{"title":"主体间性与生态学:哈贝马斯论自然史","authors":"Felix Kämper","doi":"10.1111/1467-8675.12740","DOIUrl":null,"url":null,"abstract":"<p>In philosophy, the field of natural history generally explores the transition from natural prehistory to genuine human history. It asks whether, and if so how, the human species rose above the realm of nature. Regarding the Critical Theory of the Frankfurt School, this type of inquiry is predominantly associated with the essay “The Idea of Natural History” by Theodor W. Adorno (<span>1984</span>; Pensky, <span>2004</span>). There, Adorno assumes a constant interlocking of nature and history such that we cannot (yet) speak of a truly human history. But there is another version of natural history in Critical Theory, namely, that of Jürgen Habermas. Often overlooked, there exists no systematic discussion of it until now. One of the two central aims of this article is to close this gap and highlight key features of Habermas's version of natural history. What sets it apart is that it is thoroughly <i>intersubjective</i>: The natural history of Habermas brings out the role of linguistically based cooperation in the transition to human history. As we will see, this theme runs through his oeuvre since a 1958 article on philosophical anthropology at least, though it emerges most elaborately only in his <i>Also a History of Philosophy</i> (originally published in 2019).</p><p>In this book, Habermas looks for signs of reason in history. This search is triggered by the diagnosis that autonomous collective action lacks traction to counter the aberrations of modernity. To solve this problem, he puts forward a history of learning processes. Although it is essential for this overarching purpose, the discussion around the book has thus far entirely ignored natural history. This deficit can be compensated for by exploring Habermas's take on the works of two anthropological thinkers, Johann G. Herder and Michael Tomasello. The engagement with their writings establishes a natural-historical point of departure for his quest to detect reason in history. The second aim of this article is to show that, in his occupation with them, Habermas marginalizes a crucial insight of Tomasello and especially of Herder—the dependence of the course of history on <i>ecological</i> circumstances—and accordingly underestimates the significance of environmental conditions for propelling collective self-determination. Whereas the first aim is more interpretive, this second aim has a critical intent, foregrounding the influence of the natural environment on developments in the intersubjective dimension.</p><p>The overall argument of this article proceeds as follows. The first section provides an overview of the hitherto overlooked role of natural history in Habermas's thinking. It proves to be a constant throughout his work. The second section continues this overview by analyzing his engagement with Herder in <i>Also a History of Philosophy</i>. Drawing on Herder's natural history, Habermas conceptualizes his own history of learning processes. The third section subsequently concludes the interpretive part of the article with Habermas's take on Tomasello's work. He refers to Tomasello in order to reveal how the emergence of linguistic intersubjectivity came about. The fourth section argues that, compared with both Tomasello and Herder, Habermas virtually views human history as if it were decoupled from ecological circumstances, hence necessitating a recoupling. Finally, the fifth section advocates an ecological decentering of human self-determination. A history advancing in an autonomous mode is not independent of environmental influences but one aware of its ecological dependencies.</p><p>According to this description, philosophical anthropology understands man as a relative and descendant of animal species, with which he sometimes has more and sometimes has less in common.<sup>1</sup> At the same time, it solely belongs to zoology “in a certain way.” Although it uses comparable methods, the clause clarifies that its object of investigation is categorically different from those of zoological disciplines. Implicit here is a reference to the Aristotelean differentiation between the reasonless animal and the human species with rational speech or “logos” at its disposal. Despite his work's many twists and turns, this anthropological difference remains a continuously refined constant, along with the underlying idea of our natural-historical descent from the great apes.</p><p>Natural history, Habermas argues, has overcome itself by producing language, the medium that lifts our species out of the realm of nature. In a letter written to Helmuth Plessner some years later, he accordingly defends the hypothesis “that the acquisition of language [is] the most important factor for the humanization of our chimpanzee” (Habermas, <span>1974</span>, p. 139; my translation).</p><p>In <i>The Theory of Communicative Action</i>, his magnum opus from 1981, Habermas incorporates this evolutionary differentiation into his full-fledged paradigm of intersubjectivity. In the course of the discussion of George H. Mead's idea of socialization, Habermas (<span>1987</span>, pp. 10−11) indicates that he wants to shed light on the natural-historical “question of the emergence of a higher-level form of life characterized by a linguistically constituted form of intersubjectivity that makes communicative action possible.” With “emergence,” he deliberately chooses a term that expresses the immanent development of a new form of integration from precursory forms. As explained by him, the great apes had to cross this “threshold of anthropogenesis” (Habermas, <span>1987</span>, p. 22) at a certain point during prehistory because, otherwise, the initial sociocultural state would not have been reached, from which point the human species has been moving in markedly different directions ever since.<sup>2</sup> By linking up with Mead, Habermas's magnum opus undertakes a natural-historical underpinning of language-based, intersubjective socialization. Against this background, the preoccupation with Herder's and Tomasello's natural history in <i>Also a History of Philosophy</i> appears as a resumption of earlier thoughts. However, before we come to this book and look more closely at the emergence of intersubjectivity, let me conclude the overview of natural history as a constant in Habermas's thinking with his discussion of eugenics.</p><p>After natural-historical questions receded into the background with the turn to discourse ethics and democratic theory before and after the publication of <i>Between Facts and Norms</i> in 1992, they resurfaced in <i>The Future of Human Nature</i> from 2001. Although Habermas (<span>2003a</span>, p. 106) acknowledges the far-reaching impact of “the biological disillusionment about the position of man in natural history” in the wake of the Darwinian revolution,<sup>3</sup> he holds on to his position that there is a <i>differentia specifica</i> between humans and all other beings. Only humans, he asserts, raise validity claims. Animals, on the contrary, “do not belong to the universe of members who address intersubjectively accepted rules and orders <i>to one another</i>” (Habermas, <span>2003a</span>, p. 33). The language-based capacity to address intersubjectively accepted norms represents for him an essential component of a species-ethical self-understanding, a self-understanding that he thinks is disturbed when we manipulate the genetic makeup of unborn human beings beyond purely preventive measures. Once again, language, as a product of natural history, and the skills it brings are what set humans apart.</p><p>Therefore, we can state that the natural-historical motif of origin of the human ability for language forms a constant that binds together different phases of Habermas's oeuvre. What is more, this motif not only appears in his earlier writings. It also plays a fundamental role in <i>Also a History of Philosophy</i>, bringing us to Habermas's more recent work and his discussion of the natural history of, first, Herder and, second, Tomasello.</p><p>The impetus for <i>Also a History of Philosophy</i> is that collective action currently lacks a motivational pull for self-determination, with all recourses to ideas of divine justice blocked in our post-metaphysical age.<sup>4</sup> Reason has done well, Habermas says, in abandoning the reliance on metaphysical worldviews, but now it struggles with its weak motivational force. Because of this, he searches for a rationally available substitute, which he finds in learning processes. Progress already achieved in the past, even if only partially and temporarily, is supposed to motivate us for the complex challenges ahead. Habermas does not presuppose general historical laws and certainly not a telos toward which history as a whole runs. He only wants to explain that intermittent learning processes left a mark in history—that is his answer to Kant's third fundamental question about what we may hope (Kant, <span>1992</span>, p. 538). He contends that the assertiveness of rational objectives in the past proves that progress through collective efforts is possible in principle. Thus, a spark of hope can be fanned in the past, to borrow a phrase from Benjamin (<span>2003</span>, p. 391), instilling in our contemporaries the courage to strive for joint solutions to problems even under challenging circumstances. Habermas believes and, more importantly, wants others to believe that they can intentionally reshape today's globally intertwined societies. One might call this the cosmopolitan purpose of <i>Also a History of Philosophy</i>.</p><p>Having provided this brief overview of Habermas's project, the function of natural history in this context requires some explanation. For this purpose, I refer to Habermas's two mainstays for natural history, beginning with Herder. Herder represents the pivotal forerunner of the concept of learning processes. Due to historiographical similarities, Habermas even borrows his book's title from Herder's <i>Also a Philosophy of History for the Formation of Humanity</i>, where he outlines his view of history.<sup>5</sup> This conjuncture allows us to illuminate the fundamental features of their approaches by comparison. For my argument, it is of particular interest where Habermas deviates from Herder. However, we first need clarity about their central commonality to comprehend this difference. For Herder (<span>2002</span>, p. 77) as well as Habermas, humans are “the only linguistic creatures.” They both believe that the human species can, like no other species, tackle problems cooperatively by using language and pass on knowledge about solutions intergenerationally. For them, this ability opens the opportunity for long-term learning processes. Without symbolically mediated interactions, such processes would be inconceivable. Due to language, humans are the “creature[s] capable of learning” who can aspire toward their “advancement” (Herder, <span>1989</span>, p. 104)<sup>6</sup>—that is the bridge from Herder to Habermas.</p><p>One could elaborate on this conjuncture in various ways. I will restrict my analysis to the natural-historical bedrock of their theories because this is where the decisive deviation of the Frankfurt School theorist and the thinker of Weimar Classicism occurs. The latter lays the cornerstone for his view of history in the <i>Treatise on the Origin of Language</i>. There, Herder defines the uniqueness of humans based on the connection that humans, as opposed to animals, have with their surroundings. Whereas animals are bound up in specific environments, humans, he thinks, are exempt. “<i>Each animal has its circle</i>,” Herder (<span>2002</span>, p. 78) states, illustrating this statement by referring to the honeybee. Honeybees may build their hives with an astonishing “wisdom,” “but beyond these cells and beyond its destined occupation in these cells,” he claims, “the bee is also nothing.” To his mind, the habitat is so confined because of an instinctual fixation. The “<i>strength and sureness of instinct</i>” (Herder, <span>2002</span>, p. 77) may enable honeybees and animals in general to flourish in their species-specific environment while, at the same time, limiting their activity to this sphere. As Herder (<span>1989</span>, p. 103) underscores again in the <i>Ideas for the Philosophy of History of Humanity</i>, honeybees are “intimately interwoven” with their environment and even “enclosed” by it. The existence of animals, such as bees, is constrained to a “very narrow and confined circle” in which they are entirely hard-wired.</p><p>Diametrically opposed stands man, whom Herder (<span>2002</span>, p. 128) distinguishes as the “<i>freely active, rational</i> creature.” He takes the view that humans are not locked up in a particular environment but have the privilege of finding dwelling places in many different surroundings. Note that this unrestraint does not imply that the habitat in which humans live is insignificant to their forms of life. It merely means that the ties between innate modes of reaction and outer stimuli do not universally determine their actions. Herder (<span>2002</span>, p. 84) notes that humans possess a “free circle of taking-awareness.” For him, this room for maneuver or <i>freier Besinnungskreis</i> is the advantage of not being tied like animals. So, what might seem like a lack at first opens a crack for a sphere of negative freedom at a second glance. Stimuli from their surroundings, so the reasoning goes, do not toss humans impulsively back and forth. By taking awareness, humans can instead gain a prudent look at separate phenomena and thereby loosen the natural order of things. Figuratively speaking, they can steer their perception of the “whole ocean of sensations” to “a single wave” (Herder, <span>2002</span>, p. 722). Therefore, Habermas (<span>2019</span>, p. 451; my translation) is correct in his analysis of Herder that awareness constitutes the capacity “with which the human mind emerges from natural prehistory.” Being a human subject means standing in a circumspect relation to the natural environment.<sup>7</sup> What we find in Herder is thus a kind of relational designation of the “human.” This will be returned to in due course, but first, it is important to tie the argument back to Habermas and his paradigm of intersubjectivity.</p><p>Herder ultimately needs to clarify how awareness comes about, i.e., the cutting of the cord of the human subject from the realm of nature. Even though Herder's approach to societal developments is intersubjective, as Habermas illustrates, his underlying natural history is not. It rests on what Habermas calls the “philosophy of the subject”; that is to say, it examines the bilateral relationship between an individual being and its surroundings. From this angle, however, it must remain unresolved how any being could “pull itself out of the swamp by its own hair.” Conscious of this bootstrapping problem, Habermas deviates from the subject-philosophical paradigm, assuming that cooperation with others is indispensable for escaping from the natural order of things.</p><p>That is why Tomasello's natural history is productive for him. According to Tomasello, humans are creatures whose being originates from association. In a nutshell, humans become human through interactions with their conspecifics. Habermas (<span>2010</span>, p. 167) praises this point as the crucial insight of Tomasello's natural history: “He,” unlike Herder, “no longer concentrates on the solitary cognizing subject.” Both agree that dissociation from nature results from association with others or, in Habermas's (<span>2023</span>, p. 157) words, from “the interlocking of one's own perspective with the perspective taken over from the others on <i>the same</i> object.” Another example, that of the ape, sheds light on this natural-historical thesis and serves as a key to the intersubjective explanation of the transition to human history that Habermas adopts.</p><p>Tomasello, too, attempts to determine what distinguishes humans from animals. To do so, he addresses the animals most similar to Homo sapiens, the other species of the family of the great apes. If one can draw a line between them and humans, the distinction is expected to apply to all other animals, a fortiori, since these are more alien to us than our closest relatives. As opposed to Herder, however, who explored the anthropological difference before the breakthrough of <i>On the Origin of Species</i>, the distinctiveness of humans requires a different explanation after the Darwinian paradigm shift. Homo sapiens is, as Habermas (<span>2023</span>, p. 111) underlines, similar to orangutans, chimpanzees, and gorillas in that he also is a “product of the natural evolution of the mammals and great apes.” We share a pedigree with the other species of our family. Hence, asking how we differ from, for example, chimpanzees implies the question of when natural evolution took two different directions. The temporal vantage point is why Tomasello's natural history is called “evolutionary anthropology.” There is also another related difference to Herder, which is of even more significance regarding the relationship between intersubjectivity and ecology.</p><p>This difference concerns the transition with which Homo sapiens has risen above the realm of nature and embarked on a truly historical trajectory. Tomasello depicts this transition in terms of sociogenesis. Seen sociogenetically, the history of our species unfolds as a history of social order. The underlying thesis is that the moment when social orders came into existence coincided with the moment when human subjects entered the stage. So, Homo sapiens has neither emerged from preexisting social orders nor vice versa. Instead, they are <i>co-original</i>. Statements about what came first, human individuals or collectives, do not make sense on these grounds. Tomasello's perspective recognizes individuals and collectives as formed through a reciprocally constitutive relation. Both sides have forged each other through a series of adaptations over a long period of time. This standpoint, however pioneering it may be, does not free him from the question of how humans—seen now as social beings all along—initially appeared on stage. The simultaneous occurrence of human subjectivity and encompassing social orders does not exempt him from revealing the turning point between natural and sociocultural evolution.</p><p>It is crucial to see that coordination between two or more agents toward a joint goal is not only at the bottom of shared intentionality, as Tomasello defines it. Moreover, it supplies the basic pattern of how language works, according to Habermas. At the core, this <i>trilateral</i> pattern comprises the “interlocking of a <i>horizontal relationship</i> between persons with a <i>vertical relationship</i> to states of affairs proceeding from this shared basis” (Habermas, <span>2023</span>, p. 155). The version of natural history introduced in <i>Also a History of Philosophy</i> culminates in the idea of linguistically generated intersubjectivity. Tomasello's evolutionary anthropology is a stepping stone for Habermas to bring out this intersubjective heart of humanity. Intersubjectivity marks the endpoint of natural prehistory, and it simultaneously constitutes the starting point for genuine human history, which, as laid out earlier, contains learning processes through communicative interaction.</p><p>As for the overall argument of this article, the preceding analysis serves as a scaffold to frame my query about Habermas's historiography. To its detriment, his view of history skates over the relationship between intersubjectivity and the world of natural entities. Despite the advantages the paradigm of intersubjectivity offers, we should be careful not to ignore these ecological relations. Sociogenesis, i.e., the reciprocal development of encompassing social orders and embedded socialized beings, remains attached to the natural environment, even if we assume a prehistoric transition that lifts the human species out of nature. We must take into account the influences of the natural environment on historical developments to understand the past, present, and future. In the next section, I advance in this direction by consulting the writings of Tomasello and Herder again, but this time from an explicitly ecological angle.</p><p>As natural history turned out to be of major relevance in <i>Also a History of Philosophy</i>, I would go a step further than Eduardo Mendieta (<span>2018</span>, p. 297), who comments that Habermas engages with the so-called Axial Age “to retrieve a truly common past, in order to begin to fashion a truly common future.” Habermas's narration takes us even further back than Mendieta presumes, namely, to the genesis of humankind. By this, he intends to promote an image of the human species that fits the aim of corporative learning and self-determined collective action of, ultimately, global reach (cf. Habermas, <span>2023</span>, p. 38). If communicative cooperation is part and parcel of being human, then it appears logical to hold on to that skill even in the face of daunting prospects. After all, why should humankind give up its evolutionary advantage in times of global challenges and backslide into a primitive egocentric mode of reasoning when working together through linguistic interaction has already proven to be the most promising tool to cope with problems since the dawn of history? One can see from this how natural history functions not only as a point of departure but also as a sort of safeguard for Habermas's cosmopolitan purpose.</p><p>The natural history of Habermas looks to language as the motor that lends human history its unique dynamic. The problem is that this leverage effect leads him to study history mostly as a decoupled developmental path. For him, the formation of language is a caesura in the wake of which the history of humans took on a life of its own. I do not disagree on drawing a line between natural prehistory and human history. I solely want to make the case that, based on any such distinction, we must not forget the enduring influences of and dependencies between social orders and their natural environment. Such a disregard is problematic because we should not fall prey to the belief that autonomy vis-à-vis nature has something to do with independence from it. Without due regard for the relationship with nature, we can neither discern what distinguishes self-determination nor what might endanger it. In favor of Habermas's guiding value, we should move beyond him in this respect. This criticism can be made more tangible by referring to his own sources, Tomasello and Herder.</p><p>Regarding the discussion of Tomasello's thought in <i>Also a History of Philosophy</i>, one of his vital insights actually opposes any isolation of history from natural developments. When tying in with Tomasello, one should also consider the proposition that the ancestors of Homo sapiens were “forced by ecological circumstances into more cooperative lifeways” (Tomasello, <span>2014</span>, pp. 4−5).<sup>10</sup> More precisely, Tomasello (<span>2014</span>, p. 36) states that our animal ancestors had to find “a new foraging niche” because of a collapse of their food supply due to a spread of ground-dwelling apes. He asserts that a stark “disappearance of individually obtainable foods” eventually occurred (Tomasello, <span>2014</span>, p. 124), and he infers that this change led to the shift toward cooperative foraging, which, in turn, gave rise to shared intentional language as a breakthrough medium of collective coordination. According to this line of argument, linguistically constituted intersubjectivity has its roots in an advantageous adaptation to <i>biotic</i> factors.</p><p>That these factors have so decisively contributed to the emergence of humankind suggests that we pay attention to them when reconstructing further historical events and trends. Tomasello, in any case, defends a similar position. He believes that “differences in cultural practices” are related to “highly variable local ecologies” (Tomasello, <span>2014</span>, p. 141). Even though I do not refute Habermas's claim that the history of humankind has parted from natural evolution, I find it essential to reconstruct this history without abstraction from environmental effects. Habermas, unilaterally focusing on intersubjectivity, loses sight of its interdependence with the natural world. In what follows, I bring this imbalance into sharper focus by turning to Herder's philosophy anew.</p><p>As explained above, Herder thinks of human forms of life as reproducing themselves through communication. That, however, expresses only half the truth. He also locates them in a natural environment with manifold influences. In his view, societies (a term that he does not use) perform acculturation and acclimatization; that is, the inward integration into a linguistically textured social order <i>and</i> the outward integration into a physical environment. Although Habermas incorporates the first side into his paradigm of intersubjectivity, he passes over the second side, an asset of Herder's theory. Put a little differently, Herder indeed frames the history of Homo sapiens “anthropologically as the result of an organic empowerment of linguistically socialized human beings into <i>collectively learning</i> authors of their diverse ways of life” (Habermas, <span>2019</span>, pp. 428−429; my translation). However, leaving it at that discounts the effect of the ecology on historical developments. From Herder's thesis that humans are not fixed to a specific habitat, it does not follow that they are independent of environmental impacts. To illustrate this point, I will elaborate on an example he invokes.</p><p>In the <i>Ideas for the Philosophy of History of Humanity</i>, Herder refers to variables such as wind, precipitation, temperature, seasons, and the overall atmosphere as causes for divergences in the history of humanity.<sup>11</sup> The “picture of the much-changing climate,” he claims, influences the human body, psyche, and the social orders in which we live (Herder, <span>1989</span>, p. 266). As a matter of fact, Herder (<span>1989</span>, p. 265) speaks of a “climatic spirit of laws” with allusion to Montesquieu (<span>1989</span>, pp. 231−307). It is worth mentioning that he takes pains to avoid deterministic inferences from the natural environment to the respective human forms of life. He explicitly states that the prevailing climate influences developments in the social realm but does not dictate them; “the climate does not force, but it inclines” (Herder, <span>1989</span>, p. 270).</p><p>Herder says that, because the climate is “in a reciprocal relationship” with societies, the use of fire, metal extraction and processing, the domestication of animals, the cultivation of plants, and the foundation of settlements cause climatic change.</p><p>In order to extract my Herderian objection to Habermas, it is helpful to update this assessment. Current climate change, which is gaining momentum all over the planet, confirms Herder's observations and surpasses them at once. On the one hand, it has become irrefutable that humans impinge on the climate not only on a local but on a global scale. On the other hand, more and more feedback loops arise, i.e., the environmental outputs of modern societies return as inputs. Anthropogenic climate change results in increasing repercussions. Societies everywhere find themselves in a situation of adaptation to global warming and its knock-on effects. As a result of this backlash, some seem to get closer to the tipping point at which the climate no longer “inclines,” as Herder argued it would, but where it does ultimately “force” societies into specific reactions. So-called climate migration, which continues to increase due to, for example, more extreme weather, rising sea levels, and desert formation, is one case of this turnaround. Today's societies are on the verge of squandering what can be called the atmosphere of negative freedom.</p><p>Herder presents proto-sociological and proto-ecological explanations for the course of human history because he is convinced that societies and their environments mutually influence each other.<sup>12</sup> At the same time, he tries to avoid a strong naturalism. The “dwelling place,” he highlights, “does not yet account for everything” (Herder, <span>1989</span>, p. 339). Compared to that, the natural environment plays an insignificant role in the historiography of Habermas. While his forerunner conceptualizes an interdependence between societal developments and the environment, Habermas virtually proceeds as if the two were disconnected.</p><p>Admittedly, Habermas (<span>2023</span>, p. 75) emphasizes at one point that there currently is a need for autonomous collective action at the supranational level to counter “the pressing problems of progressive climate change” (and by tracing historical learning processes he intends to bolster confidence in the possibility and power of such agency). I do not want to deny this. Nevertheless, it is important to turn the problem around by asking how environmental conditions affect our capacity for autonomy. The main point of the argument is not that the neglect of ecology is questionable merely because of removing outer nature from the equation; all theories, even one as comprehensive as Habermas's, leave some issues unconsidered. Rather, the disregard for ecology is disputable above all because it underestimates a critical aspect for propelling collective self-determination: A history advancing in a self-determined way is not one that is independent of nature, but one aware of its dependencies.</p><p>In this section, I present human autonomy as enrooted in its surroundings through practical relations. This conceptualization requires, first, a social decentering, to which the Critical Theory of the Frankfurt School—not least the version of Habermas—has always called attention: The potential of collective autonomy unfolds only under favorable social circumstances which one must, in consequence, create and maintain. The conception of enrooted autonomy requires, second, ecological decentering. That is what this section shall bring into play: The development of autonomy relies on accommodating environmental conditions, which we should not undermine but sustain. So, this double decentering embeds the <i>autos</i> of autonomy into the fabric of social relations while similarly grounding it with respect to the natural environment. Envisioning it that way reveals that the neglect of the ecological dimension in <i>Also a History of Philosophy</i> is problematic because it sidelines impediments to the goal of mustering collective autonomy.</p><p>As thoroughly social creatures, humans are shaped by the very patterns they produce through their interaction with others. Their thinking and acting are affected by the social orders in which they live. With a view to autonomy, this shaping is far from unproblematic: As long as the members of a society unreflectively comply with the prevailing social patterns, they submit to mere customs whose existence hinges on their contribution but over which they do not rule themselves. In such a case, we cannot say that they set their ends autonomously. It is a driving force of Critical Theory to throw light on this and raise the members of contemporary societies beyond what is merely given. Holding fast to one of the main motives of the Enlightenment, for this school of thought, autonomy depends on how we behave regarding the social circumstances in which we find ourselves.<sup>13</sup> It arises from examining social reality and its effects on those subjected to it. It thus represents a prerequisite of self-determination that the self dissolves the force of the factual by scrutinizing where it comes from and what justifies it (Forst, <span>2023</span>). Coming to terms with the sometimes relatively blunt, sometimes rather soft and hidden authority of ruling social orders is necessary to become autonomous because, otherwise, maxims find their way into the determinations of the will without having undergone rational scrutiny. Accordingly, a collective is “heteronomous” if oriented not to what is demanded upon critical reflection but to what an arbitrary authority imposes. In this sense, human autonomy requires a liberating self-localization within existing society.</p><p>Yet, situating subjects in social terms is only the first step to relating those who are to determine themselves to their surroundings. Without a complementary step in ecological terms, this movement remains incomplete, as social orders embody but one part of the web within which humans are entangled. In addition to their relations with others, they stand in a relationship with nature, although in an inevitably mediated way. Even intersubjectively associated beings do not solely live in a socially constituted realm; they and the societies they erect are part of a more encompassing natural world (cf. McCarthy, <span>1984</span>, p. 188). Habermas would certainly not dispute this point. After all, he already assumed such ecological embeddedness in his occupation with the founding generation of the Frankfurt School: “Clearly, however, in order to eliminate avoidable social repression, we cannot refuse the exploitation of nature that is necessary for survival” (Habermas, <span>1985</span>, p. 110). The claim here is a different one: Just as Habermas leaves no doubt that autonomy requires a <i>Lebenswelt</i> that “meets it halfway” (e.g., Habermas, <span>1990</span>, p. 207), it likewise depends on an accommodating natural <i>Umwelt</i>. The seed of self-determination germinates only on the grounds of a fostering environment, if at all. Thus, it is necessary to go beyond Habermas while drawing on him at the same time.</p><p>To see why, recall that human autonomy represents the outcome of a process in the course of which subjects no longer blindly follow externally imposed rules. It is no ability humans possess by default, but rather the awakening of a sometimes, maybe mostly slumbering potential. The starting point for its unfolding is the consideration of one's conditionality. Accordingly, we should understand the actualization of the potential for autonomy concretely, in the sense that autonomous subjects gain awareness of what influences them and behave deliberately in relation to it. This taking-awareness, in turn, can be supported or hindered by different circumstances. Some circumstances stimulate the capacity to become autonomous more than others, and some natural conditions are even indispensable for autonomy to unfold (which does not mean that these are unchanging). Ample air to breathe is only one such example of a prerequisite without which humans could not actualize their ability of autonomy. As Herder's relational account of what distinguishes humanity indicates, nature must supply us with some room for maneuver. To put it differently, human self-determination depends on a natural world facilitating it. If collective self-determination is to become effective, the surrounding natural world cannot be a sphere of total constraint. It has to be enabling, at least in part.</p><p>Against this backdrop, it is theoretically required to resume exploring the vertical relationship we, as linguistically socialized beings, have with the world of natural objects. We cannot marginalize ecological factors as fixed and exogenous variables in theory without compromising the explanatory power of our approach. Hence, the paradigm of intersubjectivity is ripe for rethinking (Cooke, <span>2020</span>, p. 1170).<sup>14</sup> My specific concerns with Habermas's <i>Also a History of Philosophy</i> amount to two points. The disregard for ecology needs revision, first, because one cannot understand historical developments without considering the reciprocal relationship between societies and their natural environments, and second, because such a limited field of vision cannot fully capture threats that arise to human autonomy from ecological havoc.</p><p>Autonomy can only thrive based on conducive ecological conditions. Looking at it that way, the degradation of these preconditions implies peril for its formation. And where blindness for autonomy's dependencies reigns, courses of action will likely be taken that run counter to the ambition to become autonomous, as conditions without which we are less capable of cultivating our potentials become discounted. If humans succumb to the illusion of being self-sufficient or independent, they do not give enabling conditions the consideration they deserve. That is a problematic attitude in that, as a result of it, vital dependencies are not only overlooked but might as well be subverted.<sup>15</sup> Therein lies the normative upshot of my argument, which, even though it resumes a line of criticism pioneered by Whitebook (<span>1979</span>), goes beyond the existing engagement with Habermas's thinking in environmental ethics (cf. Gunderson, <span>2014</span>): In order to safeguard autonomy, we must beware of fictitious sovereignty over nature.<sup>16</sup> Those who, for example, pollute the air so severely that they can no longer take a liberating breath deprive themselves of an elementary condition for autonomy to develop. Ultimately, self-determination and coming to terms with our boundedness stay within reach only if this very boundedness is not characterized by outright compulsion but leaves some leeway. Indeed, how can humans resist acting on urges when, due to their practices, the encompassing natural environment urges them on ever more forcefully?</p><p>With a view to anthropogenic climate change as the most familiar and pressing expression of today's ecological polycrisis, we should hence maximize the endeavor to preserve an atmosphere of negative freedom and avoid stumbling over the roots of the human form of life. Modern societies should preserve and promote ecological conditions that give their members windows of opportunity to unfold their potential for self-determination instead of triggering more constricting situations. Suppose this transformation of what Habermas (<span>1997</span>) calls the “project of modernity” fails. In that case, our history might again become driven by natural processes, the end of which was the starting point for the plot of <i>Also a History of Philosophy</i>.</p><p>The purpose of this article was twofold. First, it presented the widely overlooked version of natural history developed by Jürgen Habermas. Second, it exposed an imbalance in his intersubjective approach.</p><p>Regarding the first aim, the article demonstrated that Habermas engages continuously with the subject of natural history throughout the different phases of his work. What connects these diverse considerations is the motif of the ability for language, which, according to him, inaugurates the history of humankind. In his recent <i>Also a History of Philosophy</i>, he takes up this motif, too, but at the same time develops it further. By drawing on the anthropological ideas of Johann G. Herder and Michael Tomasello, the book establishes a natural-historical point of departure for its overarching task of detecting reason in history. That is to say, the end of natural prehistory through linguistically based cooperation grounds a historiography revolving around learning processes.</p><p>This intersubjective approach is imbalanced insofar as it risks losing sight of the relationship between social orders and the natural environment. To highlight this shortcoming, the article referred to Habermas's own sources. Both Herder and Tomasello evince that outer nature is more than a fixed variable for the course of our history. They show that we cannot adequately comprehend historical developments independently from the reciprocal influences of societies and their environments. In a final step, the article argued that collective autonomy, as the guiding value of Habermas, relies not only on social circumstances that meet it halfway but also on a supportive natural environment. Blindness to this dependency hence neglects a prerequisite required for human self-determination to flourish.</p><p>Only when this misalignment is corrected can we grasp how drastically ecological devastation affects the course of human history and why, for autonomy's sake, new learning processes are crucial to forge paths of progress that do not entail environmental degradation. Social criticism in general must not treat societies’ natural environments as a ceteris paribus assumption but as a much-changing condition of societal order.</p>","PeriodicalId":51578,"journal":{"name":"Constellations-An International Journal of Critical and Democratic Theory","volume":"31 4","pages":"520-531"},"PeriodicalIF":1.2000,"publicationDate":"2024-03-06","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/1467-8675.12740","citationCount":"0","resultStr":"{\"title\":\"Intersubjectivity and ecology: Habermas on natural history\",\"authors\":\"Felix Kämper\",\"doi\":\"10.1111/1467-8675.12740\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>In philosophy, the field of natural history generally explores the transition from natural prehistory to genuine human history. It asks whether, and if so how, the human species rose above the realm of nature. Regarding the Critical Theory of the Frankfurt School, this type of inquiry is predominantly associated with the essay “The Idea of Natural History” by Theodor W. Adorno (<span>1984</span>; Pensky, <span>2004</span>). There, Adorno assumes a constant interlocking of nature and history such that we cannot (yet) speak of a truly human history. But there is another version of natural history in Critical Theory, namely, that of Jürgen Habermas. Often overlooked, there exists no systematic discussion of it until now. One of the two central aims of this article is to close this gap and highlight key features of Habermas's version of natural history. What sets it apart is that it is thoroughly <i>intersubjective</i>: The natural history of Habermas brings out the role of linguistically based cooperation in the transition to human history. As we will see, this theme runs through his oeuvre since a 1958 article on philosophical anthropology at least, though it emerges most elaborately only in his <i>Also a History of Philosophy</i> (originally published in 2019).</p><p>In this book, Habermas looks for signs of reason in history. This search is triggered by the diagnosis that autonomous collective action lacks traction to counter the aberrations of modernity. To solve this problem, he puts forward a history of learning processes. Although it is essential for this overarching purpose, the discussion around the book has thus far entirely ignored natural history. This deficit can be compensated for by exploring Habermas's take on the works of two anthropological thinkers, Johann G. Herder and Michael Tomasello. The engagement with their writings establishes a natural-historical point of departure for his quest to detect reason in history. The second aim of this article is to show that, in his occupation with them, Habermas marginalizes a crucial insight of Tomasello and especially of Herder—the dependence of the course of history on <i>ecological</i> circumstances—and accordingly underestimates the significance of environmental conditions for propelling collective self-determination. Whereas the first aim is more interpretive, this second aim has a critical intent, foregrounding the influence of the natural environment on developments in the intersubjective dimension.</p><p>The overall argument of this article proceeds as follows. The first section provides an overview of the hitherto overlooked role of natural history in Habermas's thinking. It proves to be a constant throughout his work. The second section continues this overview by analyzing his engagement with Herder in <i>Also a History of Philosophy</i>. Drawing on Herder's natural history, Habermas conceptualizes his own history of learning processes. The third section subsequently concludes the interpretive part of the article with Habermas's take on Tomasello's work. He refers to Tomasello in order to reveal how the emergence of linguistic intersubjectivity came about. The fourth section argues that, compared with both Tomasello and Herder, Habermas virtually views human history as if it were decoupled from ecological circumstances, hence necessitating a recoupling. Finally, the fifth section advocates an ecological decentering of human self-determination. A history advancing in an autonomous mode is not independent of environmental influences but one aware of its ecological dependencies.</p><p>According to this description, philosophical anthropology understands man as a relative and descendant of animal species, with which he sometimes has more and sometimes has less in common.<sup>1</sup> At the same time, it solely belongs to zoology “in a certain way.” Although it uses comparable methods, the clause clarifies that its object of investigation is categorically different from those of zoological disciplines. Implicit here is a reference to the Aristotelean differentiation between the reasonless animal and the human species with rational speech or “logos” at its disposal. Despite his work's many twists and turns, this anthropological difference remains a continuously refined constant, along with the underlying idea of our natural-historical descent from the great apes.</p><p>Natural history, Habermas argues, has overcome itself by producing language, the medium that lifts our species out of the realm of nature. In a letter written to Helmuth Plessner some years later, he accordingly defends the hypothesis “that the acquisition of language [is] the most important factor for the humanization of our chimpanzee” (Habermas, <span>1974</span>, p. 139; my translation).</p><p>In <i>The Theory of Communicative Action</i>, his magnum opus from 1981, Habermas incorporates this evolutionary differentiation into his full-fledged paradigm of intersubjectivity. In the course of the discussion of George H. Mead's idea of socialization, Habermas (<span>1987</span>, pp. 10−11) indicates that he wants to shed light on the natural-historical “question of the emergence of a higher-level form of life characterized by a linguistically constituted form of intersubjectivity that makes communicative action possible.” With “emergence,” he deliberately chooses a term that expresses the immanent development of a new form of integration from precursory forms. As explained by him, the great apes had to cross this “threshold of anthropogenesis” (Habermas, <span>1987</span>, p. 22) at a certain point during prehistory because, otherwise, the initial sociocultural state would not have been reached, from which point the human species has been moving in markedly different directions ever since.<sup>2</sup> By linking up with Mead, Habermas's magnum opus undertakes a natural-historical underpinning of language-based, intersubjective socialization. Against this background, the preoccupation with Herder's and Tomasello's natural history in <i>Also a History of Philosophy</i> appears as a resumption of earlier thoughts. However, before we come to this book and look more closely at the emergence of intersubjectivity, let me conclude the overview of natural history as a constant in Habermas's thinking with his discussion of eugenics.</p><p>After natural-historical questions receded into the background with the turn to discourse ethics and democratic theory before and after the publication of <i>Between Facts and Norms</i> in 1992, they resurfaced in <i>The Future of Human Nature</i> from 2001. Although Habermas (<span>2003a</span>, p. 106) acknowledges the far-reaching impact of “the biological disillusionment about the position of man in natural history” in the wake of the Darwinian revolution,<sup>3</sup> he holds on to his position that there is a <i>differentia specifica</i> between humans and all other beings. Only humans, he asserts, raise validity claims. Animals, on the contrary, “do not belong to the universe of members who address intersubjectively accepted rules and orders <i>to one another</i>” (Habermas, <span>2003a</span>, p. 33). The language-based capacity to address intersubjectively accepted norms represents for him an essential component of a species-ethical self-understanding, a self-understanding that he thinks is disturbed when we manipulate the genetic makeup of unborn human beings beyond purely preventive measures. Once again, language, as a product of natural history, and the skills it brings are what set humans apart.</p><p>Therefore, we can state that the natural-historical motif of origin of the human ability for language forms a constant that binds together different phases of Habermas's oeuvre. What is more, this motif not only appears in his earlier writings. It also plays a fundamental role in <i>Also a History of Philosophy</i>, bringing us to Habermas's more recent work and his discussion of the natural history of, first, Herder and, second, Tomasello.</p><p>The impetus for <i>Also a History of Philosophy</i> is that collective action currently lacks a motivational pull for self-determination, with all recourses to ideas of divine justice blocked in our post-metaphysical age.<sup>4</sup> Reason has done well, Habermas says, in abandoning the reliance on metaphysical worldviews, but now it struggles with its weak motivational force. Because of this, he searches for a rationally available substitute, which he finds in learning processes. Progress already achieved in the past, even if only partially and temporarily, is supposed to motivate us for the complex challenges ahead. Habermas does not presuppose general historical laws and certainly not a telos toward which history as a whole runs. He only wants to explain that intermittent learning processes left a mark in history—that is his answer to Kant's third fundamental question about what we may hope (Kant, <span>1992</span>, p. 538). He contends that the assertiveness of rational objectives in the past proves that progress through collective efforts is possible in principle. Thus, a spark of hope can be fanned in the past, to borrow a phrase from Benjamin (<span>2003</span>, p. 391), instilling in our contemporaries the courage to strive for joint solutions to problems even under challenging circumstances. Habermas believes and, more importantly, wants others to believe that they can intentionally reshape today's globally intertwined societies. One might call this the cosmopolitan purpose of <i>Also a History of Philosophy</i>.</p><p>Having provided this brief overview of Habermas's project, the function of natural history in this context requires some explanation. For this purpose, I refer to Habermas's two mainstays for natural history, beginning with Herder. Herder represents the pivotal forerunner of the concept of learning processes. Due to historiographical similarities, Habermas even borrows his book's title from Herder's <i>Also a Philosophy of History for the Formation of Humanity</i>, where he outlines his view of history.<sup>5</sup> This conjuncture allows us to illuminate the fundamental features of their approaches by comparison. For my argument, it is of particular interest where Habermas deviates from Herder. However, we first need clarity about their central commonality to comprehend this difference. For Herder (<span>2002</span>, p. 77) as well as Habermas, humans are “the only linguistic creatures.” They both believe that the human species can, like no other species, tackle problems cooperatively by using language and pass on knowledge about solutions intergenerationally. For them, this ability opens the opportunity for long-term learning processes. Without symbolically mediated interactions, such processes would be inconceivable. Due to language, humans are the “creature[s] capable of learning” who can aspire toward their “advancement” (Herder, <span>1989</span>, p. 104)<sup>6</sup>—that is the bridge from Herder to Habermas.</p><p>One could elaborate on this conjuncture in various ways. I will restrict my analysis to the natural-historical bedrock of their theories because this is where the decisive deviation of the Frankfurt School theorist and the thinker of Weimar Classicism occurs. The latter lays the cornerstone for his view of history in the <i>Treatise on the Origin of Language</i>. There, Herder defines the uniqueness of humans based on the connection that humans, as opposed to animals, have with their surroundings. Whereas animals are bound up in specific environments, humans, he thinks, are exempt. “<i>Each animal has its circle</i>,” Herder (<span>2002</span>, p. 78) states, illustrating this statement by referring to the honeybee. Honeybees may build their hives with an astonishing “wisdom,” “but beyond these cells and beyond its destined occupation in these cells,” he claims, “the bee is also nothing.” To his mind, the habitat is so confined because of an instinctual fixation. The “<i>strength and sureness of instinct</i>” (Herder, <span>2002</span>, p. 77) may enable honeybees and animals in general to flourish in their species-specific environment while, at the same time, limiting their activity to this sphere. As Herder (<span>1989</span>, p. 103) underscores again in the <i>Ideas for the Philosophy of History of Humanity</i>, honeybees are “intimately interwoven” with their environment and even “enclosed” by it. The existence of animals, such as bees, is constrained to a “very narrow and confined circle” in which they are entirely hard-wired.</p><p>Diametrically opposed stands man, whom Herder (<span>2002</span>, p. 128) distinguishes as the “<i>freely active, rational</i> creature.” He takes the view that humans are not locked up in a particular environment but have the privilege of finding dwelling places in many different surroundings. Note that this unrestraint does not imply that the habitat in which humans live is insignificant to their forms of life. It merely means that the ties between innate modes of reaction and outer stimuli do not universally determine their actions. Herder (<span>2002</span>, p. 84) notes that humans possess a “free circle of taking-awareness.” For him, this room for maneuver or <i>freier Besinnungskreis</i> is the advantage of not being tied like animals. So, what might seem like a lack at first opens a crack for a sphere of negative freedom at a second glance. Stimuli from their surroundings, so the reasoning goes, do not toss humans impulsively back and forth. By taking awareness, humans can instead gain a prudent look at separate phenomena and thereby loosen the natural order of things. Figuratively speaking, they can steer their perception of the “whole ocean of sensations” to “a single wave” (Herder, <span>2002</span>, p. 722). Therefore, Habermas (<span>2019</span>, p. 451; my translation) is correct in his analysis of Herder that awareness constitutes the capacity “with which the human mind emerges from natural prehistory.” Being a human subject means standing in a circumspect relation to the natural environment.<sup>7</sup> What we find in Herder is thus a kind of relational designation of the “human.” This will be returned to in due course, but first, it is important to tie the argument back to Habermas and his paradigm of intersubjectivity.</p><p>Herder ultimately needs to clarify how awareness comes about, i.e., the cutting of the cord of the human subject from the realm of nature. Even though Herder's approach to societal developments is intersubjective, as Habermas illustrates, his underlying natural history is not. It rests on what Habermas calls the “philosophy of the subject”; that is to say, it examines the bilateral relationship between an individual being and its surroundings. From this angle, however, it must remain unresolved how any being could “pull itself out of the swamp by its own hair.” Conscious of this bootstrapping problem, Habermas deviates from the subject-philosophical paradigm, assuming that cooperation with others is indispensable for escaping from the natural order of things.</p><p>That is why Tomasello's natural history is productive for him. According to Tomasello, humans are creatures whose being originates from association. In a nutshell, humans become human through interactions with their conspecifics. Habermas (<span>2010</span>, p. 167) praises this point as the crucial insight of Tomasello's natural history: “He,” unlike Herder, “no longer concentrates on the solitary cognizing subject.” Both agree that dissociation from nature results from association with others or, in Habermas's (<span>2023</span>, p. 157) words, from “the interlocking of one's own perspective with the perspective taken over from the others on <i>the same</i> object.” Another example, that of the ape, sheds light on this natural-historical thesis and serves as a key to the intersubjective explanation of the transition to human history that Habermas adopts.</p><p>Tomasello, too, attempts to determine what distinguishes humans from animals. To do so, he addresses the animals most similar to Homo sapiens, the other species of the family of the great apes. If one can draw a line between them and humans, the distinction is expected to apply to all other animals, a fortiori, since these are more alien to us than our closest relatives. As opposed to Herder, however, who explored the anthropological difference before the breakthrough of <i>On the Origin of Species</i>, the distinctiveness of humans requires a different explanation after the Darwinian paradigm shift. Homo sapiens is, as Habermas (<span>2023</span>, p. 111) underlines, similar to orangutans, chimpanzees, and gorillas in that he also is a “product of the natural evolution of the mammals and great apes.” We share a pedigree with the other species of our family. Hence, asking how we differ from, for example, chimpanzees implies the question of when natural evolution took two different directions. The temporal vantage point is why Tomasello's natural history is called “evolutionary anthropology.” There is also another related difference to Herder, which is of even more significance regarding the relationship between intersubjectivity and ecology.</p><p>This difference concerns the transition with which Homo sapiens has risen above the realm of nature and embarked on a truly historical trajectory. Tomasello depicts this transition in terms of sociogenesis. Seen sociogenetically, the history of our species unfolds as a history of social order. The underlying thesis is that the moment when social orders came into existence coincided with the moment when human subjects entered the stage. So, Homo sapiens has neither emerged from preexisting social orders nor vice versa. Instead, they are <i>co-original</i>. Statements about what came first, human individuals or collectives, do not make sense on these grounds. Tomasello's perspective recognizes individuals and collectives as formed through a reciprocally constitutive relation. Both sides have forged each other through a series of adaptations over a long period of time. This standpoint, however pioneering it may be, does not free him from the question of how humans—seen now as social beings all along—initially appeared on stage. The simultaneous occurrence of human subjectivity and encompassing social orders does not exempt him from revealing the turning point between natural and sociocultural evolution.</p><p>It is crucial to see that coordination between two or more agents toward a joint goal is not only at the bottom of shared intentionality, as Tomasello defines it. Moreover, it supplies the basic pattern of how language works, according to Habermas. At the core, this <i>trilateral</i> pattern comprises the “interlocking of a <i>horizontal relationship</i> between persons with a <i>vertical relationship</i> to states of affairs proceeding from this shared basis” (Habermas, <span>2023</span>, p. 155). The version of natural history introduced in <i>Also a History of Philosophy</i> culminates in the idea of linguistically generated intersubjectivity. Tomasello's evolutionary anthropology is a stepping stone for Habermas to bring out this intersubjective heart of humanity. Intersubjectivity marks the endpoint of natural prehistory, and it simultaneously constitutes the starting point for genuine human history, which, as laid out earlier, contains learning processes through communicative interaction.</p><p>As for the overall argument of this article, the preceding analysis serves as a scaffold to frame my query about Habermas's historiography. To its detriment, his view of history skates over the relationship between intersubjectivity and the world of natural entities. Despite the advantages the paradigm of intersubjectivity offers, we should be careful not to ignore these ecological relations. Sociogenesis, i.e., the reciprocal development of encompassing social orders and embedded socialized beings, remains attached to the natural environment, even if we assume a prehistoric transition that lifts the human species out of nature. We must take into account the influences of the natural environment on historical developments to understand the past, present, and future. In the next section, I advance in this direction by consulting the writings of Tomasello and Herder again, but this time from an explicitly ecological angle.</p><p>As natural history turned out to be of major relevance in <i>Also a History of Philosophy</i>, I would go a step further than Eduardo Mendieta (<span>2018</span>, p. 297), who comments that Habermas engages with the so-called Axial Age “to retrieve a truly common past, in order to begin to fashion a truly common future.” Habermas's narration takes us even further back than Mendieta presumes, namely, to the genesis of humankind. By this, he intends to promote an image of the human species that fits the aim of corporative learning and self-determined collective action of, ultimately, global reach (cf. Habermas, <span>2023</span>, p. 38). If communicative cooperation is part and parcel of being human, then it appears logical to hold on to that skill even in the face of daunting prospects. After all, why should humankind give up its evolutionary advantage in times of global challenges and backslide into a primitive egocentric mode of reasoning when working together through linguistic interaction has already proven to be the most promising tool to cope with problems since the dawn of history? One can see from this how natural history functions not only as a point of departure but also as a sort of safeguard for Habermas's cosmopolitan purpose.</p><p>The natural history of Habermas looks to language as the motor that lends human history its unique dynamic. The problem is that this leverage effect leads him to study history mostly as a decoupled developmental path. For him, the formation of language is a caesura in the wake of which the history of humans took on a life of its own. I do not disagree on drawing a line between natural prehistory and human history. I solely want to make the case that, based on any such distinction, we must not forget the enduring influences of and dependencies between social orders and their natural environment. Such a disregard is problematic because we should not fall prey to the belief that autonomy vis-à-vis nature has something to do with independence from it. Without due regard for the relationship with nature, we can neither discern what distinguishes self-determination nor what might endanger it. In favor of Habermas's guiding value, we should move beyond him in this respect. This criticism can be made more tangible by referring to his own sources, Tomasello and Herder.</p><p>Regarding the discussion of Tomasello's thought in <i>Also a History of Philosophy</i>, one of his vital insights actually opposes any isolation of history from natural developments. When tying in with Tomasello, one should also consider the proposition that the ancestors of Homo sapiens were “forced by ecological circumstances into more cooperative lifeways” (Tomasello, <span>2014</span>, pp. 4−5).<sup>10</sup> More precisely, Tomasello (<span>2014</span>, p. 36) states that our animal ancestors had to find “a new foraging niche” because of a collapse of their food supply due to a spread of ground-dwelling apes. He asserts that a stark “disappearance of individually obtainable foods” eventually occurred (Tomasello, <span>2014</span>, p. 124), and he infers that this change led to the shift toward cooperative foraging, which, in turn, gave rise to shared intentional language as a breakthrough medium of collective coordination. According to this line of argument, linguistically constituted intersubjectivity has its roots in an advantageous adaptation to <i>biotic</i> factors.</p><p>That these factors have so decisively contributed to the emergence of humankind suggests that we pay attention to them when reconstructing further historical events and trends. Tomasello, in any case, defends a similar position. He believes that “differences in cultural practices” are related to “highly variable local ecologies” (Tomasello, <span>2014</span>, p. 141). Even though I do not refute Habermas's claim that the history of humankind has parted from natural evolution, I find it essential to reconstruct this history without abstraction from environmental effects. Habermas, unilaterally focusing on intersubjectivity, loses sight of its interdependence with the natural world. In what follows, I bring this imbalance into sharper focus by turning to Herder's philosophy anew.</p><p>As explained above, Herder thinks of human forms of life as reproducing themselves through communication. That, however, expresses only half the truth. He also locates them in a natural environment with manifold influences. In his view, societies (a term that he does not use) perform acculturation and acclimatization; that is, the inward integration into a linguistically textured social order <i>and</i> the outward integration into a physical environment. Although Habermas incorporates the first side into his paradigm of intersubjectivity, he passes over the second side, an asset of Herder's theory. Put a little differently, Herder indeed frames the history of Homo sapiens “anthropologically as the result of an organic empowerment of linguistically socialized human beings into <i>collectively learning</i> authors of their diverse ways of life” (Habermas, <span>2019</span>, pp. 428−429; my translation). However, leaving it at that discounts the effect of the ecology on historical developments. From Herder's thesis that humans are not fixed to a specific habitat, it does not follow that they are independent of environmental impacts. To illustrate this point, I will elaborate on an example he invokes.</p><p>In the <i>Ideas for the Philosophy of History of Humanity</i>, Herder refers to variables such as wind, precipitation, temperature, seasons, and the overall atmosphere as causes for divergences in the history of humanity.<sup>11</sup> The “picture of the much-changing climate,” he claims, influences the human body, psyche, and the social orders in which we live (Herder, <span>1989</span>, p. 266). As a matter of fact, Herder (<span>1989</span>, p. 265) speaks of a “climatic spirit of laws” with allusion to Montesquieu (<span>1989</span>, pp. 231−307). It is worth mentioning that he takes pains to avoid deterministic inferences from the natural environment to the respective human forms of life. He explicitly states that the prevailing climate influences developments in the social realm but does not dictate them; “the climate does not force, but it inclines” (Herder, <span>1989</span>, p. 270).</p><p>Herder says that, because the climate is “in a reciprocal relationship” with societies, the use of fire, metal extraction and processing, the domestication of animals, the cultivation of plants, and the foundation of settlements cause climatic change.</p><p>In order to extract my Herderian objection to Habermas, it is helpful to update this assessment. Current climate change, which is gaining momentum all over the planet, confirms Herder's observations and surpasses them at once. On the one hand, it has become irrefutable that humans impinge on the climate not only on a local but on a global scale. On the other hand, more and more feedback loops arise, i.e., the environmental outputs of modern societies return as inputs. Anthropogenic climate change results in increasing repercussions. Societies everywhere find themselves in a situation of adaptation to global warming and its knock-on effects. As a result of this backlash, some seem to get closer to the tipping point at which the climate no longer “inclines,” as Herder argued it would, but where it does ultimately “force” societies into specific reactions. So-called climate migration, which continues to increase due to, for example, more extreme weather, rising sea levels, and desert formation, is one case of this turnaround. Today's societies are on the verge of squandering what can be called the atmosphere of negative freedom.</p><p>Herder presents proto-sociological and proto-ecological explanations for the course of human history because he is convinced that societies and their environments mutually influence each other.<sup>12</sup> At the same time, he tries to avoid a strong naturalism. The “dwelling place,” he highlights, “does not yet account for everything” (Herder, <span>1989</span>, p. 339). Compared to that, the natural environment plays an insignificant role in the historiography of Habermas. While his forerunner conceptualizes an interdependence between societal developments and the environment, Habermas virtually proceeds as if the two were disconnected.</p><p>Admittedly, Habermas (<span>2023</span>, p. 75) emphasizes at one point that there currently is a need for autonomous collective action at the supranational level to counter “the pressing problems of progressive climate change” (and by tracing historical learning processes he intends to bolster confidence in the possibility and power of such agency). I do not want to deny this. Nevertheless, it is important to turn the problem around by asking how environmental conditions affect our capacity for autonomy. The main point of the argument is not that the neglect of ecology is questionable merely because of removing outer nature from the equation; all theories, even one as comprehensive as Habermas's, leave some issues unconsidered. Rather, the disregard for ecology is disputable above all because it underestimates a critical aspect for propelling collective self-determination: A history advancing in a self-determined way is not one that is independent of nature, but one aware of its dependencies.</p><p>In this section, I present human autonomy as enrooted in its surroundings through practical relations. This conceptualization requires, first, a social decentering, to which the Critical Theory of the Frankfurt School—not least the version of Habermas—has always called attention: The potential of collective autonomy unfolds only under favorable social circumstances which one must, in consequence, create and maintain. The conception of enrooted autonomy requires, second, ecological decentering. That is what this section shall bring into play: The development of autonomy relies on accommodating environmental conditions, which we should not undermine but sustain. So, this double decentering embeds the <i>autos</i> of autonomy into the fabric of social relations while similarly grounding it with respect to the natural environment. Envisioning it that way reveals that the neglect of the ecological dimension in <i>Also a History of Philosophy</i> is problematic because it sidelines impediments to the goal of mustering collective autonomy.</p><p>As thoroughly social creatures, humans are shaped by the very patterns they produce through their interaction with others. Their thinking and acting are affected by the social orders in which they live. With a view to autonomy, this shaping is far from unproblematic: As long as the members of a society unreflectively comply with the prevailing social patterns, they submit to mere customs whose existence hinges on their contribution but over which they do not rule themselves. In such a case, we cannot say that they set their ends autonomously. It is a driving force of Critical Theory to throw light on this and raise the members of contemporary societies beyond what is merely given. Holding fast to one of the main motives of the Enlightenment, for this school of thought, autonomy depends on how we behave regarding the social circumstances in which we find ourselves.<sup>13</sup> It arises from examining social reality and its effects on those subjected to it. It thus represents a prerequisite of self-determination that the self dissolves the force of the factual by scrutinizing where it comes from and what justifies it (Forst, <span>2023</span>). Coming to terms with the sometimes relatively blunt, sometimes rather soft and hidden authority of ruling social orders is necessary to become autonomous because, otherwise, maxims find their way into the determinations of the will without having undergone rational scrutiny. Accordingly, a collective is “heteronomous” if oriented not to what is demanded upon critical reflection but to what an arbitrary authority imposes. In this sense, human autonomy requires a liberating self-localization within existing society.</p><p>Yet, situating subjects in social terms is only the first step to relating those who are to determine themselves to their surroundings. Without a complementary step in ecological terms, this movement remains incomplete, as social orders embody but one part of the web within which humans are entangled. In addition to their relations with others, they stand in a relationship with nature, although in an inevitably mediated way. Even intersubjectively associated beings do not solely live in a socially constituted realm; they and the societies they erect are part of a more encompassing natural world (cf. McCarthy, <span>1984</span>, p. 188). Habermas would certainly not dispute this point. After all, he already assumed such ecological embeddedness in his occupation with the founding generation of the Frankfurt School: “Clearly, however, in order to eliminate avoidable social repression, we cannot refuse the exploitation of nature that is necessary for survival” (Habermas, <span>1985</span>, p. 110). The claim here is a different one: Just as Habermas leaves no doubt that autonomy requires a <i>Lebenswelt</i> that “meets it halfway” (e.g., Habermas, <span>1990</span>, p. 207), it likewise depends on an accommodating natural <i>Umwelt</i>. The seed of self-determination germinates only on the grounds of a fostering environment, if at all. Thus, it is necessary to go beyond Habermas while drawing on him at the same time.</p><p>To see why, recall that human autonomy represents the outcome of a process in the course of which subjects no longer blindly follow externally imposed rules. It is no ability humans possess by default, but rather the awakening of a sometimes, maybe mostly slumbering potential. The starting point for its unfolding is the consideration of one's conditionality. Accordingly, we should understand the actualization of the potential for autonomy concretely, in the sense that autonomous subjects gain awareness of what influences them and behave deliberately in relation to it. This taking-awareness, in turn, can be supported or hindered by different circumstances. Some circumstances stimulate the capacity to become autonomous more than others, and some natural conditions are even indispensable for autonomy to unfold (which does not mean that these are unchanging). Ample air to breathe is only one such example of a prerequisite without which humans could not actualize their ability of autonomy. As Herder's relational account of what distinguishes humanity indicates, nature must supply us with some room for maneuver. To put it differently, human self-determination depends on a natural world facilitating it. If collective self-determination is to become effective, the surrounding natural world cannot be a sphere of total constraint. It has to be enabling, at least in part.</p><p>Against this backdrop, it is theoretically required to resume exploring the vertical relationship we, as linguistically socialized beings, have with the world of natural objects. We cannot marginalize ecological factors as fixed and exogenous variables in theory without compromising the explanatory power of our approach. Hence, the paradigm of intersubjectivity is ripe for rethinking (Cooke, <span>2020</span>, p. 1170).<sup>14</sup> My specific concerns with Habermas's <i>Also a History of Philosophy</i> amount to two points. The disregard for ecology needs revision, first, because one cannot understand historical developments without considering the reciprocal relationship between societies and their natural environments, and second, because such a limited field of vision cannot fully capture threats that arise to human autonomy from ecological havoc.</p><p>Autonomy can only thrive based on conducive ecological conditions. Looking at it that way, the degradation of these preconditions implies peril for its formation. And where blindness for autonomy's dependencies reigns, courses of action will likely be taken that run counter to the ambition to become autonomous, as conditions without which we are less capable of cultivating our potentials become discounted. If humans succumb to the illusion of being self-sufficient or independent, they do not give enabling conditions the consideration they deserve. That is a problematic attitude in that, as a result of it, vital dependencies are not only overlooked but might as well be subverted.<sup>15</sup> Therein lies the normative upshot of my argument, which, even though it resumes a line of criticism pioneered by Whitebook (<span>1979</span>), goes beyond the existing engagement with Habermas's thinking in environmental ethics (cf. Gunderson, <span>2014</span>): In order to safeguard autonomy, we must beware of fictitious sovereignty over nature.<sup>16</sup> Those who, for example, pollute the air so severely that they can no longer take a liberating breath deprive themselves of an elementary condition for autonomy to develop. Ultimately, self-determination and coming to terms with our boundedness stay within reach only if this very boundedness is not characterized by outright compulsion but leaves some leeway. Indeed, how can humans resist acting on urges when, due to their practices, the encompassing natural environment urges them on ever more forcefully?</p><p>With a view to anthropogenic climate change as the most familiar and pressing expression of today's ecological polycrisis, we should hence maximize the endeavor to preserve an atmosphere of negative freedom and avoid stumbling over the roots of the human form of life. Modern societies should preserve and promote ecological conditions that give their members windows of opportunity to unfold their potential for self-determination instead of triggering more constricting situations. Suppose this transformation of what Habermas (<span>1997</span>) calls the “project of modernity” fails. In that case, our history might again become driven by natural processes, the end of which was the starting point for the plot of <i>Also a History of Philosophy</i>.</p><p>The purpose of this article was twofold. First, it presented the widely overlooked version of natural history developed by Jürgen Habermas. Second, it exposed an imbalance in his intersubjective approach.</p><p>Regarding the first aim, the article demonstrated that Habermas engages continuously with the subject of natural history throughout the different phases of his work. What connects these diverse considerations is the motif of the ability for language, which, according to him, inaugurates the history of humankind. In his recent <i>Also a History of Philosophy</i>, he takes up this motif, too, but at the same time develops it further. By drawing on the anthropological ideas of Johann G. Herder and Michael Tomasello, the book establishes a natural-historical point of departure for its overarching task of detecting reason in history. That is to say, the end of natural prehistory through linguistically based cooperation grounds a historiography revolving around learning processes.</p><p>This intersubjective approach is imbalanced insofar as it risks losing sight of the relationship between social orders and the natural environment. To highlight this shortcoming, the article referred to Habermas's own sources. Both Herder and Tomasello evince that outer nature is more than a fixed variable for the course of our history. They show that we cannot adequately comprehend historical developments independently from the reciprocal influences of societies and their environments. In a final step, the article argued that collective autonomy, as the guiding value of Habermas, relies not only on social circumstances that meet it halfway but also on a supportive natural environment. Blindness to this dependency hence neglects a prerequisite required for human self-determination to flourish.</p><p>Only when this misalignment is corrected can we grasp how drastically ecological devastation affects the course of human history and why, for autonomy's sake, new learning processes are crucial to forge paths of progress that do not entail environmental degradation. Social criticism in general must not treat societies’ natural environments as a ceteris paribus assumption but as a much-changing condition of societal order.</p>\",\"PeriodicalId\":51578,\"journal\":{\"name\":\"Constellations-An International Journal of Critical and Democratic Theory\",\"volume\":\"31 4\",\"pages\":\"520-531\"},\"PeriodicalIF\":1.2000,\"publicationDate\":\"2024-03-06\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://onlinelibrary.wiley.com/doi/epdf/10.1111/1467-8675.12740\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Constellations-An International Journal of Critical and Democratic Theory\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1111/1467-8675.12740\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"POLITICAL SCIENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Constellations-An International Journal of Critical and Democratic Theory","FirstCategoryId":"1085","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/1467-8675.12740","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"POLITICAL SCIENCE","Score":null,"Total":0}
引用次数: 0
摘要
在哲学中,博物学领域一般探讨从自然史前史到真正人类历史的过渡。它询问人类是否,如果是,又是如何超越自然的。对于法兰克福学派的批判理论,这种类型的探究主要与西奥多·阿多诺(Theodor W. Adorno, 1984;Pensky, 2004)。在那里,阿多诺假设自然和历史之间存在着持续的连锁关系,以至于我们(还)不能谈论真正的人类历史。但在批判理论中还有另一种版本的自然史,即哈贝马斯的版本。它经常被忽视,直到现在还没有系统的讨论。本文的两个中心目标之一是弥合这一差距,并突出哈贝马斯版本的自然史的关键特征。使它与众不同的是,它完全是主体间性的:哈贝马斯的自然史揭示了在向人类历史过渡的过程中,基于语言的合作的作用。正如我们将看到的,这个主题至少从1958年的一篇关于哲学人类学的文章开始贯穿他的全部作品,尽管它只在他的《也是一部哲学史》(最初出版于2019年)中得到了最详尽的体现。在这本书中,哈贝马斯在历史中寻找理性的迹象。这种探索是由一种诊断引发的,即自主的集体行动缺乏对抗现代性畸变的动力。为了解决这个问题,他提出了学习过程的历史。尽管它对于这一总体目的至关重要,但围绕这本书的讨论迄今为止完全忽视了自然史。这一缺陷可以通过探索哈贝马斯对两位人类学思想家约翰·g·赫尔德(john G. Herder)和迈克尔·托马塞洛(Michael Tomasello)著作的理解来弥补。与他们的著作的接触为他探索历史中的理性建立了一个自然历史的出发点。本文的第二个目的是表明,哈贝马斯在他的职业生涯中,边缘化了托马塞洛,特别是赫尔的一个关键见解——历史进程对生态环境的依赖——相应地低估了环境条件对推动集体自决的重要性。虽然第一个目标更具解释性,但第二个目标具有批判性意图,强调自然环境对主体间性维度发展的影响。本文的总体论点如下。第一部分概述了自然史在哈贝马斯思想中迄今为止被忽视的作用。事实证明,在他的整个作品中,这是一个常数。第二部分通过分析他与赫尔德在《也是一部哲学史》中的合作,继续这一概述。哈贝马斯借鉴了赫尔德的自然史,将他自己的学习过程的历史概念化。第三部分随后以哈贝马斯对托马塞洛作品的理解作为文章的解释部分。他引用托马塞洛来揭示语言主体间性的出现是如何产生的。第四部分认为,与托马塞洛和赫尔德相比,哈贝马斯实际上把人类历史看作是与生态环境脱钩的,因此有必要重新挂钩。最后,第五部分主张人类自决的生态去中心化。以自主模式推进的历史不是独立于环境影响的,而是意识到其生态依赖性的历史。根据这一描述,哲学人类学把人理解为动物物种的亲戚和后代,人与动物的共同点有时多一些,有时少一些同时,它“在某种程度上”只属于动物学。虽然它使用了类似的方法,但该条款明确指出,它的调查对象与动物学学科的调查对象完全不同。这里暗指的是亚里士多德对没有理性的动物和拥有理性语言或“逻各斯”的人类物种的区分。尽管他的工作有很多曲折,但这种人类学上的差异仍然是一个不断完善的常数,以及我们从自然历史上从类人猿进化而来的潜在观点。哈贝马斯认为,自然史通过产生语言而战胜了自己,语言是将我们人类从自然领域中提升出来的媒介。在几年后写给Helmuth Plessner的一封信中,他相应地为“语言的习得[是]我们黑猩猩人性化的最重要因素”的假设辩护(Habermas, 1974, p. 139;我的翻译)。在1981年出版的代表作《交往行为理论》中,哈贝马斯将这种进化分化纳入了他的主体间性理论范式。在对乔治·h·米德的社会化思想进行讨论的过程中,哈贝马斯(1987,pp。 10−11)表明,他想要阐明自然历史“一种更高层次的生活形式的出现问题,这种生活形式的特征是一种由语言构成的主体间性形式,这种形式使交流行动成为可能。”在“涌现”一词中,他特意选择了一个术语来表达一种新形式的内在发展,这种形式是由先兆形式整合而来的。正如他所解释的那样,类人猿必须在史前的某一时刻跨过这个“人类形成的门槛”(哈贝马斯,1987,第22页),因为否则,就不会达到最初的社会文化状态,从那时起,人类物种就一直朝着明显不同的方向发展通过与米德的联系,哈贝马斯的巨著承担了以语言为基础的、主体间社会化的自然历史基础。在这种背景下,《也是一部哲学史》中对赫尔德和托马塞洛自然史的关注似乎是对早期思想的恢复。然而,在我们进入这本书,更仔细地研究主体间性的出现之前,让我总结一下,在哈贝马斯关于优生学的讨论中,自然史是他思想中的一个恒定因素。在1992年《事实与规范之间》出版前后,随着话语伦理和民主理论的转向,自然历史问题逐渐退居幕后,但在2001年《人性的未来》一书中又重新出现。尽管哈贝马斯(2003a,第106页)承认,在达尔文革命之后,“关于人类在自然史中的地位的生物学幻灭”产生了深远的影响,但他坚持自己的立场,即人类与所有其他生物之间存在着特殊的差异。他断言,只有人类才会提出有效性主张。与此相反,动物“不属于主体间相互传递公认规则和命令的群体”(Habermas, 2003a, p. 33)。对他来说,以语言为基础的处理主体间可接受规范的能力代表了物种伦理自我理解的一个重要组成部分,他认为,当我们在纯粹的预防措施之外操纵未出生人类的基因构成时,这种自我理解就会受到干扰。再一次,语言作为自然历史的产物,以及它所带来的技能使人类与众不同。因此,我们可以说,人类语言能力起源的自然历史母题形成了一个常数,将哈贝马斯作品的不同阶段联系在一起。更重要的是,这一主题不仅出现在他的早期作品中。它在《也是哲学史》中也扮演着重要的角色,将我们带入哈贝马斯最近的作品以及他对自然史的讨论,首先是赫尔德,其次是托马塞洛。《也是一部哲学史》的动力在于,集体行动目前缺乏自我决定的动力,在我们这个后形而上学时代,所有诉诸神圣正义的想法都受到了阻碍哈贝马斯说,理性在放弃对形而上学世界观的依赖方面做得很好,但现在它在与它微弱的动机力量作斗争。正因为如此,他在学习过程中寻找一种合理可行的替代品。过去已经取得的进步,即使只是部分和暂时的,应该激励我们应对未来的复杂挑战。哈贝马斯没有预设一般的历史规律,当然也没有预设整个历史运行的终极目标。他只是想解释断断续续的学习过程在历史上留下了印记——这是他对康德关于我们可能希望什么的第三个基本问题的回答(康德,1992,第538页)。他认为,过去对理性目标的坚持证明,通过集体努力取得进步在原则上是可能的。因此,可以在过去煽起希望的火花,借用本杰明(2003,第391页)的话,向我们同时代的人灌输勇气,即使在具有挑战性的情况下,也要努力寻求共同解决问题的办法。哈贝马斯相信,更重要的是,他希望其他人相信,他们可以有意地重塑当今全球相互交织的社会。我们可以把这称为《也是一部哲学史》的世界性目的。在提供了哈贝马斯计划的简要概述之后,自然史在此背景下的功能需要一些解释。为此,我参考了哈贝马斯关于自然史的两大支柱,首先是赫尔德。Herder代表了学习过程概念的关键先驱。由于史学上的相似性,哈贝马斯甚至借用了赫尔德的《也是一种人类形成的历史哲学》作为书名,概述了他的历史观这种情况使我们能够通过比较来阐明它们的方法的基本特征。 在我看来,哈贝马斯偏离赫尔德的地方特别有趣。然而,我们首先需要弄清楚它们的核心共性,才能理解这种差异。对于Herder (2002, p. 77)和Habermas来说,人类是“唯一会说话的生物”。他们都认为,与其他物种不同,人类可以通过使用语言来合作解决问题,并将解决方案的知识代代相传。对他们来说,这种能力为长期学习过程提供了机会。如果没有象征性的中介互动,这样的过程将是不可想象的。由于语言的存在,人类是“有学习能力的生物”,能够追求自己的“进步”(Herder, 1989, p. 104)6 -这就是从Herder到Habermas的桥梁。人们可以用不同的方式来阐述这种情况。我将把我的分析限制在他们理论的自然历史基础上,因为这是法兰克福学派理论家和魏玛古典主义思想家发生决定性偏差的地方。后者为其《语言起源论》的历史观奠定了基础。在那里,Herder将人类的独特性定义为人类与周围环境的联系,而不是动物。他认为,动物被束缚在特定的环境中,而人类则是例外。“每种动物都有自己的圈子,”Herder (2002, p. 78)说,并以蜜蜂为例说明了这一说法。蜜蜂可能以惊人的“智慧”建造它们的蜂巢,“但除了这些细胞和它们在这些细胞中注定的占领之外,”他声称,“蜜蜂也什么都不是。”在他看来,栖息地如此有限是因为一种本能的固定。“本能的力量和坚定”(Herder, 2002,第77页)可能使蜜蜂和一般动物在其特定物种的环境中蓬勃发展,同时将其活动限制在这个范围内。正如Herder(1989,第103页)在《人类历史哲学思想》中再次强调的那样,蜜蜂与它们的环境“密切交织”,甚至被环境“包围”。动物的存在,比如蜜蜂,被限制在一个“非常狭窄和有限的圈子”里,在这个圈子里它们完全是天生的。与之截然相反的是人,Herder (2002, p. 128)将其区分为“自由活动、理性的生物”。他的观点是,人类并没有被限制在一个特定的环境中,而是拥有在许多不同的环境中找到住所的特权。请注意,这种不受限制并不意味着人类居住的栖息地对其生命形式无关紧要。这仅仅意味着先天反应模式和外界刺激之间的联系并不能普遍地决定它们的行为。Herder (2002, p. 84)指出,人类拥有一个“自由的吸收意识循环”。对他来说,这个灵活的空间或更自由的贝西宁斯克瑞斯是不像动物一样被捆绑的优势。所以,乍一看似乎是缺乏的东西,在第二眼就会为消极自由的领域打开一条裂缝。由此推论,来自周围环境的刺激不会让人类冲动地来回折腾。通过意识,人类可以谨慎地看待不同的现象,从而放松事物的自然秩序。形象地说,他们可以将他们对“整个感觉海洋”的感知转向“单一波浪”(Herder, 2002, p. 722)。因此,哈贝马斯(2019,p. 451;我的翻译)在他对Herder的分析中是正确的,意识构成了“人类思维从自然史前出现”的能力。作为一个人类主体意味着与自然环境保持一种谨慎的关系因此,我们在赫尔德身上发现的是一种“人”的关系名称。这将在适当的时候回归,但首先,重要的是将论证与哈贝马斯和他的主体间性范式联系起来。Herder最终需要澄清意识是如何产生的,也就是说,人类主体与自然领域的联系是如何切断的。即使赫尔德的社会发展方法是主体间性的,正如哈贝马斯所说明的,他的潜在自然史不是。它建立在哈贝马斯所谓的“主体哲学”之上;也就是说,它考察个体与其周围环境之间的双边关系。然而,从这个角度来看,任何生物如何“揪着自己的头发把自己从沼泽中拉出来”都还没有解决。意识到这种自我引导的问题,哈贝马斯偏离了主体哲学范式,认为与他人合作是逃避事物自然秩序的必要条件。这就是为什么托马塞洛的自然史对他很有帮助。根据托马塞洛的说法,人类是一种源于联想的生物。简而言之,人类通过与同类的互动而成为人类。哈贝马斯(2010),p。 167)称赞这一点是托马塞洛自然史的关键洞察力:“他,”与赫尔德不同,“不再专注于孤立的认知主体。”两人都同意,与自然的分离源于与他人的联系,或者,用哈贝马斯(2023,第157页)的话来说,源于“一个人自己的视角与他人对同一物体的视角相互关联”。另一个例子,猿类,阐明了这一自然历史命题,并作为哈贝马斯采用的向人类历史过渡的主体间性解释的关键。托马塞洛也试图确定人类与动物的区别。为了做到这一点,他研究了与智人最相似的动物,即类人猿家族的另一个物种。如果我们能在它们和人类之间划清界限,那么这种区别就更适用于所有其他动物,因为它们对我们来说比我们最亲近的亲戚更陌生。然而,与Herder在《物种起源》突破之前探索人类学差异不同,在达尔文范式转换之后,人类的独特性需要不同的解释。正如哈贝马斯(Habermas, 2023, p. 111)所强调的,智人与猩猩、黑猩猩和大猩猩相似,因为他也是“哺乳动物和类人猿自然进化的产物”。我们和我们家族的其他物种有着相同的血统。因此,问我们与黑猩猩有何不同,暗含着自然进化何时走向两个不同方向的问题。时间优势就是为什么托马塞洛的自然史被称为“进化人类学”。在主体间性与生态学的关系方面,还有一个与Herder相关的差异更为重要。这种差异涉及智人超越自然领域并走上真正的历史轨迹的转变。托马塞洛从社会发生的角度描述了这种转变。从社会遗传学的角度来看,人类的历史是一部社会秩序的历史。其基本论点是,社会秩序形成的时刻与人类主体进入舞台的时刻是一致的。所以,智人既不是从先前存在的社会秩序中产生的,反之亦然。相反,他们是共同原创的。基于这些理由,关于人类个人或集体优先的陈述是没有意义的。托马塞洛的观点认为,个体和集体是通过相互构成的关系形成的。双方在漫长的时间里通过一系列的适应相互锻造。这一观点,无论多么具有开创性,并不能使他摆脱人类最初是如何出现在舞台上的问题——人类现在一直被视为社会生物。人的主体性与包罗万象的社会秩序的同时出现,并不妨碍他揭示自然与社会文化演变之间的转折点。正如Tomasello所定义的那样,两个或多个主体之间为了共同目标而进行的协调不仅仅是在共同意向性的底层,这一点至关重要。此外,根据哈贝马斯的说法,它提供了语言如何运作的基本模式。在核心上,这种三边模式包括“个人之间的水平关系与从这一共同基础出发的国家的垂直关系的连锁”(哈贝马斯,2023,第155页)。《亦是哲学史》中介绍的自然史版本在语言产生的主体间性观念中达到高潮。托马塞洛的进化人类学是哈贝马斯提出人类主体间性核心的垫脚石。主体间性标志着自然史前史的终点,同时也构成了真正人类历史的起点,如前所述,真正人类历史包含了通过交流互动的学习过程。就本文的整体论点而言,前面的分析是我对哈贝马斯史学的质疑的框架。他的历史观回避了主体间性与自然实体世界之间的关系,这对他的历史观是不利的。尽管主体间性范式提供了优势,但我们应该小心不要忽视这些生态关系。社会发生,即包括社会秩序和嵌入的社会化生物的相互发展,仍然依附于自然环境,即使我们假设一个史前的过渡,将人类从自然中解放出来。我们必须考虑到自然环境对历史发展的影响,以了解过去、现在和未来。在下一节中,我将通过再次参考托马塞洛和赫尔德的著作,向这个方向推进,但这次是从明确的生态角度出发。 由于自然史在《也是一部哲学史》中被证明具有重要的相关性,我将比爱德华多·门迭塔(Eduardo Mendieta, 2018,第297页)走得更远,他评论说,哈贝马斯与所谓的轴心时代(Axial Age)接触是为了“找回一个真正共同的过去,以便开始塑造一个真正共同的未来”。哈贝马斯的叙述将我们带回到比门迭塔假设的更远的地方,也就是人类的起源。通过这一点,他打算推广一种人类物种的形象,这种形象符合企业学习和自主集体行动的目标,最终达到全球范围(参见Habermas, 2023,第38页)。如果交流合作是人类不可缺少的一部分,那么即使面对令人生畏的前景,坚持这种技能似乎也是合乎逻辑的。毕竟,在全球挑战的时代,人类为什么要放弃其进化优势,退回到一种原始的以自我为中心的推理模式,而通过语言互动进行合作已经被证明是有史以来最有希望解决问题的工具?从这里我们可以看到,自然史不仅是一个出发点,而且是哈贝马斯的世界主义目的的一种保障。哈贝马斯的自然史把语言看作是赋予人类历史独特动力的马达。问题是,这种杠杆效应导致他主要把历史作为一种脱钩的发展路径来研究。对他来说,语言的形成是一个停顿,在此之后,人类的历史有了自己的生命。我不反对在自然史前和人类历史之间划清界限。我只想说明的是,基于任何这样的区别,我们都不能忘记社会秩序与其自然环境之间的持久影响和依赖关系。这种无视是有问题的,因为我们不应该陷入这样的信念,即-à-vis自然的自主性与独立于自然有关。如果不适当考虑到人与自然的关系,我们既不能辨别自决的特点,也不能辨别可能危及自决的因素。为了支持哈贝马斯的指导价值,我们应该在这方面超越他。通过参考他自己的资料,托马塞洛和赫尔德,这种批评可以变得更加具体。关于《也是一部哲学史》中对托马塞洛思想的讨论,他的一个重要见解实际上是反对将历史与自然发展隔离开来。当与Tomasello联系在一起时,人们还应该考虑智人的祖先“被生态环境强迫进入更合作的生活方式”的命题(Tomasello, 2014, pp. 4 - 5)更准确地说,托马塞洛(2014,第36页)指出,我们的动物祖先不得不找到“一个新的觅食生态位”,因为由于地面猿类的扩散,它们的食物供应崩溃了。他断言,“个人可获得的食物的消失”最终发生了(Tomasello, 2014, p. 124),他推断这种变化导致了向合作觅食的转变,这反过来又产生了共享的有意语言,作为集体协调的突破性媒介。根据这一论点,语言构成的主体间性源于对生物因素的有利适应。这些因素对人类的出现作出了如此决定性的贡献,这表明我们在重建进一步的历史事件和趋势时要注意它们。无论如何,托马塞洛也捍卫着类似的立场。他认为,“文化习俗的差异”与“高度可变的当地生态”有关(Tomasello, 2014, p. 141)。尽管我不反对哈贝马斯关于人类历史与自然进化分离的主张,但我认为有必要在不抽象环境影响的情况下重建这段历史。哈贝马斯片面地关注主体间性,忽视了主体间性与自然世界的相互依存关系。在接下来的文章中,我将重新转向赫尔德的哲学,使这种不平衡变得更加清晰。如上所述,Herder认为人类的生命形式是通过交流来繁衍自己。然而,这只说明了一半的事实。他还把他们置于一个受多种影响的自然环境中。在他看来,社会(他没有使用这个术语)执行文化适应和适应;也就是说,向内融入一种语言结构的社会秩序,向外融入一种物理环境。虽然哈贝马斯将第一个方面纳入他的主体间性范式,但他忽略了第二个方面,这是赫尔德理论的一个资产。换句话说,Herder确实将智人的历史定义为“人类学的结果,即语言社会化的人类有机授权,集体学习他们不同生活方式的作者”(Habermas, 2019, pp. 428 - 429;我的翻译)。 然而,这样就忽略了生态对历史发展的影响。从Herder关于人类不固定于特定栖息地的论点来看,并不能得出人类不受环境影响的结论。为了说明这一点,我将详细说明他引用的一个例子。在《人类史哲学的思想》中,Herder将风、降水、温度、季节、整体大气等变量作为人类历史分歧的原因他声称,“气候变化的图景”影响着人类的身体、心理和我们生活的社会秩序(Herder, 1989,第266页)。事实上,Herder(1989,第265页)提到了“法律的气候精神”,暗指孟德斯鸠(1989,第231 - 307页)。值得一提的是,他煞费苦心地避免了从自然环境到各自的人类生命形式的确定性推论。他明确指出,主流气候影响社会领域的发展,但并不决定它们;“气候不是强迫,而是倾斜”(Herder, 1989,第270页)。Herder说,由于气候与社会是“互惠关系”,因此火的使用、金属的提取和加工、动物的驯化、植物的种植以及定居点的建立都会导致气候变化。为了提炼出我对哈贝马斯的赫尔德式反对,有必要更新一下这一评价。目前的气候变化正在全球范围内加速发展,这证实了赫尔德的观察结果,并立即超越了他们的观察结果。一方面,人类对气候的影响不仅是局部的,而且是全球范围的,这一点已成为无可辩驳的事实。另一方面,越来越多的反馈循环出现,即现代社会的环境输出作为输入返回。人为气候变化的影响越来越大。世界各地的社会都发现自己正处于适应全球变暖及其连锁效应的境地。由于这种反弹,一些人似乎越来越接近临界点,在这个临界点上,气候不再像赫尔德所说的那样“倾斜”,而是最终“迫使”社会做出具体反应。所谓的气候移民就是这种转变的一个例子。气候移民由于极端天气、海平面上升和沙漠形成等原因而持续增加。今天的社会正处于挥霍所谓的消极自由氛围的边缘。Herder对人类历史进程提出了原始社会学和原始生态学的解释,因为他相信社会及其环境是相互影响的同时,他试图避免强烈的自然主义。他强调,“居住地”“还不能解释一切”(Herder, 1989,第339页)。与之相比,自然环境在哈贝马斯的史学中所起的作用微不足道。当他的先驱者将社会发展和环境之间的相互依赖概念化时,哈贝马斯实际上把两者分开了。诚然,哈贝马斯(2023,第75页)在某一点上强调,目前有必要在超国家层面采取自主的集体行动,以应对“渐进的气候变化的紧迫问题”(并通过追溯历史学习过程,他打算增强对这种机构的可能性和力量的信心)。我不想否认这一点。然而,重要的是要通过询问环境条件如何影响我们的自主能力来扭转这个问题。这个论点的要点并不在于忽视生态学是值得怀疑的,仅仅因为它把外部自然从等式中去掉了;所有的理论,即使是像哈贝马斯那样全面的理论,也会遗漏一些问题。相反,对生态的漠视是有争议的,因为它低估了推动集体自决的一个关键方面:以自我决定的方式前进的历史不是独立于自然的历史,而是意识到它的依赖性的历史。在本节中,我通过实际关系将人类的自主性根植于其周围环境中。这种概念化首先需要社会去中心化,法兰克福学派的批判理论——尤其是哈贝马斯的批判理论——一直呼吁人们注意:集体自治的潜力只有在有利的社会环境下才能展现,因此,人们必须创造和维持这种社会环境。根深蒂固的自治概念要求,第二,生态去中心化。这就是本节要发挥的作用:自治的发展依赖于环境条件,我们不应该破坏环境条件,而应该维持环境条件。因此,这种双重去中心化将自主性嵌入到社会关系的结构中,同时也将其与自然环境相联系。 以这种方式设想它揭示了《也是一部哲学史》中对生态维度的忽视是有问题的,因为它回避了聚集集体自治的目标的障碍。作为一种彻底的社会生物,人类是由他们通过与他人的互动而产生的模式所塑造的。他们的思想和行为受到他们所处的社会秩序的影响。从自治的角度来看,这种塑造远非没有问题:只要一个社会的成员不加思考地遵守主流的社会模式,他们就会屈服于仅仅是习俗,这些习俗的存在取决于他们的贡献,但他们并不统治自己。在这种情况下,我们不能说他们自主地达到目的。批判理论的推动力在于阐明这一点,并使当代社会的成员超越仅仅被给予的东西。坚持启蒙运动的主要动机之一,对于这个思想学派来说,自主取决于我们如何对待我们所处的社会环境它源于对社会现实及其对受其影响的人的研究。因此,它代表了自我决定的先决条件,即自我通过审查事实的来源和证明事实的理由来消解事实的力量(Forst, 2023)。与统治社会秩序的有时相对生硬,有时相当柔和和隐藏的权威达成协议,对于实现自主是必要的,因为否则,格言就会在没有经过理性审查的情况下进入意志的决定。因此,如果一个集体不是以批判性反思的要求为导向,而是以武断的权威强加为导向,那么它就是“他律的”。从这个意义上说,人的自治需要在现有社会中进行解放的自我定位。然而,将被试者置于社会语境中,只是将他们与周围环境联系起来的第一步。如果没有生态方面的补充步骤,这一运动仍然是不完整的,因为社会秩序只是人类纠缠其中的网络的一部分。除了人与他人的关系之外,人与自然也存在着关系,尽管这种关系不可避免地要经过中介。即使是主体间关联的存在也不仅仅生活在社会建构的领域中;他们和他们建立的社会是一个更包容的自然世界的一部分(参见McCarthy, 1984, p. 188)。哈贝马斯当然不会对这一点提出异议。毕竟,在他与法兰克福学派创始一代的职业生涯中,他已经假定了这样的生态嵌入性:“然而,显然,为了消除可避免的社会压迫,我们不能拒绝对生存所必需的自然的剥削”(哈贝马斯,1985,第110页)。这里的主张是不同的:正如哈贝马斯毫无疑问地认为,自治需要一个“满足它的一半”的生活环境(例如,哈贝马斯,1990,第207页),它同样依赖于一个可容纳的自然世界。自决的种子只有在培育环境的基础上才能发芽,如果有的话。因此,有必要在借鉴哈贝马斯的同时超越他。要了解原因,请回想一下,人类的自主性代表了一个过程的结果,在这个过程中,主体不再盲目地遵循外部强加的规则。这并不是人类与生俱来的能力,而是一种有时可能大多处于休眠状态的潜力的觉醒。它展开的出发点是考虑一个人的条件。因此,我们应该具体地理解自主性潜力的实现,在这个意义上,自主主体意识到影响他们的因素,并有意识地采取与之相关的行为。反过来,不同的环境会支持或阻碍这种接受意识。有些环境比其他环境更能刺激自主性,有些自然条件甚至是自主性展开所不可或缺的(这并不意味着这些条件是不变的)。充足的空气只是人类实现自主能力的先决条件之一。正如赫尔德关于区分人类的关系的描述所表明的那样,大自然必须为我们提供一些回旋的空间。换句话说,人类的自决取决于自然世界对其的促进。如果要使集体自决变得有效,周围的自然世界就不能是一个完全受限制的领域。它必须是有利的,至少在一定程度上。在这种背景下,理论上需要重新探索我们作为语言社会化的人与自然物体世界之间的垂直关系。我们不能在不损害我们的方法的解释力的情况下,把生态因素作为固定的和外生的变量在理论上边缘化。 因此,重新思考主体间性范式的时机已经成熟(Cooke, 2020, p. 1170)对于哈贝马斯的《也是一部哲学史》,我特别关注两点。对生态的漠视需要修正,首先,因为如果不考虑社会与其自然环境之间的相互关系,就无法理解历史的发展;其次,因为这种有限的视野无法完全捕捉到生态破坏对人类自主产生的威胁。自治只有在有利的生态条件下才能茁壮成长。从这个角度来看,这些先决条件的退化意味着其形成的危险。而当对自主依赖的盲目占据主导地位时,人们可能会采取与实现自主的雄心背道而驰的行动,因为没有这些条件,我们就无法培养自己的潜力。如果人类屈服于自给自足或独立的幻觉,他们就不会给予应有的考虑。这是一种有问题的态度,因为它的结果是,重要的依赖关系不仅被忽视,而且可能被破坏这就是我的论点的规范性结果,尽管它恢复了《白书》(1979)开创的批评路线,但它超越了与哈贝马斯环境伦理思想的现有接触(参见Gunderson, 2014):为了保护自治,我们必须警惕对自然的虚构主权例如,那些严重污染空气以至于不能再呼吸的人剥夺了自主发展的基本条件。最终,只有当这种有限性不是完全强制性的,而是留有一些余地时,我们才能实现自我决定和接受我们的有限性。事实上,当人类的行为使周围的自然环境更加强烈地驱使他们时,人类如何能抵制冲动呢?鉴于人为气候变化是当今生态多重危机最熟悉和最紧迫的表现,因此我们应该最大限度地努力保持一种消极自由的氛围,避免绊倒人类生命形式的根源。现代社会应保持和促进生态条件,使其成员有机会发挥其自决的潜力,而不是引发更多的限制性局势。假设哈贝马斯(1997)称之为“现代性计划”的这种转变失败了。在这种情况下,我们的历史可能再次受到自然过程的驱动,自然过程的终结是《也是一部哲学史》情节的起点。这篇文章的目的有两个。首先,它提出了由哈贝马斯(j<s:1> rgen Habermas)提出的被广泛忽视的自然史观点。其次,它暴露了他的主体间性方法的不平衡。关于第一个目标,本文论证了哈贝马斯在其著作的不同阶段中不断地涉及自然史主题。将这些不同的考虑联系起来的是语言能力的母题,根据他的说法,语言能力开启了人类的历史。在他最近的《也是哲学史》中,他也继承了这一主题,但同时又进一步发展了这一主题。通过借鉴约翰·g·赫尔德(john G. Herder)和迈克尔·托马塞洛(Michael Tomasello)的人类学思想,这本书为其在历史中发现理性的首要任务建立了一个自然历史的出发点。也就是说,通过基于语言的合作,自然史前的终结奠定了围绕学习过程的史学基础。这种主体间的方法是不平衡的,因为它有可能忽视社会秩序和自然环境之间的关系。为了突出这一缺点,文章引用了哈贝马斯自己的资料。赫尔德和托马塞洛都证明,外部自然不仅仅是我们历史进程的一个固定变量。它们表明,如果没有社会及其环境的相互影响,我们就无法充分理解历史的发展。最后,文章认为,作为哈贝马斯的指导价值,集体自治不仅依赖于与之相适应的社会环境,还依赖于一个支持性的自然环境。因此,对这种依赖的盲目忽视了人类自决蓬勃发展所需的一个先决条件。只有纠正了这种偏差,我们才能理解生态破坏对人类历史进程的巨大影响,以及为什么为了自主,新的学习过程对于开辟不导致环境退化的进步之路至关重要。一般来说,社会批评不应将社会的自然环境视为一种一视同仁的假设,而应将其视为一种不断变化的社会秩序条件。
Intersubjectivity and ecology: Habermas on natural history
In philosophy, the field of natural history generally explores the transition from natural prehistory to genuine human history. It asks whether, and if so how, the human species rose above the realm of nature. Regarding the Critical Theory of the Frankfurt School, this type of inquiry is predominantly associated with the essay “The Idea of Natural History” by Theodor W. Adorno (1984; Pensky, 2004). There, Adorno assumes a constant interlocking of nature and history such that we cannot (yet) speak of a truly human history. But there is another version of natural history in Critical Theory, namely, that of Jürgen Habermas. Often overlooked, there exists no systematic discussion of it until now. One of the two central aims of this article is to close this gap and highlight key features of Habermas's version of natural history. What sets it apart is that it is thoroughly intersubjective: The natural history of Habermas brings out the role of linguistically based cooperation in the transition to human history. As we will see, this theme runs through his oeuvre since a 1958 article on philosophical anthropology at least, though it emerges most elaborately only in his Also a History of Philosophy (originally published in 2019).
In this book, Habermas looks for signs of reason in history. This search is triggered by the diagnosis that autonomous collective action lacks traction to counter the aberrations of modernity. To solve this problem, he puts forward a history of learning processes. Although it is essential for this overarching purpose, the discussion around the book has thus far entirely ignored natural history. This deficit can be compensated for by exploring Habermas's take on the works of two anthropological thinkers, Johann G. Herder and Michael Tomasello. The engagement with their writings establishes a natural-historical point of departure for his quest to detect reason in history. The second aim of this article is to show that, in his occupation with them, Habermas marginalizes a crucial insight of Tomasello and especially of Herder—the dependence of the course of history on ecological circumstances—and accordingly underestimates the significance of environmental conditions for propelling collective self-determination. Whereas the first aim is more interpretive, this second aim has a critical intent, foregrounding the influence of the natural environment on developments in the intersubjective dimension.
The overall argument of this article proceeds as follows. The first section provides an overview of the hitherto overlooked role of natural history in Habermas's thinking. It proves to be a constant throughout his work. The second section continues this overview by analyzing his engagement with Herder in Also a History of Philosophy. Drawing on Herder's natural history, Habermas conceptualizes his own history of learning processes. The third section subsequently concludes the interpretive part of the article with Habermas's take on Tomasello's work. He refers to Tomasello in order to reveal how the emergence of linguistic intersubjectivity came about. The fourth section argues that, compared with both Tomasello and Herder, Habermas virtually views human history as if it were decoupled from ecological circumstances, hence necessitating a recoupling. Finally, the fifth section advocates an ecological decentering of human self-determination. A history advancing in an autonomous mode is not independent of environmental influences but one aware of its ecological dependencies.
According to this description, philosophical anthropology understands man as a relative and descendant of animal species, with which he sometimes has more and sometimes has less in common.1 At the same time, it solely belongs to zoology “in a certain way.” Although it uses comparable methods, the clause clarifies that its object of investigation is categorically different from those of zoological disciplines. Implicit here is a reference to the Aristotelean differentiation between the reasonless animal and the human species with rational speech or “logos” at its disposal. Despite his work's many twists and turns, this anthropological difference remains a continuously refined constant, along with the underlying idea of our natural-historical descent from the great apes.
Natural history, Habermas argues, has overcome itself by producing language, the medium that lifts our species out of the realm of nature. In a letter written to Helmuth Plessner some years later, he accordingly defends the hypothesis “that the acquisition of language [is] the most important factor for the humanization of our chimpanzee” (Habermas, 1974, p. 139; my translation).
In The Theory of Communicative Action, his magnum opus from 1981, Habermas incorporates this evolutionary differentiation into his full-fledged paradigm of intersubjectivity. In the course of the discussion of George H. Mead's idea of socialization, Habermas (1987, pp. 10−11) indicates that he wants to shed light on the natural-historical “question of the emergence of a higher-level form of life characterized by a linguistically constituted form of intersubjectivity that makes communicative action possible.” With “emergence,” he deliberately chooses a term that expresses the immanent development of a new form of integration from precursory forms. As explained by him, the great apes had to cross this “threshold of anthropogenesis” (Habermas, 1987, p. 22) at a certain point during prehistory because, otherwise, the initial sociocultural state would not have been reached, from which point the human species has been moving in markedly different directions ever since.2 By linking up with Mead, Habermas's magnum opus undertakes a natural-historical underpinning of language-based, intersubjective socialization. Against this background, the preoccupation with Herder's and Tomasello's natural history in Also a History of Philosophy appears as a resumption of earlier thoughts. However, before we come to this book and look more closely at the emergence of intersubjectivity, let me conclude the overview of natural history as a constant in Habermas's thinking with his discussion of eugenics.
After natural-historical questions receded into the background with the turn to discourse ethics and democratic theory before and after the publication of Between Facts and Norms in 1992, they resurfaced in The Future of Human Nature from 2001. Although Habermas (2003a, p. 106) acknowledges the far-reaching impact of “the biological disillusionment about the position of man in natural history” in the wake of the Darwinian revolution,3 he holds on to his position that there is a differentia specifica between humans and all other beings. Only humans, he asserts, raise validity claims. Animals, on the contrary, “do not belong to the universe of members who address intersubjectively accepted rules and orders to one another” (Habermas, 2003a, p. 33). The language-based capacity to address intersubjectively accepted norms represents for him an essential component of a species-ethical self-understanding, a self-understanding that he thinks is disturbed when we manipulate the genetic makeup of unborn human beings beyond purely preventive measures. Once again, language, as a product of natural history, and the skills it brings are what set humans apart.
Therefore, we can state that the natural-historical motif of origin of the human ability for language forms a constant that binds together different phases of Habermas's oeuvre. What is more, this motif not only appears in his earlier writings. It also plays a fundamental role in Also a History of Philosophy, bringing us to Habermas's more recent work and his discussion of the natural history of, first, Herder and, second, Tomasello.
The impetus for Also a History of Philosophy is that collective action currently lacks a motivational pull for self-determination, with all recourses to ideas of divine justice blocked in our post-metaphysical age.4 Reason has done well, Habermas says, in abandoning the reliance on metaphysical worldviews, but now it struggles with its weak motivational force. Because of this, he searches for a rationally available substitute, which he finds in learning processes. Progress already achieved in the past, even if only partially and temporarily, is supposed to motivate us for the complex challenges ahead. Habermas does not presuppose general historical laws and certainly not a telos toward which history as a whole runs. He only wants to explain that intermittent learning processes left a mark in history—that is his answer to Kant's third fundamental question about what we may hope (Kant, 1992, p. 538). He contends that the assertiveness of rational objectives in the past proves that progress through collective efforts is possible in principle. Thus, a spark of hope can be fanned in the past, to borrow a phrase from Benjamin (2003, p. 391), instilling in our contemporaries the courage to strive for joint solutions to problems even under challenging circumstances. Habermas believes and, more importantly, wants others to believe that they can intentionally reshape today's globally intertwined societies. One might call this the cosmopolitan purpose of Also a History of Philosophy.
Having provided this brief overview of Habermas's project, the function of natural history in this context requires some explanation. For this purpose, I refer to Habermas's two mainstays for natural history, beginning with Herder. Herder represents the pivotal forerunner of the concept of learning processes. Due to historiographical similarities, Habermas even borrows his book's title from Herder's Also a Philosophy of History for the Formation of Humanity, where he outlines his view of history.5 This conjuncture allows us to illuminate the fundamental features of their approaches by comparison. For my argument, it is of particular interest where Habermas deviates from Herder. However, we first need clarity about their central commonality to comprehend this difference. For Herder (2002, p. 77) as well as Habermas, humans are “the only linguistic creatures.” They both believe that the human species can, like no other species, tackle problems cooperatively by using language and pass on knowledge about solutions intergenerationally. For them, this ability opens the opportunity for long-term learning processes. Without symbolically mediated interactions, such processes would be inconceivable. Due to language, humans are the “creature[s] capable of learning” who can aspire toward their “advancement” (Herder, 1989, p. 104)6—that is the bridge from Herder to Habermas.
One could elaborate on this conjuncture in various ways. I will restrict my analysis to the natural-historical bedrock of their theories because this is where the decisive deviation of the Frankfurt School theorist and the thinker of Weimar Classicism occurs. The latter lays the cornerstone for his view of history in the Treatise on the Origin of Language. There, Herder defines the uniqueness of humans based on the connection that humans, as opposed to animals, have with their surroundings. Whereas animals are bound up in specific environments, humans, he thinks, are exempt. “Each animal has its circle,” Herder (2002, p. 78) states, illustrating this statement by referring to the honeybee. Honeybees may build their hives with an astonishing “wisdom,” “but beyond these cells and beyond its destined occupation in these cells,” he claims, “the bee is also nothing.” To his mind, the habitat is so confined because of an instinctual fixation. The “strength and sureness of instinct” (Herder, 2002, p. 77) may enable honeybees and animals in general to flourish in their species-specific environment while, at the same time, limiting their activity to this sphere. As Herder (1989, p. 103) underscores again in the Ideas for the Philosophy of History of Humanity, honeybees are “intimately interwoven” with their environment and even “enclosed” by it. The existence of animals, such as bees, is constrained to a “very narrow and confined circle” in which they are entirely hard-wired.
Diametrically opposed stands man, whom Herder (2002, p. 128) distinguishes as the “freely active, rational creature.” He takes the view that humans are not locked up in a particular environment but have the privilege of finding dwelling places in many different surroundings. Note that this unrestraint does not imply that the habitat in which humans live is insignificant to their forms of life. It merely means that the ties between innate modes of reaction and outer stimuli do not universally determine their actions. Herder (2002, p. 84) notes that humans possess a “free circle of taking-awareness.” For him, this room for maneuver or freier Besinnungskreis is the advantage of not being tied like animals. So, what might seem like a lack at first opens a crack for a sphere of negative freedom at a second glance. Stimuli from their surroundings, so the reasoning goes, do not toss humans impulsively back and forth. By taking awareness, humans can instead gain a prudent look at separate phenomena and thereby loosen the natural order of things. Figuratively speaking, they can steer their perception of the “whole ocean of sensations” to “a single wave” (Herder, 2002, p. 722). Therefore, Habermas (2019, p. 451; my translation) is correct in his analysis of Herder that awareness constitutes the capacity “with which the human mind emerges from natural prehistory.” Being a human subject means standing in a circumspect relation to the natural environment.7 What we find in Herder is thus a kind of relational designation of the “human.” This will be returned to in due course, but first, it is important to tie the argument back to Habermas and his paradigm of intersubjectivity.
Herder ultimately needs to clarify how awareness comes about, i.e., the cutting of the cord of the human subject from the realm of nature. Even though Herder's approach to societal developments is intersubjective, as Habermas illustrates, his underlying natural history is not. It rests on what Habermas calls the “philosophy of the subject”; that is to say, it examines the bilateral relationship between an individual being and its surroundings. From this angle, however, it must remain unresolved how any being could “pull itself out of the swamp by its own hair.” Conscious of this bootstrapping problem, Habermas deviates from the subject-philosophical paradigm, assuming that cooperation with others is indispensable for escaping from the natural order of things.
That is why Tomasello's natural history is productive for him. According to Tomasello, humans are creatures whose being originates from association. In a nutshell, humans become human through interactions with their conspecifics. Habermas (2010, p. 167) praises this point as the crucial insight of Tomasello's natural history: “He,” unlike Herder, “no longer concentrates on the solitary cognizing subject.” Both agree that dissociation from nature results from association with others or, in Habermas's (2023, p. 157) words, from “the interlocking of one's own perspective with the perspective taken over from the others on the same object.” Another example, that of the ape, sheds light on this natural-historical thesis and serves as a key to the intersubjective explanation of the transition to human history that Habermas adopts.
Tomasello, too, attempts to determine what distinguishes humans from animals. To do so, he addresses the animals most similar to Homo sapiens, the other species of the family of the great apes. If one can draw a line between them and humans, the distinction is expected to apply to all other animals, a fortiori, since these are more alien to us than our closest relatives. As opposed to Herder, however, who explored the anthropological difference before the breakthrough of On the Origin of Species, the distinctiveness of humans requires a different explanation after the Darwinian paradigm shift. Homo sapiens is, as Habermas (2023, p. 111) underlines, similar to orangutans, chimpanzees, and gorillas in that he also is a “product of the natural evolution of the mammals and great apes.” We share a pedigree with the other species of our family. Hence, asking how we differ from, for example, chimpanzees implies the question of when natural evolution took two different directions. The temporal vantage point is why Tomasello's natural history is called “evolutionary anthropology.” There is also another related difference to Herder, which is of even more significance regarding the relationship between intersubjectivity and ecology.
This difference concerns the transition with which Homo sapiens has risen above the realm of nature and embarked on a truly historical trajectory. Tomasello depicts this transition in terms of sociogenesis. Seen sociogenetically, the history of our species unfolds as a history of social order. The underlying thesis is that the moment when social orders came into existence coincided with the moment when human subjects entered the stage. So, Homo sapiens has neither emerged from preexisting social orders nor vice versa. Instead, they are co-original. Statements about what came first, human individuals or collectives, do not make sense on these grounds. Tomasello's perspective recognizes individuals and collectives as formed through a reciprocally constitutive relation. Both sides have forged each other through a series of adaptations over a long period of time. This standpoint, however pioneering it may be, does not free him from the question of how humans—seen now as social beings all along—initially appeared on stage. The simultaneous occurrence of human subjectivity and encompassing social orders does not exempt him from revealing the turning point between natural and sociocultural evolution.
It is crucial to see that coordination between two or more agents toward a joint goal is not only at the bottom of shared intentionality, as Tomasello defines it. Moreover, it supplies the basic pattern of how language works, according to Habermas. At the core, this trilateral pattern comprises the “interlocking of a horizontal relationship between persons with a vertical relationship to states of affairs proceeding from this shared basis” (Habermas, 2023, p. 155). The version of natural history introduced in Also a History of Philosophy culminates in the idea of linguistically generated intersubjectivity. Tomasello's evolutionary anthropology is a stepping stone for Habermas to bring out this intersubjective heart of humanity. Intersubjectivity marks the endpoint of natural prehistory, and it simultaneously constitutes the starting point for genuine human history, which, as laid out earlier, contains learning processes through communicative interaction.
As for the overall argument of this article, the preceding analysis serves as a scaffold to frame my query about Habermas's historiography. To its detriment, his view of history skates over the relationship between intersubjectivity and the world of natural entities. Despite the advantages the paradigm of intersubjectivity offers, we should be careful not to ignore these ecological relations. Sociogenesis, i.e., the reciprocal development of encompassing social orders and embedded socialized beings, remains attached to the natural environment, even if we assume a prehistoric transition that lifts the human species out of nature. We must take into account the influences of the natural environment on historical developments to understand the past, present, and future. In the next section, I advance in this direction by consulting the writings of Tomasello and Herder again, but this time from an explicitly ecological angle.
As natural history turned out to be of major relevance in Also a History of Philosophy, I would go a step further than Eduardo Mendieta (2018, p. 297), who comments that Habermas engages with the so-called Axial Age “to retrieve a truly common past, in order to begin to fashion a truly common future.” Habermas's narration takes us even further back than Mendieta presumes, namely, to the genesis of humankind. By this, he intends to promote an image of the human species that fits the aim of corporative learning and self-determined collective action of, ultimately, global reach (cf. Habermas, 2023, p. 38). If communicative cooperation is part and parcel of being human, then it appears logical to hold on to that skill even in the face of daunting prospects. After all, why should humankind give up its evolutionary advantage in times of global challenges and backslide into a primitive egocentric mode of reasoning when working together through linguistic interaction has already proven to be the most promising tool to cope with problems since the dawn of history? One can see from this how natural history functions not only as a point of departure but also as a sort of safeguard for Habermas's cosmopolitan purpose.
The natural history of Habermas looks to language as the motor that lends human history its unique dynamic. The problem is that this leverage effect leads him to study history mostly as a decoupled developmental path. For him, the formation of language is a caesura in the wake of which the history of humans took on a life of its own. I do not disagree on drawing a line between natural prehistory and human history. I solely want to make the case that, based on any such distinction, we must not forget the enduring influences of and dependencies between social orders and their natural environment. Such a disregard is problematic because we should not fall prey to the belief that autonomy vis-à-vis nature has something to do with independence from it. Without due regard for the relationship with nature, we can neither discern what distinguishes self-determination nor what might endanger it. In favor of Habermas's guiding value, we should move beyond him in this respect. This criticism can be made more tangible by referring to his own sources, Tomasello and Herder.
Regarding the discussion of Tomasello's thought in Also a History of Philosophy, one of his vital insights actually opposes any isolation of history from natural developments. When tying in with Tomasello, one should also consider the proposition that the ancestors of Homo sapiens were “forced by ecological circumstances into more cooperative lifeways” (Tomasello, 2014, pp. 4−5).10 More precisely, Tomasello (2014, p. 36) states that our animal ancestors had to find “a new foraging niche” because of a collapse of their food supply due to a spread of ground-dwelling apes. He asserts that a stark “disappearance of individually obtainable foods” eventually occurred (Tomasello, 2014, p. 124), and he infers that this change led to the shift toward cooperative foraging, which, in turn, gave rise to shared intentional language as a breakthrough medium of collective coordination. According to this line of argument, linguistically constituted intersubjectivity has its roots in an advantageous adaptation to biotic factors.
That these factors have so decisively contributed to the emergence of humankind suggests that we pay attention to them when reconstructing further historical events and trends. Tomasello, in any case, defends a similar position. He believes that “differences in cultural practices” are related to “highly variable local ecologies” (Tomasello, 2014, p. 141). Even though I do not refute Habermas's claim that the history of humankind has parted from natural evolution, I find it essential to reconstruct this history without abstraction from environmental effects. Habermas, unilaterally focusing on intersubjectivity, loses sight of its interdependence with the natural world. In what follows, I bring this imbalance into sharper focus by turning to Herder's philosophy anew.
As explained above, Herder thinks of human forms of life as reproducing themselves through communication. That, however, expresses only half the truth. He also locates them in a natural environment with manifold influences. In his view, societies (a term that he does not use) perform acculturation and acclimatization; that is, the inward integration into a linguistically textured social order and the outward integration into a physical environment. Although Habermas incorporates the first side into his paradigm of intersubjectivity, he passes over the second side, an asset of Herder's theory. Put a little differently, Herder indeed frames the history of Homo sapiens “anthropologically as the result of an organic empowerment of linguistically socialized human beings into collectively learning authors of their diverse ways of life” (Habermas, 2019, pp. 428−429; my translation). However, leaving it at that discounts the effect of the ecology on historical developments. From Herder's thesis that humans are not fixed to a specific habitat, it does not follow that they are independent of environmental impacts. To illustrate this point, I will elaborate on an example he invokes.
In the Ideas for the Philosophy of History of Humanity, Herder refers to variables such as wind, precipitation, temperature, seasons, and the overall atmosphere as causes for divergences in the history of humanity.11 The “picture of the much-changing climate,” he claims, influences the human body, psyche, and the social orders in which we live (Herder, 1989, p. 266). As a matter of fact, Herder (1989, p. 265) speaks of a “climatic spirit of laws” with allusion to Montesquieu (1989, pp. 231−307). It is worth mentioning that he takes pains to avoid deterministic inferences from the natural environment to the respective human forms of life. He explicitly states that the prevailing climate influences developments in the social realm but does not dictate them; “the climate does not force, but it inclines” (Herder, 1989, p. 270).
Herder says that, because the climate is “in a reciprocal relationship” with societies, the use of fire, metal extraction and processing, the domestication of animals, the cultivation of plants, and the foundation of settlements cause climatic change.
In order to extract my Herderian objection to Habermas, it is helpful to update this assessment. Current climate change, which is gaining momentum all over the planet, confirms Herder's observations and surpasses them at once. On the one hand, it has become irrefutable that humans impinge on the climate not only on a local but on a global scale. On the other hand, more and more feedback loops arise, i.e., the environmental outputs of modern societies return as inputs. Anthropogenic climate change results in increasing repercussions. Societies everywhere find themselves in a situation of adaptation to global warming and its knock-on effects. As a result of this backlash, some seem to get closer to the tipping point at which the climate no longer “inclines,” as Herder argued it would, but where it does ultimately “force” societies into specific reactions. So-called climate migration, which continues to increase due to, for example, more extreme weather, rising sea levels, and desert formation, is one case of this turnaround. Today's societies are on the verge of squandering what can be called the atmosphere of negative freedom.
Herder presents proto-sociological and proto-ecological explanations for the course of human history because he is convinced that societies and their environments mutually influence each other.12 At the same time, he tries to avoid a strong naturalism. The “dwelling place,” he highlights, “does not yet account for everything” (Herder, 1989, p. 339). Compared to that, the natural environment plays an insignificant role in the historiography of Habermas. While his forerunner conceptualizes an interdependence between societal developments and the environment, Habermas virtually proceeds as if the two were disconnected.
Admittedly, Habermas (2023, p. 75) emphasizes at one point that there currently is a need for autonomous collective action at the supranational level to counter “the pressing problems of progressive climate change” (and by tracing historical learning processes he intends to bolster confidence in the possibility and power of such agency). I do not want to deny this. Nevertheless, it is important to turn the problem around by asking how environmental conditions affect our capacity for autonomy. The main point of the argument is not that the neglect of ecology is questionable merely because of removing outer nature from the equation; all theories, even one as comprehensive as Habermas's, leave some issues unconsidered. Rather, the disregard for ecology is disputable above all because it underestimates a critical aspect for propelling collective self-determination: A history advancing in a self-determined way is not one that is independent of nature, but one aware of its dependencies.
In this section, I present human autonomy as enrooted in its surroundings through practical relations. This conceptualization requires, first, a social decentering, to which the Critical Theory of the Frankfurt School—not least the version of Habermas—has always called attention: The potential of collective autonomy unfolds only under favorable social circumstances which one must, in consequence, create and maintain. The conception of enrooted autonomy requires, second, ecological decentering. That is what this section shall bring into play: The development of autonomy relies on accommodating environmental conditions, which we should not undermine but sustain. So, this double decentering embeds the autos of autonomy into the fabric of social relations while similarly grounding it with respect to the natural environment. Envisioning it that way reveals that the neglect of the ecological dimension in Also a History of Philosophy is problematic because it sidelines impediments to the goal of mustering collective autonomy.
As thoroughly social creatures, humans are shaped by the very patterns they produce through their interaction with others. Their thinking and acting are affected by the social orders in which they live. With a view to autonomy, this shaping is far from unproblematic: As long as the members of a society unreflectively comply with the prevailing social patterns, they submit to mere customs whose existence hinges on their contribution but over which they do not rule themselves. In such a case, we cannot say that they set their ends autonomously. It is a driving force of Critical Theory to throw light on this and raise the members of contemporary societies beyond what is merely given. Holding fast to one of the main motives of the Enlightenment, for this school of thought, autonomy depends on how we behave regarding the social circumstances in which we find ourselves.13 It arises from examining social reality and its effects on those subjected to it. It thus represents a prerequisite of self-determination that the self dissolves the force of the factual by scrutinizing where it comes from and what justifies it (Forst, 2023). Coming to terms with the sometimes relatively blunt, sometimes rather soft and hidden authority of ruling social orders is necessary to become autonomous because, otherwise, maxims find their way into the determinations of the will without having undergone rational scrutiny. Accordingly, a collective is “heteronomous” if oriented not to what is demanded upon critical reflection but to what an arbitrary authority imposes. In this sense, human autonomy requires a liberating self-localization within existing society.
Yet, situating subjects in social terms is only the first step to relating those who are to determine themselves to their surroundings. Without a complementary step in ecological terms, this movement remains incomplete, as social orders embody but one part of the web within which humans are entangled. In addition to their relations with others, they stand in a relationship with nature, although in an inevitably mediated way. Even intersubjectively associated beings do not solely live in a socially constituted realm; they and the societies they erect are part of a more encompassing natural world (cf. McCarthy, 1984, p. 188). Habermas would certainly not dispute this point. After all, he already assumed such ecological embeddedness in his occupation with the founding generation of the Frankfurt School: “Clearly, however, in order to eliminate avoidable social repression, we cannot refuse the exploitation of nature that is necessary for survival” (Habermas, 1985, p. 110). The claim here is a different one: Just as Habermas leaves no doubt that autonomy requires a Lebenswelt that “meets it halfway” (e.g., Habermas, 1990, p. 207), it likewise depends on an accommodating natural Umwelt. The seed of self-determination germinates only on the grounds of a fostering environment, if at all. Thus, it is necessary to go beyond Habermas while drawing on him at the same time.
To see why, recall that human autonomy represents the outcome of a process in the course of which subjects no longer blindly follow externally imposed rules. It is no ability humans possess by default, but rather the awakening of a sometimes, maybe mostly slumbering potential. The starting point for its unfolding is the consideration of one's conditionality. Accordingly, we should understand the actualization of the potential for autonomy concretely, in the sense that autonomous subjects gain awareness of what influences them and behave deliberately in relation to it. This taking-awareness, in turn, can be supported or hindered by different circumstances. Some circumstances stimulate the capacity to become autonomous more than others, and some natural conditions are even indispensable for autonomy to unfold (which does not mean that these are unchanging). Ample air to breathe is only one such example of a prerequisite without which humans could not actualize their ability of autonomy. As Herder's relational account of what distinguishes humanity indicates, nature must supply us with some room for maneuver. To put it differently, human self-determination depends on a natural world facilitating it. If collective self-determination is to become effective, the surrounding natural world cannot be a sphere of total constraint. It has to be enabling, at least in part.
Against this backdrop, it is theoretically required to resume exploring the vertical relationship we, as linguistically socialized beings, have with the world of natural objects. We cannot marginalize ecological factors as fixed and exogenous variables in theory without compromising the explanatory power of our approach. Hence, the paradigm of intersubjectivity is ripe for rethinking (Cooke, 2020, p. 1170).14 My specific concerns with Habermas's Also a History of Philosophy amount to two points. The disregard for ecology needs revision, first, because one cannot understand historical developments without considering the reciprocal relationship between societies and their natural environments, and second, because such a limited field of vision cannot fully capture threats that arise to human autonomy from ecological havoc.
Autonomy can only thrive based on conducive ecological conditions. Looking at it that way, the degradation of these preconditions implies peril for its formation. And where blindness for autonomy's dependencies reigns, courses of action will likely be taken that run counter to the ambition to become autonomous, as conditions without which we are less capable of cultivating our potentials become discounted. If humans succumb to the illusion of being self-sufficient or independent, they do not give enabling conditions the consideration they deserve. That is a problematic attitude in that, as a result of it, vital dependencies are not only overlooked but might as well be subverted.15 Therein lies the normative upshot of my argument, which, even though it resumes a line of criticism pioneered by Whitebook (1979), goes beyond the existing engagement with Habermas's thinking in environmental ethics (cf. Gunderson, 2014): In order to safeguard autonomy, we must beware of fictitious sovereignty over nature.16 Those who, for example, pollute the air so severely that they can no longer take a liberating breath deprive themselves of an elementary condition for autonomy to develop. Ultimately, self-determination and coming to terms with our boundedness stay within reach only if this very boundedness is not characterized by outright compulsion but leaves some leeway. Indeed, how can humans resist acting on urges when, due to their practices, the encompassing natural environment urges them on ever more forcefully?
With a view to anthropogenic climate change as the most familiar and pressing expression of today's ecological polycrisis, we should hence maximize the endeavor to preserve an atmosphere of negative freedom and avoid stumbling over the roots of the human form of life. Modern societies should preserve and promote ecological conditions that give their members windows of opportunity to unfold their potential for self-determination instead of triggering more constricting situations. Suppose this transformation of what Habermas (1997) calls the “project of modernity” fails. In that case, our history might again become driven by natural processes, the end of which was the starting point for the plot of Also a History of Philosophy.
The purpose of this article was twofold. First, it presented the widely overlooked version of natural history developed by Jürgen Habermas. Second, it exposed an imbalance in his intersubjective approach.
Regarding the first aim, the article demonstrated that Habermas engages continuously with the subject of natural history throughout the different phases of his work. What connects these diverse considerations is the motif of the ability for language, which, according to him, inaugurates the history of humankind. In his recent Also a History of Philosophy, he takes up this motif, too, but at the same time develops it further. By drawing on the anthropological ideas of Johann G. Herder and Michael Tomasello, the book establishes a natural-historical point of departure for its overarching task of detecting reason in history. That is to say, the end of natural prehistory through linguistically based cooperation grounds a historiography revolving around learning processes.
This intersubjective approach is imbalanced insofar as it risks losing sight of the relationship between social orders and the natural environment. To highlight this shortcoming, the article referred to Habermas's own sources. Both Herder and Tomasello evince that outer nature is more than a fixed variable for the course of our history. They show that we cannot adequately comprehend historical developments independently from the reciprocal influences of societies and their environments. In a final step, the article argued that collective autonomy, as the guiding value of Habermas, relies not only on social circumstances that meet it halfway but also on a supportive natural environment. Blindness to this dependency hence neglects a prerequisite required for human self-determination to flourish.
Only when this misalignment is corrected can we grasp how drastically ecological devastation affects the course of human history and why, for autonomy's sake, new learning processes are crucial to forge paths of progress that do not entail environmental degradation. Social criticism in general must not treat societies’ natural environments as a ceteris paribus assumption but as a much-changing condition of societal order.