中国科研资助体系中的科研不端行为调查。

IF 2.7 2区 哲学 Q1 ENGINEERING, MULTIDISCIPLINARY Science and Engineering Ethics Pub Date : 2023-11-22 DOI:10.1007/s11948-023-00459-9
Li Tang, Linan Wang, Guangyuan Hu
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引用次数: 0

摘要

作为公共资金的管理者,政府资助机构有义务和责任维护资助研究的完整性。尽管越来越多的实证研究调查了与研究相关的不当行为,但这些研究中的大多数都集中在撤回的出版物上。各机构如何发现与资金相关的不法行为,以及违法者将面临何种制裁,在很大程度上仍未得到探讨。新兴科学强国的公共资助机构尤其如此。为了修正这一疏忽,我们检索并分析了中国最大的基础研究资助机构在2005年至2021年期间公布的所有调查结果。我们的研究结果表明,在中国,“警察巡逻”和“火警”两种方法都被用于识别不当行为和阻止与资金相关的欺诈行为。调查的主要触发因素是期刊文章撤回,举报和剽窃检测软件。在被公示和处罚的6种与科研经费相关的不端行为中,排名前三的是:(1)论文造假;(2)科研计划中信息造假和/或弄虚作假;(3)科研计划抄袭。最常见的行政制裁是禁止和收回赠款。本文认为,像中国这样的新兴科学强国需要更系统的研究和利益相关者之间的合作来培养研究诚信。应该为青年科学家提供专门的培训和教育,帮助他们避免学术不端的陷阱。
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Research Misconduct Investigations in China's Science Funding System.

As stewards of public money, government funding agencies have the obligation and responsibility to uphold the integrity of funded research. Despite an increasing amount of empirical studies examining research-related misconduct, a majority of these studies focus on retracted publications. How agencies spot funding-relevant wrongdoing and what sanctions the offenders face remain largely unexplored. This is particularly true for public funding agencies in emerging science powers. To amend this oversight, we retrieved and analyzed all publicized investigation results from China's largest basic research funding agency over the period from 2005 to 2021. Our findings reveal that both the "police patrol" and "fire alarm" approaches are used to identify misconduct and deter funding-related fraud in China. The principal triggers for investigations are journal article retractions, whistleblowing, and plagiarism detection software. Among the six funding-related misconduct types publicized and punished, the top three are: (1) fraudulent papers, (2) information fabrication and/or falsification in the research proposal, and (3) proposal plagiarism. The most common administrative sanctions are debarment and reclamation of grants. This article argues that more systematic research and cooperation among stakeholders is needed to cultivate research integrity in emerging science powers like China. Specific training and education should be provided for young scientists to help them avoid the pitfall of academic misconduct.

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来源期刊
Science and Engineering Ethics
Science and Engineering Ethics 综合性期刊-工程:综合
CiteScore
10.70
自引率
5.40%
发文量
54
审稿时长
>12 weeks
期刊介绍: Science and Engineering Ethics is an international multidisciplinary journal dedicated to exploring ethical issues associated with science and engineering, covering professional education, research and practice as well as the effects of technological innovations and research findings on society. While the focus of this journal is on science and engineering, contributions from a broad range of disciplines, including social sciences and humanities, are welcomed. Areas of interest include, but are not limited to, ethics of new and emerging technologies, research ethics, computer ethics, energy ethics, animals and human subjects ethics, ethics education in science and engineering, ethics in design, biomedical ethics, values in technology and innovation. We welcome contributions that deal with these issues from an international perspective, particularly from countries that are underrepresented in these discussions.
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