作者回应:印度国内政治与外交政策——新古典现实主义的提炼

IF 1.3 Asia Policy Pub Date : 2023-10-01 DOI:10.1353/asp.2023.a911621
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On the whole, while raising astute questions about the book, all the reviewers were positive about its contribution to the literature, noting the study's theoretical strengths, empirical grounding, and focus on a geopolitical context that has not received much theoretical attention in the global international relations literature. The reviewers have made searching comments and suggestions to consider, however. Criticism is essential to moving the intellectual enterprise forward, and I attempt—I daresay all too briefly—to engage with it. If the reviewer's task is fundamentally to help refine a line of thinking, they have all accomplished it. Hall touches on a vital point in his observation that the distinction between \"involuntary\" and \"voluntary\" drift is too sharp given that the reality is more nuanced. In the case of the India-U.S. nuclear deal, he correctly notes that despite the problem of structurally produced delay, the ultimate outcome was shaped by Prime Minister Manmohan Singh's ability to override the limitations of his coalition and push through the Indian side of the deal. I may just say that this is a point I made myself in acknowledging that \"the material distribution of power is not in itself the only arbiter of outcomes\" and that there is also \"the vital importance of commitment,\" which is a nonmaterial factor (p. 71). But there is certainly scope for a more nuanced approach that makes the point more generally with respect to other cases. I am glad Hall has drawn attention to this as it provides the [End Page 139] reader with a clearer sense of how the analytical framework employed in the book might be strengthened. Sullivan de Estrada usefully focuses on the importance of recognizing policy content as a possible factor producing drift. For instance, Indian policy on Russia's actions in Ukraine has clearly been awkward (though not novel if one looks back at Indira Gandhi's response to the Soviet invasion of Afghanistan in 1979–80 or even earlier cases). This uncertainty is the consequence of policymakers in New Delhi finding themselves caught between conflicting pressures that are structural (the changing power distribution in global politics) as well as domestically driven (the preference for maximizing policy autonomy by spreading India's strategic bets and establishing linkages with both the United States and Russia). Alternatively, policy uncertainty may be attributed to conflicting \"normative imperatives\"—a point that is applicable to the confusion in Indian nuclear strategy, which has been caught between the opposite ideational pressures of Gandhian morality and the realist imperative of acquiring stronger deterrence capability. To the extent that this has led to muddled thinking among Indian strategists, it is a valid point. I would nevertheless assert that the fundamental source of voluntary drift in this latter case is policymakers' neglect of the basics of nuclear weapons strategy and their failure to engage with these cross-cutting pressures. Still, Sullivan de Estrada is right in pointing out that ideational factors play an important part in shaping policy, and this is an aspect to which scholars should pay close attention. Schottli raises a pertinent question: To what extent does leadership shape deviation from initial policymaking expectations? I pointed in this direction in both cases of voluntary drift: leadership failings have produced inadequacies in nuclear strategy and counterterrorism, but I highlighted the responsibility of strategic elites in the former case and the public at large in the latter. 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引用次数: 0

摘要

本次圆桌会议的五位评论者(Ian Hall, Kate Sullivan de Estrada, Jivanta Schottli, Frank O'Donnell和Sameer Lalwani)对《次大陆漂移:国内政治和印度外交政策》的回应发人深省,并开辟了几条改进和探究的路线。此外,在这本书出版几个月后,我自己对它的反思使我思考它的发现以及它可能为进一步研究开辟的潜在途径。让我先回应一些批评的评论。总体而言,尽管对本书提出了尖锐的问题,但所有评论者都对其对文献的贡献持肯定态度,指出了该研究的理论优势、实证基础以及对地缘政治背景的关注,而这在全球国际关系文献中并没有得到太多的理论关注。然而,审稿人提出了搜索性的评论和建议。批评对于推动知识事业的发展至关重要,我试图——我敢说,这一切都太短暂了——参与其中。如果审稿人的任务基本上是帮助改进思路,那么他们就已经完成了。霍尔在他的观察中触及了一个关键点,即考虑到现实更为微妙,“非自愿”和“自愿”漂移之间的区别过于尖锐。就印美关系而言。他正确地指出,尽管在结构上造成了拖延,但最终的结果是由印度总理曼莫汉·辛格(Manmohan Singh)克服其执政联盟的限制,推动印度方面达成协议的能力决定的。我只能说,这是我自己在承认“权力的物质分配本身并不是结果的唯一仲裁者”时提出的观点,而且还有“承诺的至关重要性”,这是一个非物质因素(第71页)。但当然也有余地采用一种更细致的方法,使这一观点更普遍地适用于其他情况。我很高兴霍尔引起了人们对这一点的注意,因为它为读者提供了一个更清晰的认识,即如何加强书中使用的分析框架。沙利文·德·埃斯特拉达(Sullivan de Estrada)着重强调了认识到政策内容是产生漂移的可能因素的重要性。例如,印度对俄罗斯在乌克兰的行动的政策显然是尴尬的(尽管如果回顾一下英迪拉·甘地对1979-80年苏联入侵阿富汗的反应,甚至更早的案例,就会发现这并不新鲜)。这种不确定性是新德里的政策制定者发现自己被夹在相互冲突的压力之间的结果,这些压力是结构性的(全球政治中不断变化的权力分配)和国内驱动的(通过扩大印度的战略赌注和与美国和俄罗斯建立联系来最大化政策自主权的偏好)。另外,政策的不确定性可能归因于相互冲突的“规范要求”——这一点适用于印度核战略的混乱,印度核战略被困在甘地道德的对立理念压力和获得更强威慑能力的现实要求之间。从某种程度上说,这导致印度战略家思维混乱,这是一个有道理的观点。尽管如此,我还是要断言,在后一种情况下,自愿漂移的根本原因是决策者忽视了核武器战略的基本原则,未能应对这些跨领域的压力。尽管如此,苏利文·德·埃斯特拉达指出,观念因素在制定政策方面发挥着重要作用,这是正确的,这是学者们应该密切关注的一个方面。肖特利提出了一个切题的问题:在多大程度上,领导层会影响对最初政策制定预期的偏离?在两种自愿漂移的情况下,我都指出了这个方向:领导的失败导致了核战略和反恐方面的不足,但我强调了前一种情况下战略精英的责任,以及后一种情况下公众的责任。然而,相对重要性的问题需要进行更深入的探讨,以评估可归因于不同类型行为者的责任程度。这是等待更近的事情……
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Author's Response: Indian Domestic Politics and Foreign Policy—Refining Neoclassical Realism
Author's Response:Indian Domestic Politics and Foreign Policy—Refining Neoclassical Realism Rajesh Basrur (bio) The responses to Subcontinental Drift: Domestic Politics and India's Foreign Policy by the five reviewers in this roundtable (Ian Hall, Kate Sullivan de Estrada, Jivanta Schottli, Frank O'Donnell, and Sameer Lalwani) have been thought-provoking and have opened up several lines of refinement and inquiry. Additionally, my own reflections on the book several months after publication have led me to ponder its findings as well as the potential avenues it might open up for further research. Let me begin by responding to some critical comments. On the whole, while raising astute questions about the book, all the reviewers were positive about its contribution to the literature, noting the study's theoretical strengths, empirical grounding, and focus on a geopolitical context that has not received much theoretical attention in the global international relations literature. The reviewers have made searching comments and suggestions to consider, however. Criticism is essential to moving the intellectual enterprise forward, and I attempt—I daresay all too briefly—to engage with it. If the reviewer's task is fundamentally to help refine a line of thinking, they have all accomplished it. Hall touches on a vital point in his observation that the distinction between "involuntary" and "voluntary" drift is too sharp given that the reality is more nuanced. In the case of the India-U.S. nuclear deal, he correctly notes that despite the problem of structurally produced delay, the ultimate outcome was shaped by Prime Minister Manmohan Singh's ability to override the limitations of his coalition and push through the Indian side of the deal. I may just say that this is a point I made myself in acknowledging that "the material distribution of power is not in itself the only arbiter of outcomes" and that there is also "the vital importance of commitment," which is a nonmaterial factor (p. 71). But there is certainly scope for a more nuanced approach that makes the point more generally with respect to other cases. I am glad Hall has drawn attention to this as it provides the [End Page 139] reader with a clearer sense of how the analytical framework employed in the book might be strengthened. Sullivan de Estrada usefully focuses on the importance of recognizing policy content as a possible factor producing drift. For instance, Indian policy on Russia's actions in Ukraine has clearly been awkward (though not novel if one looks back at Indira Gandhi's response to the Soviet invasion of Afghanistan in 1979–80 or even earlier cases). This uncertainty is the consequence of policymakers in New Delhi finding themselves caught between conflicting pressures that are structural (the changing power distribution in global politics) as well as domestically driven (the preference for maximizing policy autonomy by spreading India's strategic bets and establishing linkages with both the United States and Russia). Alternatively, policy uncertainty may be attributed to conflicting "normative imperatives"—a point that is applicable to the confusion in Indian nuclear strategy, which has been caught between the opposite ideational pressures of Gandhian morality and the realist imperative of acquiring stronger deterrence capability. To the extent that this has led to muddled thinking among Indian strategists, it is a valid point. I would nevertheless assert that the fundamental source of voluntary drift in this latter case is policymakers' neglect of the basics of nuclear weapons strategy and their failure to engage with these cross-cutting pressures. Still, Sullivan de Estrada is right in pointing out that ideational factors play an important part in shaping policy, and this is an aspect to which scholars should pay close attention. Schottli raises a pertinent question: To what extent does leadership shape deviation from initial policymaking expectations? I pointed in this direction in both cases of voluntary drift: leadership failings have produced inadequacies in nuclear strategy and counterterrorism, but I highlighted the responsibility of strategic elites in the former case and the public at large in the latter. Nevertheless, the question of relative significance calls for a deeper exploration that assesses the degree of responsibility attributable to different types of actors. This is something that awaits closer...
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Asia Policy
Asia Policy Arts and Humanities-History
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期刊介绍: Asia Policy is a peer-reviewed scholarly journal presenting policy-relevant academic research on the Asia-Pacific that draws clear and concise conclusions useful to today’s policymakers.
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