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Theorizing the functions and patterns of agency in the policymaking process 理论化决策过程中机构的功能和模式
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2025-01-11 DOI: 10.1007/s11077-024-09563-4
Giliberto Capano, Maria Tullia Galanti, Karin Ingold, Evangelia Petridou, Christopher M. Weible

Theories of the policy process understand the dynamics of policymaking as the result of the interaction of structural and agency variables. While these theories tend to conceptualize structural variables in a careful manner, agency (i.e. the actions of individual agents, like policy entrepreneurs, policy leaders, policy brokers, and policy experts) is left as a residual piece in the puzzle of the causality of change and stability. This treatment of agency leaves room for conceptual overlaps, analytical confusion and empirical shortcomings that can complicate the life of the empirical researcher and, most importantly, hinder the ability of theories of the policy process to fully address the drivers of variation in policy dynamics. Drawing on Merton’s concept of function, this article presents a novel theorization of agency in the policy process. We start from the assumption that agency functions are a necessary component through which policy dynamics evolve. We then theorise that agency can fulfil four main functions – steering, innovation, intermediation and intelligence – that need to be performed, by individual agents, in any policy process through four patterns of action – leadership, entrepreneurship, brokerage and knowledge accumulation – and we provide a roadmap for operationalising and measuring these concepts. We then demonstrate what can be achieved in terms of analytical clarity and potential theoretical leverage by applying this novel conceptualisation to two major policy process theories: the Multiple Streams Framework (MSF) and the Advocacy Coalition Framework (ACF).

政策过程理论将政策制定的动态理解为结构变量和代理变量相互作用的结果。虽然这些理论倾向于以谨慎的方式将结构性变量概念化,但代理(即个体代理人的行为,如政策企业家、政策领导人、政策经纪人和政策专家)在变化和稳定的因果关系的谜题中被留下作为残余部分。这种对机构的处理为概念上的重叠、分析上的混乱和经验上的缺陷留下了空间,这可能使经验研究者的生活复杂化,最重要的是,阻碍了政策过程理论充分解决政策动态变化驱动因素的能力。本文借鉴默顿的功能概念,提出了一种新的政策过程代理理论。我们从假设机构职能是政策动态演变的必要组成部分开始。然后,我们从理论上推断,代理可以履行四项主要职能——指导、创新、中介和情报——在任何政策过程中,这些职能都需要由个体代理通过四种行动模式——领导、创业、中介和知识积累——来履行。我们为这些概念的运作和衡量提供了路线图。然后,我们通过将这一新颖的概念应用于两个主要的政策过程理论:多流框架(MSF)和倡导联盟框架(ACF),展示了在分析清晰度和潜在理论杠杆方面可以实现的目标。
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引用次数: 0
Policy integration in urban policies as multi-level policy mixes 作为多层次政策混合的城市政策整合
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2025-01-06 DOI: 10.1007/s11077-024-09562-5
María José Dorado-Rubín, María José Guerrero-Mayo, Clemente Jesús Navarro-Yáñez

This paper analyses policy integration in the field of urban policies. Specifically, the policy framework on sustainable urban development promoted by various international organisations is analysed as an exemplar combining multi-sectoriality in its substantive dimension (policy goals in different policy subsystems) and integration in its procedural dimension (integration between policy actions across policy subsystems involved). It is assumed that urban policies often take the form of multi-level policy mixes, and that integration involves a process of collective action between different policy subsystems. Based on the literature on policy integration and actor-centred institutionalism frameworks, it is postulated that in the absence of clear indications about the integrated strategy and policy integration capacities in the policy frame, the collective action dilemmas that this strategy entails in local projects will prevail, reducing the possibility of policy integration. The implementation of the urban dimension of the European Union's cohesion policy in Spain between 1994 and 2013 is analysed a total of 82 urban projects, where the integrated strategy is a central element but understood as multi-sectorial objectives rather than a complementarity between policy subsystems. Empirical results show a high level of diversity of objectives across policy sectors and a very low level of integration; specifically, a curvilinear pattern in the relationship between these two aspects. The results highlight the need to include policy instruments and capacities in the policy frame to address the collective action dilemmas that policy integration implies, especially if the policy frame calls for a broad multi-sectorial agenda across different policy subsystems.

本文对城市政策领域的政策整合进行了分析。具体而言,各国际组织推动的可持续城市发展政策框架作为一个范例进行了分析,该框架结合了实质性方面的多部门性(不同政策子系统的政策目标)和程序方面的一体化(涉及政策子系统的政策行动之间的一体化)。假设城市政策往往采取多层次政策混合的形式,一体化涉及不同政策子系统之间的集体行动过程。根据有关政策整合和以行为者为中心的制度主义框架的文献,假设在政策框架中缺乏关于综合战略和政策整合能力的明确指示的情况下,该战略在地方项目中所带来的集体行动困境将占优,从而降低了政策整合的可能性。本文分析了1994年至2013年间欧盟凝聚力政策在西班牙城市层面的实施情况,共分析了82个城市项目,其中综合战略是核心要素,但被理解为多部门目标,而不是政策子系统之间的互补。实证结果表明,各政策部门的目标高度多样化,一体化程度很低;具体来说,这两个方面的关系呈曲线模式。研究结果突出表明,需要将政策工具和能力纳入政策框架,以解决政策一体化所带来的集体行动困境,特别是如果政策框架要求跨不同政策子系统制定广泛的多部门议程。
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引用次数: 0
Analyzing industrial policy portfolios 产业政策组合分析
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-12-07 DOI: 10.1007/s11077-024-09559-0
Carmen Heinrich, Christoph Knill, Yves Steinebach

Industrial policy has regained political attention due to the challenges associated with global market integration, technological changes, and the need for sustainable transformation. However, the lack of a consistent understanding of industrial policy hampers systematic comparisons. This paper develops a novel concept of industrial policy portfolios that captures different dimensions of industrial policy outputs across countries and over time. We illustrate this approach by comparing the policy dynamics in the United States and Germany over the last four decades and show that despite similar dynamics of policy growth, the countries display pronounced variation in the areas and instruments they prioritized.

由于与全球市场一体化、技术变革和可持续转型相关的挑战,产业政策重新获得了政治关注。然而,缺乏对产业政策的一致理解阻碍了系统的比较。本文提出了一个新的产业政策组合概念,该概念涵盖了不同国家和不同时期产业政策产出的不同维度。我们通过比较美国和德国在过去四十年中的政策动态来说明这种方法,并表明尽管政策增长的动态相似,但两国在其优先考虑的领域和工具上表现出明显的差异。
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引用次数: 0
The future as developmental construct in the work of Harold Lasswell 哈罗德-拉斯韦尔作品中作为发展建构的未来
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-11-26 DOI: 10.1007/s11077-024-09557-2
Ríán Derrig

This review commentary offers reflections on some of the key themes of Douglas Torgerson’s refreshing, perceptive and timely study of the work of Harold Lasswell, The Policy Sciences of Harold Lasswell: Contextual Orientation and the Critical Dimension. The commentary attempts to connect those themes to our present with the aim of making a very small contribution to the work demanded by the challenge posed by Torgerson in the final pages of his book – the pursuit of a ‘strategic developmental construct’ inspired by ‘the critical agenda’. To that end, the commentary examines ideas of the future instantiated in the recent United Nations ‘Summit of the Future’, and concludes by reflecting on possible political risks posed by different styles of hermeneutic method.

道格拉斯-托格森(Douglas Torgerson)对哈罗德-拉斯韦尔(Harold Lasswell)作品的研究令人耳目一新,具有敏锐的洞察力,非常及时:背景取向与批判维度》。这篇评论试图将这些主题与我们的当下联系起来,目的是为托格森在其书的最后几页提出的挑战--在 "批判议程 "的启发下追求 "战略发展建构"--所要求的工作做出微薄的贡献。为此,本评论探讨了最近联合国 "未来峰会 "上提出的未来理念,最后反思了不同诠释学方法可能带来的政治风险。
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引用次数: 0
On Torgerson’s Lasswells 关于托格森的拉斯韦尔
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-11-25 DOI: 10.1007/s11077-024-09555-4
James Farr, Nick Dorzweiler

In The Policy Sciences of Harold Lasswell, Douglas Torgerson offers a timely interpretation of Harold Lasswell as a progenitor of critical policy studies and champion of radical democracy. In this essay, we consider several concepts central to Torgerson’s interpretation of Lasswell, including “latent,” “manifest,” and “context,” in order to call attention to the hermeneutic labor required to produce any image of a “stable” Lasswell. We investigate two lesser-known aspects of Lasswell’s career – his teaching at the Chicago Workers School and his NBC radio program Human Nature in Action – to illustrate the degree to which Lasswell’s democratic commitments often blended liberal and elitist tendencies, in sometimes uneasy fashion. We ultimately suggest that despite (or perhaps because of) Lasswell’s irreducible complexities, if not inconsistencies, he remains uniquely relevant to understanding our current era in which propaganda and insecurity remain central concerns.

道格拉斯-托格森(Douglas Torgerson)在《哈罗德-拉斯韦尔的政策科学》(The Policy Sciences of Harold Lasswell)一书中对哈罗德-拉斯韦尔进行了及时的解读,将其视为批判性政策研究的鼻祖和激进民主的拥护者。在这篇文章中,我们考虑了托格森对拉斯韦尔诠释的几个核心概念,包括 "潜在"、"显现 "和 "语境",以唤起人们对塑造 "稳定 "的拉斯韦尔形象所需的诠释工作的关注。我们研究了拉斯韦尔职业生涯中两个鲜为人知的方面--他在芝加哥工人学校的教学和他在美国全国广播公司(NBC)的广播节目《行动中的人性》(Human Nature in Action)--以说明拉斯韦尔的民主承诺常常以有时令人不安的方式融合了自由主义和精英主义的倾向。我们最终认为,尽管(或许正因为)拉斯韦尔具有不可复制的复杂性(如果不是前后矛盾的话),但他对于理解我们这个宣传和不安全仍然是核心问题的时代仍然具有独特的意义。
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引用次数: 0
Emancipatory policy sciences or interpretative revisionism: some thoughts on Douglas Torgerson’s The Policy Sciences of Harold Lasswell 解放政策科学还是解释修正主义:对道格拉斯-托格森《哈罗德-拉斯韦尔的政策科学》的一些思考
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-11-21 DOI: 10.1007/s11077-024-09556-3
Hengameh Saberi

In the Policy Sciences of Harold Lasswell, Douglas Torgerson asks an important question–whether the logic of policy sciences can inspire democratic hope for social betterment. His response is refreshing and psychoanalytically-informed optimism, whereas a jurisprudential detour of the NHS’s legacy as the most important application of policy sciences in another discipline calls for agnosticism. Revisiting the application of policy sciences in international law suggests that the very logic of policy sciences, under the influence of a defective form of naturalism, disables its potential for inclusive democracy.

在《哈罗德-拉斯韦尔的政策科学》一书中,道格拉斯-托格森提出了一个重要问题--政策科学的逻辑能否激发民主对社会进步的希望。他的回答是令人耳目一新的、有精神分析学依据的乐观主义,而作为政策科学在另一学科中最重要的应用,对国家医疗服务体系遗产的法学迂回则要求我们采取不可知论。重新审视政策科学在国际法中的应用表明,在有缺陷的自然主义影响下,政策科学的逻辑本身就削弱了其实现包容性民主的潜力。
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引用次数: 0
Breaking away from family control? Collaboration among political organisations and social media endorsement among their constituents 摆脱家庭控制?政治组织之间的合作及其选民在社交媒体上的支持
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-11-20 DOI: 10.1007/s11077-024-09553-6
Paul M. Wagner, Arttu Malkamäki, Tuomas Ylä-Anttila

Coalitions that engage in political advocacy are constituted by organisations, which are made up of individuals and organisational subunits. Comparing the coalitions formed by organisations to the those formed by their constituent parts provides a means of examining the extent to which their coalition memberships are aligned. This paper applies inferential network clustering methods to survey data collected from organisations engaging in Irish climate change politics and to X (formerly twitter) data extracted from both the primary accounts of these organisations and the accounts of the individuals and subunits affiliated with them. Analysis of the survey-based organisation-level policy network finds evidence of an outsider coalition, formed by non-governmental organisations, labour unions and left-leaning political parties, and an insider coalition formed by the two main political parties in government, energy sector organisations, business and agricultural interests, scientific organisations, and government bodies. An analysis of the X-based account-level endorsement network finds evidence for a nested coalition structure wherein there are multiple distinct communities, which largely align with the organisation-level coalitions. Most interestingly, the largest and most active community is formed by accounts affiliated with the organisations with agricultural interests—the sector most opposed to ambitious climate action in Ireland. The results show how the somewhat disjoint behaviours of formal organisations and their affiliates give rise to nested coalitions, which can only be identified by disaggregating organisations by their constituent parts.

参与政治倡导的联盟由组织构成,而组织又由个人和组织下属单位组成。将组织所形成的联盟与其组成部分所形成的联盟进行比较,可以考察其联盟成员的一致程度。本文将推理网络聚类方法应用于从参与爱尔兰气候变化政治的组织收集的调查数据,以及从这些组织的主要账户和附属于这些组织的个人及子单位的账户中提取的 X(原 twitter)数据。对基于调查的组织层面政策网络的分析发现,有证据表明由非政府组织、工会和左翼政党组成的外部联盟,以及由政府中的两大政党、能源部门组织、商业和农业利益集团、科学组织和政府机构组成的内部联盟。对基于 X 的账户级支持网络的分析发现,有证据表明存在嵌套联盟结构,其中有多个不同的社区,这些社区在很大程度上与组织级联盟相一致。最有趣的是,最大、最活跃的社区是由隶属于农业利益组织的账户组成的,而农业利益组织是最反对在爱尔兰采取雄心勃勃的气候行动的部门。研究结果表明,正式组织及其附属机构的行为在某种程度上是相互分离的,这就产生了嵌套联盟,只有将组织按其组成部分进行分解,才能识别出这些联盟。
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引用次数: 0
The legacy of Harold D. Lasswell’s commitment to the policy sciences of democracy: observations on Douglas Torgerson’s the policy sciences of Harold Lasswell 哈罗德-拉斯韦尔致力于民主政策科学的遗产:对道格拉斯-托格森的《哈罗德-拉斯韦尔的政策科学》的看法
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-11-14 DOI: 10.1007/s11077-024-09552-7
William Ascher

The continuity of Harold D. Lasswell’s legacy as a champion of democratic policysciences is demonstrated.

哈罗德-D.-拉斯韦尔作为民主政策科学的倡导者,他的遗产具有延续性。
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引用次数: 0
Shattering stereotypes and the critical lasswell 打破陈规与批判性拉斯韦尔
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-11-14 DOI: 10.1007/s11077-024-09551-8
Paul Cairney, Christopher M. Weible

In “The Policy Science of Harold Lasswell: Contextual Orientation and the Critical Dimension,” Torgerson argues against the simplistic classification of scholars, suggesting that stereotyping positions should be resisted or exposed as rhetorical devices rather than serious engagements. Torgerson illustrates that Lasswell was, in part, a critical policy scholar who promoted reflexivity and radical democracy. This book serves as a reminder that engaging with the deeper meanings and the potential overlaps between and contradictions within our stereotypes may foster the shared ideals of emancipation, security, deliberation, and creativity. Although today’s interpretation of Lasswell and the policy sciences may have been stripped of its original meaning, we can still follow Lasswell’s guidance by directing our scholarship toward empowering the disadvantaged and achieving greater political equality for all.

在《哈罗德-拉斯韦尔的政策科学:托格森反对对学者进行简单的分类,认为应该抵制刻板的立场,或将其视为修辞手段而非严肃的参与。托格森说明,拉斯韦尔在某种程度上是一位批判性的政策学者,他提倡反思性和激进民主。这本书提醒我们,关注我们刻板印象的深层含义和潜在的重叠与矛盾,可以促进解放、安全、审议和创造力等共同理想的实现。尽管今天对拉斯韦尔和政策科学的诠释可能已经失去了其原本的意义,但我们仍然可以遵循拉斯韦尔的指导,将我们的学术研究引向增强弱势群体的能力和实现所有人更大的政治平等。
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引用次数: 0
Co-design in policymaking: from an emerging to an embedded practice 决策中的共同设计:从新兴实践到嵌入式实践
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-11-14 DOI: 10.1007/s11077-024-09550-9
Michael Mintrom, Philippa Goddard, Lisa Grocott, Shanti Sumartojo

Over the past decade, a range of efforts have been made to incorporate practices drawn from industrial and participatory design into elements of the public policymaking process. Our interest lies in the field of co-design in policymaking. This emerging field has seen considerable emphasis placed on informing policy development with knowledge and insights from those living with specific problems and existing policy settings. Following the extant literature, we define co-design in policymaking as a participatory and design-oriented process which creatively and actively engages a diverse pool of participants to define and address a public problem. Evidence to date suggests co-design in policymaking can be especially useful in broadening participation in policy development, encouraging creative speculation about how policy choices might shape future outcomes, and prototyping policy approaches to assess their feasibility and desirability. But evidence continues to emerge regarding the barriers in many public sector settings that preclude co-design practice from greater engagement with – and influence upon – long-established, tightly-held processes of policy development. Through critical assessment of existing literature, we summarise the current state of co-design in policymaking. We then suggest promising ways policy practitioners and researchers could contribute to making co-design an embedded practice in policymaking, well-used and well-recognised for the unique contributions it can make to policy development.

在过去的十年中,人们做出了一系列努力,将工业设计和参与式设计的实践融入公共政策制定过程的各个环节。我们的兴趣在于决策中的共同设计领域。在这一新兴领域中,人们相当重视利用那些生活在特定问题和现有政策环境中的人们的知识和见解为政策制定提供信息。根据现有文献,我们将决策中的共同设计定义为一个以参与和设计为导向的过程,它创造性地、积极地让不同的参与者参与进来,共同定义和解决公共问题。迄今为止的证据表明,决策中的共同设计在以下方面尤为有用:扩大对政策制定的参与;鼓励对政策选择如何影响未来结果进行创造性推测;以及对政策方法进行原型设计,以评估其可行性和可取性。但是,不断有证据表明,在许多公共部门的环境中,共同设计实践存在障碍,无法更多地参与并影响长期形成的、严格控制的政策制定过程。通过对现有文献的批判性评估,我们总结了共同设计在政策制定中的现状。然后,我们建议政策实践者和研究人员可以采取哪些有前景的方法,使协同设计成为政策制定中的一种嵌入式实践,并因其对政策制定的独特贡献而得到广泛应用和认可。
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引用次数: 0
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Policy Sciences
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