设计行之有效的政策:了解公共部门政策设计空间与组织反应之间的互动关系

IF 3.8 3区 管理学 Q1 PUBLIC ADMINISTRATION Policy Sciences Pub Date : 2024-02-01 DOI:10.1007/s11077-024-09521-0
Giliberto Capano, Benedetto Lepori
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引用次数: 0

摘要

本文的目标是通过关注教育、医疗保健和社区服务等领域,为缩小政策设计与实施之间的差距做出贡献,在这些领域中,政策的实施在很大程度上取决于作为战略行动者的公共服务提供者的自主决定。更具体地说,我们认为,政策设计空间的两个特点,即意识形态的一致性水平和所采用政策工具的普遍功能,会在政策目标的遵从程度、战略博弈的存在以及可能的反抗等方面产生系统的反应模式。我们通过对四个欧洲国家(法国、意大利、挪威和英国)高等教育部门引入绩效拨款的对比案例研究来说明我们的模式。我们的分析表明,政府为引导公共系统而选择的政策设计,对相关公共组织的反应有着不同的权衡,而这些反应对有效实施政府政策至关重要。因此,我们提出的模型提供了一个框架,可用于了解这些互动在具体情况下是如何展开的,它们对实现政策目标有哪些影响,以及政策制定者如何利用政策设计中的自由度来减少不必要的影响。
本文章由计算机程序翻译,如有差异,请以英文原文为准。

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Designing policies that could work: understanding the interaction between policy design spaces and organizational responses in public sector

The goal of this paper is to contribute toward bridging the gap between policy design and implementation by focusing on domains, such as education, healthcare and community services, where policy implementation is largely left to the autonomous decision of public service providers, which are strategic actors themselves. More specifically, we suggest that two characteristics of policy design spaces in which policies are designed, i.e., the level of ideational coherence and the prevailing function of the adopted policy instruments, generate systematic patterns of responses in terms of the extent of compliance with policy goals, the presence of strategic gaming and possible defiance. We illustrate our model through a contrastive case study of the introduction of performance-based funding in the higher education sector in four European countries (France, Italy, Norway, and the United Kingdom). Our analysis displays that policy designs chosen by governments to steer public systems have different trade-offs in terms of responses of the public organizations involved that are essential to effectively implement governmental policies. The model we are proposing provides therefore a framework to understand how these interactions unfold in specific contexts, what are their effects on the achievement of policy goals and how policymakers could exploit their degrees of freedom in policy design to reduce unwanted effects.

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来源期刊
Policy Sciences
Policy Sciences Multiple-
CiteScore
9.70
自引率
9.40%
发文量
32
期刊介绍: The policy sciences are distinctive within the policy movement in that they embrace the scholarly traditions innovated and elaborated by Harold D. Lasswell and Myres S. McDougal. Within these pages we provide space for approaches that are problem-oriented, contextual, and multi-method in orientation. There are many other journals in which authors can take top-down, deductive, and large-sample approach or adopt a primarily theoretical focus. Policy Sciences encourages systematic and empirical investigations in which problems are clearly identified from a practical and theoretical perspective, are well situated in the extant literature, and are investigated utilizing methodologies compatible with contextual, as opposed to reductionist, understandings. We tend not to publish pieces that are solely theoretical, but favor works in which the applied policy lessons are clearly articulated. Policy Sciences favors, but does not publish exclusively, works that either explicitly or implicitly utilize the policy sciences framework. The policy sciences can be applied to articles with greater or lesser intensity to accommodate the focus of an author’s work. At the minimum, this means taking a problem oriented, multi-method or contextual approach. At the fullest expression, it may mean leveraging central theory or explicitly applying aspects of the framework, which is comprised of three principal dimensions: (1) social process, which is mapped in terms of participants, perspectives, situations, base values, strategies, outcomes and effects, with values (power, wealth, enlightenment, skill, rectitude, respect, well-being, and affection) being the key elements in understanding participants’ behaviors and interactions; (2) decision process, which is mapped in terms of seven functions—intelligence, promotion, prescription, invocation, application, termination, and appraisal; and (3) problem orientation, which comprises the intellectual tasks of clarifying goals, describing trends, analyzing conditions, projecting developments, and inventing, evaluating, and selecting alternatives. There is a more extensive core literature that also applies and can be visited at the policy sciences website: http://www.policysciences.org/classicworks.cfm. In addition to articles that explicitly utilize the policy sciences framework, Policy Sciences has a long tradition of publishing papers that draw on various aspects of that framework and its central theory as well as high quality conceptual pieces that address key challenges, opportunities, or approaches in ways congruent with the perspective that this journal strives to maintain and extend.Officially cited as: Policy Sci
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