PNR 判决是否解决了大规模监控提出的核心问题?

Douwe Korff
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摘要

本文探讨了 PNR 计划引发的三个主要问题:(i) 基数谬误及其对假阳性的影响;(ii) 固有偏差;(iii) 所生成决定的不透明性和不可质疑性,以及法院是否已妥善解决了这些问题。本报告的结论是,总检察长和法院未能解决包括基率谬误在内的证据问题--这是一个致命的缺陷。本报告还认为,无论是成员国还是欧盟委员会甚至都没有尝试评估 PNR 指令的实施是否导致了歧视性的产出或结果;法院本应要求它们就此提供严肃的、可核查的数据,包括 PNR 系统是否在实践中导致了歧视。但是,本报告也认为,总检察长和法院在第三个问题上提供了重要的指导,因为他们明确指出,使用无法解释、因而无法复审和质疑的 "黑箱 "机器学习人工智能(ML/AI)系统违反了有效救济权的本质。这意味着,任何欧盟成员国如果在其 PNR 筛查中仍然使用这种不透明的 ML/AI 系统,都将违反法律。
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Did the PNR judgment address the core issues raised by mass surveillance?
This article looks at three main issues raised by the PNR scheme: (i) the base-rate fallacy and its effect on false positives; (ii) built-in biases; and (iii) opacity and unchallengeability of the decisions generated, and at whether the Court has properly addressed them. It concludes that the AG and the Court failed to address the evidentiary issues including the base-rate fallacy—a lethal defect. It also finds that neither the Member States nor the Commission have even tried to assess whether the operation of the PNR Directive has resulted in discriminatory outputs or outcomes; and that the Court should have demanded that they produce serious, verifiable data on this, including on whether the PNR system has led in practice to discrimination. But it also finds that the AG and the Court provided important guidance on the third issue, in that they made clear that the use of unexplainable and hence unreviewable and unchallengeable “black box” machine-learning artificial intelligence (ML/AI) systems violates the very essence of the right to an effective remedy. This means that any EU Member State that still uses such opaque ML/AI systems in its PNR screening will be in violation of the law.
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