated millions of seekers and healers as well as many academics to embark on a search for this beneficent if elusive mental state. Eric Loucks, a professor in the School of Public Health at Brown University, has developed a course on mindfulness for his students, and he has given a TEDx talk on the matter. He presents his case for the educational use of mindfulness training in The Mindful College Student: How to Succeed, Boost Well-Being & Build the Life You Want at University & Beyond.The contemporary interest in mindfulness continues the old quest for an integration of the philosophy and science of the West with the wisdom of the East (Schopenhauer, 1819; Suzuki & Fromm, 1960; Watts, 1957). These geographic designations have lost much of their acuity, but their echoes remain. Now as then, there is in the West a sense of loss, a mourning for what is magical and mystical. The East still has some of what the Enlightenment has exorcised in the West. Loucks, like Kabat-Zinn, invokes the promise of a synthesis, and the late Thich Nhat Hanh plays the role of patron saint (Bryant, 2022), blessing the Western quest for self-improvement with the effortless Zen of the dharma (e.g., Thich, 1975). Yet, to some Western eyes, an epigraph such as Thich's points to a place where the profound and the nonsensical are one. But okay, it's a Zen thing.Thich's epigram can be found in his preface to Kabat-Zinn's 467-page tome, whose title is surprisingly nondharmaic. As Kabat-Zinn explains, we owe the powerful image of full-catastrophe living to Nikos Kazantzakis and his towering character of Alexis Zorbas, or Αλέξης Ζορμπάς (Kazantzakis, 1946/1952; Krueger, 2015). Reflecting on his bygone family life, Zorbas recalls that yes, he had a wife, a home, children—the full catastrophe! The character of Zorbas is the antithesis to the pensive and Zen-like narrator, a.k.a. “the boss.” Before mindfulness became de rigueur, Kazantzakis experimented with the dialectic of his two characters to explore the interplay of Eastern and Western perspectives. He never achieved a synthesis. Perhaps to his credit he surrendered to a life suspended between the poles of contemplation and action.Kabat-Zinn's project had an immense impact on psychotherapy and on how lay audiences view psychology. It created an industry of mindfulness studies and practices. The initial mission of this project was focused and pragmatic: to help people live with chronic pain and to help the stressed-out to decelerate, relax, and “chill.” Since then, the mission has been creeping. Today, mindfulness is hoped to be beneficial in all manner of ways, a sentiment expressed full-on in the title and the byline of Loucks's book.The challenges of the mindfulness paradigm are well known. The first challenge is to achieve conceptual clarity. What is mindfulness? Is there a unique psychological state (or states) going beyond traditional concepts of self-awareness, attention, or a relaxed state of mental rest? Loucks uses two popular definitions. According to one definition, mindfulness is a state in which attention and awareness are focused to a point, which may be a physical location in the body, a murmured mantra, or a visual image. According to another definition, mindfulness consists of a nonjudgmental attitude toward the contents floating through consciousness. Loucks lays emphasis on the notion of anchor points, especially in relation to the all-important breathing practices, while also endorsing the nonjudgmental attitude toward all variants of mental contents, such as sensations, emotions, desires, and thoughts. As Loucks leaves it to the reader to identify a suitable anchor point, one might consider—with a nod to Japanese tradition as brought to us by Graf Dürckheim (1956/1962)—a spot an inch or two below the navel (see Loucks, p. 18). Here lies the essence of grounded being says Dürckheim, the German count who attained the title of Zen master. What, by contrast, is the big toe's claim to prominence?No practice-oriented book written for nonexperts can be expected to solve this conceptual riddle, or the other one, which asks, “What, exactly, is the part of the mind that observes its own contents?” The riddle of self-awareness is ancient, much discussed by philosophers, psychologists, and theologians (think Genesis!), and it still eludes a solution (Humphrey, 2023; Krueger, Heck, & Athenstaedt, 2017). With a sleight of hand, William James (1890/1950) declared that the observing part of the self is the “I,” and the observed part is the “Me.” His solution was pragmatic at the cost of a hard-to-justify dualism. David Hume (1738/2000) tried to observe his own I but failed. James would say Hume failed by necessity. His, James's, conclusion required a kind of dualism Hume would have rejected, and it lacked evidentiary support, but it allowed psychologists and laypeople respectively to get on with the job of doing research and living. Hoca Camide, in the second epigraph, notes the self-perceptual paradox in a gently mocking tone.The claim—or hope, rather—that the mind can observe itself is appealing but strictly impossible. If attention and consciousness are serial affairs, the mind can call up memories of its own past activity, but it cannot observe itself in action in a way that the act of observation and that which is being observed are both represented at the same time (Baars, Geld, & Kozma, 2021; Newell & Simon, 1972). This is a categorical matter, and perhaps an obvious one. It must not be confused with the finding that the mind–brain system is capable of carrying out many operations at the same time and that it is able to retrieve a handful of items from working memory—one at a time (Miller, 1956). Conscious awareness, having emerged from a narrow filter, allows but one interpretation of a multistable perceptual display such as the Necker Cube (Attneave, 1971), and so it is with thoughts. The mind can thus not observe its own wandering; it can only note, from recent memories, that it has been wandering. Loucks, like others, does not condemn mind wandering. Mind wandering is associated with creativity (Irving, McGrath, Flynn, Glasser, & Mills, 2022; but see Murray, Liang, Brosowsky, & Seli, 2021), but it is also related to impaired performance and low mood (for a review see Mooneyham & Schooler, 2013). At any rate, the attitude of mindfulness forbids second-order judgments, such as self-recriminations for feeling lousy or ruminations about one's ruminations.Loucks advises readers and budding practitioners of mindfulness to gently bring back awareness to the focal point and the breathing associated with it. This is good and practical advice, but the logical puzzle remains. When the mind becomes aware of its gentle regulation of thought, that regulation has already happened. How then can the conscious intention of taking regulatory action be the cause of that regulation (Wegner, 2002; reviewed in Krueger, 2004)? Alas, the student of mindfulness practice need not worry about such epistemological thickets. The student is well served by Loucks's clear and methodical presentation.One attractive element of Loucks's presentation is the “STOP Mindfulness Practice” (p. 56). The acronym stands for Stop what you are doing, Take a breath, Observe your bodily experiences, and Proceed by doing something constructive. Loucks reports that this simple technique, while not necessarily improving well-being, protects the practitioner from a worsening of mental and emotional states during periods of stress, such as when students take exams or give in-class presentations. The main body of the book takes the reader through four arenas of mindfulness practice, each presented as an “opening”: the body, the heart, the mind, and the spirit. The imagery of opening refers to the idea that mindfulness makes mental contents that would otherwise remain hidden or implicit accessible to consciousness. Once accessibility is achieved, the idea is that these mental contents can be accepted and integrated without being judged. The body–heart–mind–spirit tetrad metaphorically represents sensations (e.g., pain), emotions (e.g., anger), and thoughts (e.g., visions of vengeance), but, well, the category of spirit turns out to be complicated. When Loucks gave his TEDx talk, which I attended, he came close to faltering just once: when he had to tell the audience what he meant by “spirit,” and do so in a few words. In the book, he notes unhelpfully that the spirit is “the nature of reality” (p. 5).With four levels of opening, Loucks goes for trialism plus one. With the distinction between body, soul, and spirit being traditional, he splits the soul into feelings and thoughts. Now what about the spirit? Should the spirit have any place at all in an evidence-based work grounded in psychological and medical science? To Loucks, the spirit is that “part of us where the emotions and consciousness dwell, in other words, the soul, or our true self” (p. 101). A critic wishing to go into deep conceptual analysis here would have to do some serious work, so I decided to let this go—which happens to be one of the ways to open the spirit. So, I will focus—with partial success—on a brief description and summary.Opening the spirit begins with access to the “true self” and continues with a recognition of “impermanence.” One wonders whether the true self is thought to be an immutable essence or if it is also impermanent. Next, there is the “disappearance of desire” and an opening to eight pairs of opposites (pain and pleasure, gain and loss, etc.). Wags have wondered whether we can wish to be desireless, but again, such waggishness distracts from the message. Loucks invites “you to work with the concept of desirelessness: just be who you are, letting go of attachment to sex, sleep, tasty food, money, power, fame, gain, pleasure, and praise” (p. 112). Let us please not do too well at this; otherwise, why get up in the morning? Then, there is a meditation on “cessation.” There is no birth and no death, as Thich Nhat Hanh observed—before he died in 2022. Loucks homes in on a cessation of ignorance, to be obtained by breathing out. Quoting a former student, who shared that “Nobody really dies because parts of them are in us” (p. 113), Loucks deconstructs the natural meaning of death to the point of meaninglessness. It appears to follow that a concept without meaning cannot be false. This sort of deconstruction then extends, with another nod to Thich Nhat Hanh, to the claim that the self does not exist. A nod to Eckhart Tolle (1999), the wise man from Westphalia, would also do, but Thich is cooler. At any rate, what are we to make of “the true self” from a few pages prior? In short, the chapter on opening the spirit is over the top and off the cliff. The presentation would have been stronger had it focused on meditation work addressing sensations, feelings, and thoughts, in plain English.Having hacked our way through this conceptual thicket, we are approaching the end of our Morgenlandfahrt, or Journey to the East (Hesse, 1932/1956), but not before considering the second challenge, which is the question of incremental validity. Loucks carefully lays a foundation of healthy living, noting the benefits of regular and sufficient sleep, a wholesome and diverse diet, and moderate and sustained exercise. Given that mindfulness practice requires a substantial investment of time and self-regulatory willpower, one hopes to be reassured that the practice yields significant incremental benefit. As well, it would be good to know whether the practice is superior to traditional alternatives such as cognitive–behavioral training, relaxation exercises, yoga, or the more traditional practices of stoicism (Joiner, 2017; reviewed in Krueger, 2018) or the pursuit of an Epicurean state of ataraxia (Dimitriadis, 2018; reviewed in Krueger, 2020), which seems rather similar to what Loucks et al. (2021, p. 604) call equipoise.Loucks does not attempt to answer these questions in the book and need not be required to do so. I therefore read Loucks et al. (2021). In a randomized trial study, the authors find that mindfulness training works with a medium effect size. Two features of the study make it clear that further research is necessary. First, the mindfulness training was extensive and multivariate, so that it is not clear whether college students training themselves will obtain enough benefit to “build the life [they] want at university and beyond.” Second, the outcome measures were also multivariate, comprising seven domains including an assessment of mindfulness itself, which arguably should have served as a manipulation check or as a mediator variable. Incidentally, the treatment group did not score significantly higher on this measure than did the control group, although there was an encouraging trend. In short, the study design has a bit of a kitchen-sink quality to it, with multiple aggregated interventions and measures. Perhaps, as Thich Nhat Hanh might have invited us to wonder, slow and steady breathing, with our gaze focused on our rising navel, would be enough.The question of breathing deserves an afternote. Advocates of mindfulness seem to rather unquestioningly (one is tempted to say “mindlessly”) assume the possibility of observing one's breath without changing it, or at least to assume that this feat can be accomplished with practice. Now, breathing is regulated by neuronal circuits in the medulla, which is just a few notches above the spinal cord. These circuits are ancient and autonomous. They work even when the rest of the skeletal musculature is paralyzed during REM sleep (Del Negro, Funk, & Feldman, 2018). Yet like that musculature, it is open to volitional control. We may hold our breath for a while or hyperventilate on purpose. A moment of self-observation suggests that as soon as we direct our attention to the activity of breathing, we alter the autonomous rhythm. In theory—and perhaps in long and dutiful practice—it may be possible to observe without doing (Graf Dürckheim reported that he pulled this off). But how would we know? We cannot, by definition, know what our breathing was or felt like before we looked at it. Steady and calm breathing, when the body is at rest, is a good thing on the face of it. But why must we bear witness?","PeriodicalId":48063,"journal":{"name":"American Journal of Psychology","volume":"45 1","pages":"0"},"PeriodicalIF":0.9000,"publicationDate":"2023-10-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"A Homecoming for the Wandering Mind\",\"authors\":\"Joachim I. Krueger\",\"doi\":\"10.5406/19398298.136.3.09\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"The specter of mindfulness has been haunting psychological science and its self-help applications. Mindfulness, we are to understand, is a special state in which the mind is gathered up into itself, thereby achieving an autonomous state that is potentially pleasant, probably supportive of subjective well-being and health, and possibly conducive to the cultivation of useful life skills (Bishop et al., 2004). The publication of Jon Kabat-Zinn's (1990) hefty volume Full Catastrophe Living was a watershed event that motivated millions of seekers and healers as well as many academics to embark on a search for this beneficent if elusive mental state. Eric Loucks, a professor in the School of Public Health at Brown University, has developed a course on mindfulness for his students, and he has given a TEDx talk on the matter. He presents his case for the educational use of mindfulness training in The Mindful College Student: How to Succeed, Boost Well-Being & Build the Life You Want at University & Beyond.The contemporary interest in mindfulness continues the old quest for an integration of the philosophy and science of the West with the wisdom of the East (Schopenhauer, 1819; Suzuki & Fromm, 1960; Watts, 1957). These geographic designations have lost much of their acuity, but their echoes remain. Now as then, there is in the West a sense of loss, a mourning for what is magical and mystical. The East still has some of what the Enlightenment has exorcised in the West. Loucks, like Kabat-Zinn, invokes the promise of a synthesis, and the late Thich Nhat Hanh plays the role of patron saint (Bryant, 2022), blessing the Western quest for self-improvement with the effortless Zen of the dharma (e.g., Thich, 1975). Yet, to some Western eyes, an epigraph such as Thich's points to a place where the profound and the nonsensical are one. But okay, it's a Zen thing.Thich's epigram can be found in his preface to Kabat-Zinn's 467-page tome, whose title is surprisingly nondharmaic. As Kabat-Zinn explains, we owe the powerful image of full-catastrophe living to Nikos Kazantzakis and his towering character of Alexis Zorbas, or Αλέξης Ζορμπάς (Kazantzakis, 1946/1952; Krueger, 2015). Reflecting on his bygone family life, Zorbas recalls that yes, he had a wife, a home, children—the full catastrophe! The character of Zorbas is the antithesis to the pensive and Zen-like narrator, a.k.a. “the boss.” Before mindfulness became de rigueur, Kazantzakis experimented with the dialectic of his two characters to explore the interplay of Eastern and Western perspectives. He never achieved a synthesis. Perhaps to his credit he surrendered to a life suspended between the poles of contemplation and action.Kabat-Zinn's project had an immense impact on psychotherapy and on how lay audiences view psychology. It created an industry of mindfulness studies and practices. The initial mission of this project was focused and pragmatic: to help people live with chronic pain and to help the stressed-out to decelerate, relax, and “chill.” Since then, the mission has been creeping. Today, mindfulness is hoped to be beneficial in all manner of ways, a sentiment expressed full-on in the title and the byline of Loucks's book.The challenges of the mindfulness paradigm are well known. The first challenge is to achieve conceptual clarity. What is mindfulness? Is there a unique psychological state (or states) going beyond traditional concepts of self-awareness, attention, or a relaxed state of mental rest? Loucks uses two popular definitions. According to one definition, mindfulness is a state in which attention and awareness are focused to a point, which may be a physical location in the body, a murmured mantra, or a visual image. According to another definition, mindfulness consists of a nonjudgmental attitude toward the contents floating through consciousness. Loucks lays emphasis on the notion of anchor points, especially in relation to the all-important breathing practices, while also endorsing the nonjudgmental attitude toward all variants of mental contents, such as sensations, emotions, desires, and thoughts. As Loucks leaves it to the reader to identify a suitable anchor point, one might consider—with a nod to Japanese tradition as brought to us by Graf Dürckheim (1956/1962)—a spot an inch or two below the navel (see Loucks, p. 18). Here lies the essence of grounded being says Dürckheim, the German count who attained the title of Zen master. What, by contrast, is the big toe's claim to prominence?No practice-oriented book written for nonexperts can be expected to solve this conceptual riddle, or the other one, which asks, “What, exactly, is the part of the mind that observes its own contents?” The riddle of self-awareness is ancient, much discussed by philosophers, psychologists, and theologians (think Genesis!), and it still eludes a solution (Humphrey, 2023; Krueger, Heck, & Athenstaedt, 2017). With a sleight of hand, William James (1890/1950) declared that the observing part of the self is the “I,” and the observed part is the “Me.” His solution was pragmatic at the cost of a hard-to-justify dualism. David Hume (1738/2000) tried to observe his own I but failed. James would say Hume failed by necessity. His, James's, conclusion required a kind of dualism Hume would have rejected, and it lacked evidentiary support, but it allowed psychologists and laypeople respectively to get on with the job of doing research and living. Hoca Camide, in the second epigraph, notes the self-perceptual paradox in a gently mocking tone.The claim—or hope, rather—that the mind can observe itself is appealing but strictly impossible. If attention and consciousness are serial affairs, the mind can call up memories of its own past activity, but it cannot observe itself in action in a way that the act of observation and that which is being observed are both represented at the same time (Baars, Geld, & Kozma, 2021; Newell & Simon, 1972). This is a categorical matter, and perhaps an obvious one. It must not be confused with the finding that the mind–brain system is capable of carrying out many operations at the same time and that it is able to retrieve a handful of items from working memory—one at a time (Miller, 1956). Conscious awareness, having emerged from a narrow filter, allows but one interpretation of a multistable perceptual display such as the Necker Cube (Attneave, 1971), and so it is with thoughts. The mind can thus not observe its own wandering; it can only note, from recent memories, that it has been wandering. Loucks, like others, does not condemn mind wandering. Mind wandering is associated with creativity (Irving, McGrath, Flynn, Glasser, & Mills, 2022; but see Murray, Liang, Brosowsky, & Seli, 2021), but it is also related to impaired performance and low mood (for a review see Mooneyham & Schooler, 2013). At any rate, the attitude of mindfulness forbids second-order judgments, such as self-recriminations for feeling lousy or ruminations about one's ruminations.Loucks advises readers and budding practitioners of mindfulness to gently bring back awareness to the focal point and the breathing associated with it. This is good and practical advice, but the logical puzzle remains. When the mind becomes aware of its gentle regulation of thought, that regulation has already happened. How then can the conscious intention of taking regulatory action be the cause of that regulation (Wegner, 2002; reviewed in Krueger, 2004)? Alas, the student of mindfulness practice need not worry about such epistemological thickets. The student is well served by Loucks's clear and methodical presentation.One attractive element of Loucks's presentation is the “STOP Mindfulness Practice” (p. 56). The acronym stands for Stop what you are doing, Take a breath, Observe your bodily experiences, and Proceed by doing something constructive. Loucks reports that this simple technique, while not necessarily improving well-being, protects the practitioner from a worsening of mental and emotional states during periods of stress, such as when students take exams or give in-class presentations. The main body of the book takes the reader through four arenas of mindfulness practice, each presented as an “opening”: the body, the heart, the mind, and the spirit. The imagery of opening refers to the idea that mindfulness makes mental contents that would otherwise remain hidden or implicit accessible to consciousness. Once accessibility is achieved, the idea is that these mental contents can be accepted and integrated without being judged. The body–heart–mind–spirit tetrad metaphorically represents sensations (e.g., pain), emotions (e.g., anger), and thoughts (e.g., visions of vengeance), but, well, the category of spirit turns out to be complicated. When Loucks gave his TEDx talk, which I attended, he came close to faltering just once: when he had to tell the audience what he meant by “spirit,” and do so in a few words. In the book, he notes unhelpfully that the spirit is “the nature of reality” (p. 5).With four levels of opening, Loucks goes for trialism plus one. With the distinction between body, soul, and spirit being traditional, he splits the soul into feelings and thoughts. Now what about the spirit? Should the spirit have any place at all in an evidence-based work grounded in psychological and medical science? To Loucks, the spirit is that “part of us where the emotions and consciousness dwell, in other words, the soul, or our true self” (p. 101). A critic wishing to go into deep conceptual analysis here would have to do some serious work, so I decided to let this go—which happens to be one of the ways to open the spirit. So, I will focus—with partial success—on a brief description and summary.Opening the spirit begins with access to the “true self” and continues with a recognition of “impermanence.” One wonders whether the true self is thought to be an immutable essence or if it is also impermanent. Next, there is the “disappearance of desire” and an opening to eight pairs of opposites (pain and pleasure, gain and loss, etc.). Wags have wondered whether we can wish to be desireless, but again, such waggishness distracts from the message. Loucks invites “you to work with the concept of desirelessness: just be who you are, letting go of attachment to sex, sleep, tasty food, money, power, fame, gain, pleasure, and praise” (p. 112). Let us please not do too well at this; otherwise, why get up in the morning? Then, there is a meditation on “cessation.” There is no birth and no death, as Thich Nhat Hanh observed—before he died in 2022. Loucks homes in on a cessation of ignorance, to be obtained by breathing out. Quoting a former student, who shared that “Nobody really dies because parts of them are in us” (p. 113), Loucks deconstructs the natural meaning of death to the point of meaninglessness. It appears to follow that a concept without meaning cannot be false. This sort of deconstruction then extends, with another nod to Thich Nhat Hanh, to the claim that the self does not exist. A nod to Eckhart Tolle (1999), the wise man from Westphalia, would also do, but Thich is cooler. At any rate, what are we to make of “the true self” from a few pages prior? In short, the chapter on opening the spirit is over the top and off the cliff. The presentation would have been stronger had it focused on meditation work addressing sensations, feelings, and thoughts, in plain English.Having hacked our way through this conceptual thicket, we are approaching the end of our Morgenlandfahrt, or Journey to the East (Hesse, 1932/1956), but not before considering the second challenge, which is the question of incremental validity. Loucks carefully lays a foundation of healthy living, noting the benefits of regular and sufficient sleep, a wholesome and diverse diet, and moderate and sustained exercise. Given that mindfulness practice requires a substantial investment of time and self-regulatory willpower, one hopes to be reassured that the practice yields significant incremental benefit. As well, it would be good to know whether the practice is superior to traditional alternatives such as cognitive–behavioral training, relaxation exercises, yoga, or the more traditional practices of stoicism (Joiner, 2017; reviewed in Krueger, 2018) or the pursuit of an Epicurean state of ataraxia (Dimitriadis, 2018; reviewed in Krueger, 2020), which seems rather similar to what Loucks et al. (2021, p. 604) call equipoise.Loucks does not attempt to answer these questions in the book and need not be required to do so. I therefore read Loucks et al. (2021). In a randomized trial study, the authors find that mindfulness training works with a medium effect size. Two features of the study make it clear that further research is necessary. First, the mindfulness training was extensive and multivariate, so that it is not clear whether college students training themselves will obtain enough benefit to “build the life [they] want at university and beyond.” Second, the outcome measures were also multivariate, comprising seven domains including an assessment of mindfulness itself, which arguably should have served as a manipulation check or as a mediator variable. Incidentally, the treatment group did not score significantly higher on this measure than did the control group, although there was an encouraging trend. In short, the study design has a bit of a kitchen-sink quality to it, with multiple aggregated interventions and measures. Perhaps, as Thich Nhat Hanh might have invited us to wonder, slow and steady breathing, with our gaze focused on our rising navel, would be enough.The question of breathing deserves an afternote. Advocates of mindfulness seem to rather unquestioningly (one is tempted to say “mindlessly”) assume the possibility of observing one's breath without changing it, or at least to assume that this feat can be accomplished with practice. Now, breathing is regulated by neuronal circuits in the medulla, which is just a few notches above the spinal cord. These circuits are ancient and autonomous. They work even when the rest of the skeletal musculature is paralyzed during REM sleep (Del Negro, Funk, & Feldman, 2018). Yet like that musculature, it is open to volitional control. We may hold our breath for a while or hyperventilate on purpose. A moment of self-observation suggests that as soon as we direct our attention to the activity of breathing, we alter the autonomous rhythm. In theory—and perhaps in long and dutiful practice—it may be possible to observe without doing (Graf Dürckheim reported that he pulled this off). But how would we know? We cannot, by definition, know what our breathing was or felt like before we looked at it. Steady and calm breathing, when the body is at rest, is a good thing on the face of it. 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摘要

正念的幽灵一直困扰着心理科学及其自助应用。我们要理解的是,正念是一种特殊的状态,在这种状态下,思想集中到自己身上,从而达到一种潜在的愉快的自主状态,可能支持主观幸福感和健康,可能有助于培养有用的生活技能(Bishop et al., 2004)。Jon Kabat-Zinn(1990)的巨著《灾难生活》(Full Catastrophe Living)的出版是一个分水岭事件,它激励了数百万的求助者和治疗师以及许多学者开始寻找这种有益的、虽然难以理解的精神状态。布朗大学公共卫生学院的教授埃里克·洛克斯(Eric Loucks)为他的学生开设了一门关于正念的课程,并就这一问题在TEDx上发表了演讲。他在《正念大学生:如何在大学及以后取得成功,提高幸福感和建立你想要的生活》一书中介绍了他正念训练的教育用途。当代对正念的兴趣延续了对西方哲学和科学与东方智慧的整合的古老追求(叔本华,1819;Suzuki & Fromm, 1960;美国瓦茨,1957)。这些地理名称已经失去了它们的许多敏锐性,但它们的回声仍然存在。现在和那时一样,西方有一种失落感,一种对神奇和神秘事物的哀悼。东方仍然有一些西方被启蒙运动驱除的东西。像卡巴金一样,洛克斯呼吁对综合的承诺,而已故的一行禅师扮演了保护神的角色(布莱恩特,2022),用佛法的轻松禅宗祝福西方对自我完善的追求(例如,一行禅师,1975)。然而,在一些西方人看来,像Thich这样的题词指向了一个深刻与荒谬合二为一的地方。但好吧,这是禅宗的事。这句警句可以在卡巴金467页的大部头的序言中找到,这本书的标题出人意料地平淡无奇。正如卡巴金解释的那样,我们应该把全面灾难生活的强大形象归功于尼科斯·卡赞扎基斯和他的杰出角色亚历克西斯·左巴斯,或Αλέξης Ζορμπάς(卡赞扎基斯,1946/1952;克鲁格,2015)。回想起他过去的家庭生活,佐巴斯回忆说,是的,他有妻子,有家,有孩子——完全是灾难!佐巴斯的性格是沉思和禅宗般的叙述者的对立面,也就是“老板”。在正念成为必要之前,卡赞扎基斯尝试用他笔下两个角色的辩证法来探索东西方视角的相互作用。他从来没有合成过。也许值得赞扬的是,他屈服于一种悬浮在沉思和行动两极之间的生活。Kabat-Zinn的项目对心理治疗和外行观众如何看待心理学产生了巨大的影响。它创造了一个正念研究和实践的行业。这个项目最初的使命是专注和务实的:帮助患有慢性疼痛的人生活,帮助压力过大的人减速、放松和“冷静”。从那以后,这项任务一直在缓慢进行。今天,人们希望正念在各个方面都有益处,这一观点在洛克斯这本书的标题和署名中得到了充分的表达。正念范式的挑战是众所周知的。第一个挑战是实现概念上的清晰。什么是正念?是否有一种独特的心理状态(或多个状态)超越了自我意识、注意力或精神休息的放松状态的传统概念?洛克斯使用了两种流行的定义。根据一种定义,正念是一种注意力和意识集中在一点上的状态,这个点可能是身体的一个物理位置,一个喃喃自语的咒语,或者一个视觉图像。根据另一种定义,正念包括一种对漂浮在意识中的内容不加评判的态度。洛克斯强调锚点的概念,尤其是与所有重要的呼吸练习有关的锚点,同时也赞同对各种心理内容(如感觉、情感、欲望和思想)的非评判态度。当劳克斯把它留给读者去确定一个合适的锚点时,人们可能会考虑——与格拉夫·德·雷克海姆(1956/1962)带给我们的日本传统相呼应——在肚脐以下一英寸或两英寸的地方(见劳克斯,第18页)。获得禅宗大师称号的德国伯爵d<e:1>尔克海姆说,这就是扎根存在的本质。相比之下,大脚趾的突出之处是什么?没有一本为非专业人士写的以实践为导向的书能解决这个概念上的谜题,或者另一个问题,“到底是什么,是大脑观察其自身内容的那一部分?”自我意识的谜题由来已久,哲学家、心理学家和神学家对此进行了大量讨论(想想《创世纪》!),但它仍然没有一个解决方案(Humphrey, 2023;Krueger, Heck, & Athenstaedt, 2017)。 威廉·詹姆斯(William James, 1890/1950)巧妙地宣称,自我的观察部分是“我”,而被观察的部分是“我”。他的解决方案是以难以证明的二元论为代价的实用主义。大卫·休谟(1738/2000)试图观察自己的自我,但失败了。詹姆斯会说休谟的失败是必然的。詹姆斯的结论需要一种休谟会拒绝的二元论,而且它缺乏证据支持,但它让心理学家和外行人分别继续做研究和生活。Hoca Camide,在第二段题词中,以一种温和的嘲讽口吻指出了自我感知的悖论。心灵能够观察自身的主张——或者说希望——很有吸引力,但严格来说是不可能的。如果注意和意识是连续的事件,心灵可以唤起它自己过去活动的记忆,但它不能以观察行为和被观察对象同时被表征的方式观察自己的行为(Baars, Geld, & Kozma, 2021;Newell & Simon, 1972)。这是一个绝对的问题,也许是一个显而易见的问题。它绝不能与心智-大脑系统能够同时执行许多操作的发现相混淆,并且它能够从工作记忆中检索少量的项目-一次一个(Miller, 1956)。有意识的意识,从一个狭窄的过滤器中出现,只允许一种解释多稳定的感知显示,如Necker立方体(Attneave, 1971),思想也是如此。这样,心就不能观察到自己的游离;它只能从最近的记忆中注意到,它一直在游荡。洛克和其他人一样,并不谴责走神。走神与创造力有关(Irving, McGrath, Flynn, Glasser, & Mills, 2022;(参见Murray, Liang, Brosowsky, & Seli, 2021),但它也与表现受损和情绪低落有关(参见moonyham & Schooler, 2013)。无论如何,正念的态度禁止二级判断,比如因为感觉糟糕而自我指责,或者对自己的反思进行反思。洛克斯建议读者和刚开始练习正念的人轻轻地把意识带回到焦点和与之相关的呼吸上。这是一个很好的实用建议,但逻辑难题依然存在。当头脑意识到它对思想的温和调节时,这种调节就已经发生了。那么,采取监管行动的有意识意图怎么会成为监管的原因(Wegner, 2002;Krueger, 2004年评论)?唉,正念练习的学生不需要担心这样的认识论难题。洛克斯清晰而有条理的演讲使学生受益匪浅。洛克斯演讲中一个吸引人的元素是“停止正念练习”(第56页)。这首字母缩写的意思是停止你正在做的事情,深呼吸,观察你的身体体验,然后继续做一些有建设性的事情。洛克斯报告说,这种简单的技巧虽然不一定能改善幸福感,但可以保护从业者在压力时期(比如学生考试或课堂演讲时)免受精神和情绪状态恶化的影响。这本书的主体带领读者通过正念练习的四个领域,每一个都以“开场”的形式呈现:身体、心灵、思想和精神。开放的意象指的是正念使原本隐藏或隐含的心理内容进入意识。一旦实现了可访问性,这些心理内容就可以被接受和整合而不受评判。身体-心-心-灵四分体隐喻地代表感觉(如痛苦)、情绪(如愤怒)和思想(如复仇的愿景),但是,精神的范畴原来是复杂的。当洛克斯在我参加的TEDx上发表演讲时,他有一次几乎结结巴巴:当他必须用几个词告诉听众他所说的“精神”是什么意思时。在书中,他毫无帮助地指出,精神是“现实的本质”(第5页)。在四层的开篇中,洛克斯选择了试炼加一。他在传统的身体、灵魂和精神的区分下,将灵魂分为感觉和思想。那么精神呢?在以心理学和医学为基础的循证工作中,这种精神是否应该占有一席之地?对洛克斯来说,精神是“我们情感和意识所在的部分,换句话说,是灵魂,或者是我们真正的自我”(第101页)。一个希望深入进行概念分析的评论家必须做一些严肃的工作,所以我决定放手——这恰好是打开精神的一种方式。因此,我将重点—部分成功—简要描述和总结。打开心灵,首先要接近“真我”,然后继续认识“无常”。 但我们为什么一定要作证呢?
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A Homecoming for the Wandering Mind
The specter of mindfulness has been haunting psychological science and its self-help applications. Mindfulness, we are to understand, is a special state in which the mind is gathered up into itself, thereby achieving an autonomous state that is potentially pleasant, probably supportive of subjective well-being and health, and possibly conducive to the cultivation of useful life skills (Bishop et al., 2004). The publication of Jon Kabat-Zinn's (1990) hefty volume Full Catastrophe Living was a watershed event that motivated millions of seekers and healers as well as many academics to embark on a search for this beneficent if elusive mental state. Eric Loucks, a professor in the School of Public Health at Brown University, has developed a course on mindfulness for his students, and he has given a TEDx talk on the matter. He presents his case for the educational use of mindfulness training in The Mindful College Student: How to Succeed, Boost Well-Being & Build the Life You Want at University & Beyond.The contemporary interest in mindfulness continues the old quest for an integration of the philosophy and science of the West with the wisdom of the East (Schopenhauer, 1819; Suzuki & Fromm, 1960; Watts, 1957). These geographic designations have lost much of their acuity, but their echoes remain. Now as then, there is in the West a sense of loss, a mourning for what is magical and mystical. The East still has some of what the Enlightenment has exorcised in the West. Loucks, like Kabat-Zinn, invokes the promise of a synthesis, and the late Thich Nhat Hanh plays the role of patron saint (Bryant, 2022), blessing the Western quest for self-improvement with the effortless Zen of the dharma (e.g., Thich, 1975). Yet, to some Western eyes, an epigraph such as Thich's points to a place where the profound and the nonsensical are one. But okay, it's a Zen thing.Thich's epigram can be found in his preface to Kabat-Zinn's 467-page tome, whose title is surprisingly nondharmaic. As Kabat-Zinn explains, we owe the powerful image of full-catastrophe living to Nikos Kazantzakis and his towering character of Alexis Zorbas, or Αλέξης Ζορμπάς (Kazantzakis, 1946/1952; Krueger, 2015). Reflecting on his bygone family life, Zorbas recalls that yes, he had a wife, a home, children—the full catastrophe! The character of Zorbas is the antithesis to the pensive and Zen-like narrator, a.k.a. “the boss.” Before mindfulness became de rigueur, Kazantzakis experimented with the dialectic of his two characters to explore the interplay of Eastern and Western perspectives. He never achieved a synthesis. Perhaps to his credit he surrendered to a life suspended between the poles of contemplation and action.Kabat-Zinn's project had an immense impact on psychotherapy and on how lay audiences view psychology. It created an industry of mindfulness studies and practices. The initial mission of this project was focused and pragmatic: to help people live with chronic pain and to help the stressed-out to decelerate, relax, and “chill.” Since then, the mission has been creeping. Today, mindfulness is hoped to be beneficial in all manner of ways, a sentiment expressed full-on in the title and the byline of Loucks's book.The challenges of the mindfulness paradigm are well known. The first challenge is to achieve conceptual clarity. What is mindfulness? Is there a unique psychological state (or states) going beyond traditional concepts of self-awareness, attention, or a relaxed state of mental rest? Loucks uses two popular definitions. According to one definition, mindfulness is a state in which attention and awareness are focused to a point, which may be a physical location in the body, a murmured mantra, or a visual image. According to another definition, mindfulness consists of a nonjudgmental attitude toward the contents floating through consciousness. Loucks lays emphasis on the notion of anchor points, especially in relation to the all-important breathing practices, while also endorsing the nonjudgmental attitude toward all variants of mental contents, such as sensations, emotions, desires, and thoughts. As Loucks leaves it to the reader to identify a suitable anchor point, one might consider—with a nod to Japanese tradition as brought to us by Graf Dürckheim (1956/1962)—a spot an inch or two below the navel (see Loucks, p. 18). Here lies the essence of grounded being says Dürckheim, the German count who attained the title of Zen master. What, by contrast, is the big toe's claim to prominence?No practice-oriented book written for nonexperts can be expected to solve this conceptual riddle, or the other one, which asks, “What, exactly, is the part of the mind that observes its own contents?” The riddle of self-awareness is ancient, much discussed by philosophers, psychologists, and theologians (think Genesis!), and it still eludes a solution (Humphrey, 2023; Krueger, Heck, & Athenstaedt, 2017). With a sleight of hand, William James (1890/1950) declared that the observing part of the self is the “I,” and the observed part is the “Me.” His solution was pragmatic at the cost of a hard-to-justify dualism. David Hume (1738/2000) tried to observe his own I but failed. James would say Hume failed by necessity. His, James's, conclusion required a kind of dualism Hume would have rejected, and it lacked evidentiary support, but it allowed psychologists and laypeople respectively to get on with the job of doing research and living. Hoca Camide, in the second epigraph, notes the self-perceptual paradox in a gently mocking tone.The claim—or hope, rather—that the mind can observe itself is appealing but strictly impossible. If attention and consciousness are serial affairs, the mind can call up memories of its own past activity, but it cannot observe itself in action in a way that the act of observation and that which is being observed are both represented at the same time (Baars, Geld, & Kozma, 2021; Newell & Simon, 1972). This is a categorical matter, and perhaps an obvious one. It must not be confused with the finding that the mind–brain system is capable of carrying out many operations at the same time and that it is able to retrieve a handful of items from working memory—one at a time (Miller, 1956). Conscious awareness, having emerged from a narrow filter, allows but one interpretation of a multistable perceptual display such as the Necker Cube (Attneave, 1971), and so it is with thoughts. The mind can thus not observe its own wandering; it can only note, from recent memories, that it has been wandering. Loucks, like others, does not condemn mind wandering. Mind wandering is associated with creativity (Irving, McGrath, Flynn, Glasser, & Mills, 2022; but see Murray, Liang, Brosowsky, & Seli, 2021), but it is also related to impaired performance and low mood (for a review see Mooneyham & Schooler, 2013). At any rate, the attitude of mindfulness forbids second-order judgments, such as self-recriminations for feeling lousy or ruminations about one's ruminations.Loucks advises readers and budding practitioners of mindfulness to gently bring back awareness to the focal point and the breathing associated with it. This is good and practical advice, but the logical puzzle remains. When the mind becomes aware of its gentle regulation of thought, that regulation has already happened. How then can the conscious intention of taking regulatory action be the cause of that regulation (Wegner, 2002; reviewed in Krueger, 2004)? Alas, the student of mindfulness practice need not worry about such epistemological thickets. The student is well served by Loucks's clear and methodical presentation.One attractive element of Loucks's presentation is the “STOP Mindfulness Practice” (p. 56). The acronym stands for Stop what you are doing, Take a breath, Observe your bodily experiences, and Proceed by doing something constructive. Loucks reports that this simple technique, while not necessarily improving well-being, protects the practitioner from a worsening of mental and emotional states during periods of stress, such as when students take exams or give in-class presentations. The main body of the book takes the reader through four arenas of mindfulness practice, each presented as an “opening”: the body, the heart, the mind, and the spirit. The imagery of opening refers to the idea that mindfulness makes mental contents that would otherwise remain hidden or implicit accessible to consciousness. Once accessibility is achieved, the idea is that these mental contents can be accepted and integrated without being judged. The body–heart–mind–spirit tetrad metaphorically represents sensations (e.g., pain), emotions (e.g., anger), and thoughts (e.g., visions of vengeance), but, well, the category of spirit turns out to be complicated. When Loucks gave his TEDx talk, which I attended, he came close to faltering just once: when he had to tell the audience what he meant by “spirit,” and do so in a few words. In the book, he notes unhelpfully that the spirit is “the nature of reality” (p. 5).With four levels of opening, Loucks goes for trialism plus one. With the distinction between body, soul, and spirit being traditional, he splits the soul into feelings and thoughts. Now what about the spirit? Should the spirit have any place at all in an evidence-based work grounded in psychological and medical science? To Loucks, the spirit is that “part of us where the emotions and consciousness dwell, in other words, the soul, or our true self” (p. 101). A critic wishing to go into deep conceptual analysis here would have to do some serious work, so I decided to let this go—which happens to be one of the ways to open the spirit. So, I will focus—with partial success—on a brief description and summary.Opening the spirit begins with access to the “true self” and continues with a recognition of “impermanence.” One wonders whether the true self is thought to be an immutable essence or if it is also impermanent. Next, there is the “disappearance of desire” and an opening to eight pairs of opposites (pain and pleasure, gain and loss, etc.). Wags have wondered whether we can wish to be desireless, but again, such waggishness distracts from the message. Loucks invites “you to work with the concept of desirelessness: just be who you are, letting go of attachment to sex, sleep, tasty food, money, power, fame, gain, pleasure, and praise” (p. 112). Let us please not do too well at this; otherwise, why get up in the morning? Then, there is a meditation on “cessation.” There is no birth and no death, as Thich Nhat Hanh observed—before he died in 2022. Loucks homes in on a cessation of ignorance, to be obtained by breathing out. Quoting a former student, who shared that “Nobody really dies because parts of them are in us” (p. 113), Loucks deconstructs the natural meaning of death to the point of meaninglessness. It appears to follow that a concept without meaning cannot be false. This sort of deconstruction then extends, with another nod to Thich Nhat Hanh, to the claim that the self does not exist. A nod to Eckhart Tolle (1999), the wise man from Westphalia, would also do, but Thich is cooler. At any rate, what are we to make of “the true self” from a few pages prior? In short, the chapter on opening the spirit is over the top and off the cliff. The presentation would have been stronger had it focused on meditation work addressing sensations, feelings, and thoughts, in plain English.Having hacked our way through this conceptual thicket, we are approaching the end of our Morgenlandfahrt, or Journey to the East (Hesse, 1932/1956), but not before considering the second challenge, which is the question of incremental validity. Loucks carefully lays a foundation of healthy living, noting the benefits of regular and sufficient sleep, a wholesome and diverse diet, and moderate and sustained exercise. Given that mindfulness practice requires a substantial investment of time and self-regulatory willpower, one hopes to be reassured that the practice yields significant incremental benefit. As well, it would be good to know whether the practice is superior to traditional alternatives such as cognitive–behavioral training, relaxation exercises, yoga, or the more traditional practices of stoicism (Joiner, 2017; reviewed in Krueger, 2018) or the pursuit of an Epicurean state of ataraxia (Dimitriadis, 2018; reviewed in Krueger, 2020), which seems rather similar to what Loucks et al. (2021, p. 604) call equipoise.Loucks does not attempt to answer these questions in the book and need not be required to do so. I therefore read Loucks et al. (2021). In a randomized trial study, the authors find that mindfulness training works with a medium effect size. Two features of the study make it clear that further research is necessary. First, the mindfulness training was extensive and multivariate, so that it is not clear whether college students training themselves will obtain enough benefit to “build the life [they] want at university and beyond.” Second, the outcome measures were also multivariate, comprising seven domains including an assessment of mindfulness itself, which arguably should have served as a manipulation check or as a mediator variable. Incidentally, the treatment group did not score significantly higher on this measure than did the control group, although there was an encouraging trend. In short, the study design has a bit of a kitchen-sink quality to it, with multiple aggregated interventions and measures. Perhaps, as Thich Nhat Hanh might have invited us to wonder, slow and steady breathing, with our gaze focused on our rising navel, would be enough.The question of breathing deserves an afternote. Advocates of mindfulness seem to rather unquestioningly (one is tempted to say “mindlessly”) assume the possibility of observing one's breath without changing it, or at least to assume that this feat can be accomplished with practice. Now, breathing is regulated by neuronal circuits in the medulla, which is just a few notches above the spinal cord. These circuits are ancient and autonomous. They work even when the rest of the skeletal musculature is paralyzed during REM sleep (Del Negro, Funk, & Feldman, 2018). Yet like that musculature, it is open to volitional control. We may hold our breath for a while or hyperventilate on purpose. A moment of self-observation suggests that as soon as we direct our attention to the activity of breathing, we alter the autonomous rhythm. In theory—and perhaps in long and dutiful practice—it may be possible to observe without doing (Graf Dürckheim reported that he pulled this off). But how would we know? We cannot, by definition, know what our breathing was or felt like before we looked at it. Steady and calm breathing, when the body is at rest, is a good thing on the face of it. But why must we bear witness?
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来源期刊
American Journal of Psychology
American Journal of Psychology PSYCHOLOGY, MULTIDISCIPLINARY-
CiteScore
1.30
自引率
7.70%
发文量
35
期刊介绍: The American Journal of Psychology (AJP) was founded in 1887 by G. Stanley Hall and was edited in its early years by Titchener, Boring, and Dallenbach. The Journal has published some of the most innovative and formative papers in psychology throughout its history. AJP explores the science of the mind and behavior, publishing reports of original research in experimental psychology, theoretical presentations, combined theoretical and experimental analyses, historical commentaries, and in-depth reviews of significant books.
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