{"title":"论 ZF 与从 Vλ+2 到 Vλ+2 的基本嵌入的一致性","authors":"Farmer Schlutzenberg","doi":"10.1142/s0219061324500132","DOIUrl":null,"url":null,"abstract":"<p>According to a theorem due to Kenneth Kunen, under ZFC, there is no ordinal <span><math altimg=\"eq-00004.gif\" display=\"inline\" overflow=\"scroll\"><mi>λ</mi></math></span><span></span> and nontrivial elementary embedding <span><math altimg=\"eq-00005.gif\" display=\"inline\" overflow=\"scroll\"><mi>j</mi><mo>:</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\"false\">+</mo><mn>2</mn></mrow></msub><mo>→</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\"false\">+</mo><mn>2</mn></mrow></msub></math></span><span></span>. His proof relied on the Axiom of Choice (AC), and no proof from ZF alone is has been discovered.</p><p><span><math altimg=\"eq-00006.gif\" display=\"inline\" overflow=\"scroll\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span> is the assertion, introduced by Hugh Woodin, that <span><math altimg=\"eq-00007.gif\" display=\"inline\" overflow=\"scroll\"><mi>λ</mi></math></span><span></span> is an ordinal and there is an elementary embedding <span><math altimg=\"eq-00008.gif\" display=\"inline\" overflow=\"scroll\"><mi>j</mi><mo>:</mo><mi>L</mi><mo stretchy=\"false\">(</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\"false\">+</mo><mn>1</mn></mrow></msub><mo stretchy=\"false\">)</mo><mo>→</mo><mi>L</mi><mo stretchy=\"false\">(</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\"false\">+</mo><mn>1</mn></mrow></msub><mo stretchy=\"false\">)</mo></math></span><span></span> with critical point <span><math altimg=\"eq-00009.gif\" display=\"inline\" overflow=\"scroll\"><mo><</mo><mi>λ</mi></math></span><span></span>. And <span><math altimg=\"eq-00010.gif\" display=\"inline\" overflow=\"scroll\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span><span></span> asserts that <span><math altimg=\"eq-00011.gif\" display=\"inline\" overflow=\"scroll\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span> holds for some <span><math altimg=\"eq-00012.gif\" display=\"inline\" overflow=\"scroll\"><mi>λ</mi></math></span><span></span>. The axiom <span><math altimg=\"eq-00013.gif\" display=\"inline\" overflow=\"scroll\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span><span></span> is one of the strongest large cardinals not known to be inconsistent with AC. It is usually studied assuming ZFC in the full universe <span><math altimg=\"eq-00014.gif\" display=\"inline\" overflow=\"scroll\"><mi>V</mi></math></span><span></span> (in which case <span><math altimg=\"eq-00015.gif\" display=\"inline\" overflow=\"scroll\"><mi>λ</mi></math></span><span></span> must be a limit ordinal), but we assume only ZF.</p><p>We prove, assuming ZF <span><math altimg=\"eq-00016.gif\" display=\"inline\" overflow=\"scroll\"><mo stretchy=\"false\">+</mo></math></span><span></span><span><math altimg=\"eq-00017.gif\" display=\"inline\" overflow=\"scroll\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span><span><math altimg=\"eq-00018.gif\" display=\"inline\" overflow=\"scroll\"><mo stretchy=\"false\">+</mo></math></span><span></span> “<span><math altimg=\"eq-00019.gif\" display=\"inline\" overflow=\"scroll\"><mi>λ</mi></math></span><span></span> is an even ordinal”, that there is a proper class transitive inner model <span><math altimg=\"eq-00020.gif\" display=\"inline\" overflow=\"scroll\"><mi>M</mi></math></span><span></span> containing <span><math altimg=\"eq-00021.gif\" display=\"inline\" overflow=\"scroll\"><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\"false\">+</mo><mn>1</mn></mrow></msub></math></span><span></span> and satisfying ZF <span><math altimg=\"eq-00022.gif\" display=\"inline\" overflow=\"scroll\"><mo stretchy=\"false\">+</mo></math></span><span></span><span><math altimg=\"eq-00023.gif\" display=\"inline\" overflow=\"scroll\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span><span><math altimg=\"eq-00024.gif\" display=\"inline\" overflow=\"scroll\"><mo stretchy=\"false\">+</mo></math></span><span></span> “there is an elementary embedding <span><math altimg=\"eq-00025.gif\" display=\"inline\" overflow=\"scroll\"><mi>k</mi><mo>:</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\"false\">+</mo><mn>2</mn></mrow></msub><mo>→</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\"false\">+</mo><mn>2</mn></mrow></msub></math></span><span></span>”; in fact we will have <span><math altimg=\"eq-00026.gif\" display=\"inline\" overflow=\"scroll\"><mi>k</mi></math></span><span></span> ⊆<span><math altimg=\"eq-00027.gif\" display=\"inline\" overflow=\"scroll\"><mi>j</mi></math></span><span></span>, where <span><math altimg=\"eq-00028.gif\" display=\"inline\" overflow=\"scroll\"><mi>j</mi></math></span><span></span> witnesses <span><math altimg=\"eq-00029.gif\" display=\"inline\" overflow=\"scroll\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span> in <span><math altimg=\"eq-00030.gif\" display=\"inline\" overflow=\"scroll\"><mi>M</mi></math></span><span></span>. This result was first proved by the author under the added assumption that <span><math altimg=\"eq-00031.gif\" display=\"inline\" overflow=\"scroll\"><msubsup><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\"false\">+</mo><mn>1</mn></mrow><mrow><mi>#</mi></mrow></msubsup></math></span><span></span> exists; Gabe Goldberg noticed that this extra assumption was unnecessary. If also <span><math altimg=\"eq-00032.gif\" display=\"inline\" overflow=\"scroll\"><mi>λ</mi></math></span><span></span> is a limit ordinal and <span><math altimg=\"eq-00033.gif\" display=\"inline\" overflow=\"scroll\"><mi>λ</mi></math></span><span></span>-DC holds in <span><math altimg=\"eq-00034.gif\" display=\"inline\" overflow=\"scroll\"><mi>V</mi></math></span><span></span>, then the model <span><math altimg=\"eq-00035.gif\" display=\"inline\" overflow=\"scroll\"><mi>M</mi></math></span><span></span> will also satisfy <span><math altimg=\"eq-00036.gif\" display=\"inline\" overflow=\"scroll\"><mi>λ</mi></math></span><span></span>-DC.</p><p>We show that ZFC <span><math altimg=\"eq-00037.gif\" display=\"inline\" overflow=\"scroll\"><mo stretchy=\"false\">+</mo></math></span><span></span> “<span><math altimg=\"eq-00038.gif\" display=\"inline\" overflow=\"scroll\"><mi>λ</mi></math></span><span></span> is even” <span><math altimg=\"eq-00039.gif\" display=\"inline\" overflow=\"scroll\"><mo stretchy=\"false\">+</mo></math></span><span></span><span><math altimg=\"eq-00040.gif\" display=\"inline\" overflow=\"scroll\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span> implies <span><math altimg=\"eq-00041.gif\" display=\"inline\" overflow=\"scroll\"><msup><mrow><mi>A</mi></mrow><mrow><mi>#</mi></mrow></msup></math></span><span></span> exists for every <span><math altimg=\"eq-00042.gif\" display=\"inline\" overflow=\"scroll\"><mi>A</mi><mo>∈</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\"false\">+</mo><mn>1</mn></mrow></msub></math></span><span></span>, but if consistent, this theory does not imply <span><math altimg=\"eq-00043.gif\" display=\"inline\" overflow=\"scroll\"><msubsup><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\"false\">+</mo><mn>1</mn></mrow><mrow><mi>#</mi></mrow></msubsup></math></span><span></span> exists.</p>","PeriodicalId":50144,"journal":{"name":"Journal of Mathematical Logic","volume":"32 1","pages":""},"PeriodicalIF":0.9000,"publicationDate":"2024-03-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"On the consistency of ZF with an elementary embedding from Vλ+2 into Vλ+2\",\"authors\":\"Farmer Schlutzenberg\",\"doi\":\"10.1142/s0219061324500132\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>According to a theorem due to Kenneth Kunen, under ZFC, there is no ordinal <span><math altimg=\\\"eq-00004.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>λ</mi></math></span><span></span> and nontrivial elementary embedding <span><math altimg=\\\"eq-00005.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>j</mi><mo>:</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\\\"false\\\">+</mo><mn>2</mn></mrow></msub><mo>→</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\\\"false\\\">+</mo><mn>2</mn></mrow></msub></math></span><span></span>. His proof relied on the Axiom of Choice (AC), and no proof from ZF alone is has been discovered.</p><p><span><math altimg=\\\"eq-00006.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span> is the assertion, introduced by Hugh Woodin, that <span><math altimg=\\\"eq-00007.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>λ</mi></math></span><span></span> is an ordinal and there is an elementary embedding <span><math altimg=\\\"eq-00008.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>j</mi><mo>:</mo><mi>L</mi><mo stretchy=\\\"false\\\">(</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\\\"false\\\">+</mo><mn>1</mn></mrow></msub><mo stretchy=\\\"false\\\">)</mo><mo>→</mo><mi>L</mi><mo stretchy=\\\"false\\\">(</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\\\"false\\\">+</mo><mn>1</mn></mrow></msub><mo stretchy=\\\"false\\\">)</mo></math></span><span></span> with critical point <span><math altimg=\\\"eq-00009.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mo><</mo><mi>λ</mi></math></span><span></span>. And <span><math altimg=\\\"eq-00010.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span><span></span> asserts that <span><math altimg=\\\"eq-00011.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span> holds for some <span><math altimg=\\\"eq-00012.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>λ</mi></math></span><span></span>. The axiom <span><math altimg=\\\"eq-00013.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn></mrow></msub></math></span><span></span> is one of the strongest large cardinals not known to be inconsistent with AC. It is usually studied assuming ZFC in the full universe <span><math altimg=\\\"eq-00014.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>V</mi></math></span><span></span> (in which case <span><math altimg=\\\"eq-00015.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>λ</mi></math></span><span></span> must be a limit ordinal), but we assume only ZF.</p><p>We prove, assuming ZF <span><math altimg=\\\"eq-00016.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mo stretchy=\\\"false\\\">+</mo></math></span><span></span><span><math altimg=\\\"eq-00017.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span><span><math altimg=\\\"eq-00018.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mo stretchy=\\\"false\\\">+</mo></math></span><span></span> “<span><math altimg=\\\"eq-00019.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>λ</mi></math></span><span></span> is an even ordinal”, that there is a proper class transitive inner model <span><math altimg=\\\"eq-00020.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>M</mi></math></span><span></span> containing <span><math altimg=\\\"eq-00021.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\\\"false\\\">+</mo><mn>1</mn></mrow></msub></math></span><span></span> and satisfying ZF <span><math altimg=\\\"eq-00022.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mo stretchy=\\\"false\\\">+</mo></math></span><span></span><span><math altimg=\\\"eq-00023.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span><span><math altimg=\\\"eq-00024.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mo stretchy=\\\"false\\\">+</mo></math></span><span></span> “there is an elementary embedding <span><math altimg=\\\"eq-00025.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>k</mi><mo>:</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\\\"false\\\">+</mo><mn>2</mn></mrow></msub><mo>→</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\\\"false\\\">+</mo><mn>2</mn></mrow></msub></math></span><span></span>”; in fact we will have <span><math altimg=\\\"eq-00026.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>k</mi></math></span><span></span> ⊆<span><math altimg=\\\"eq-00027.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>j</mi></math></span><span></span>, where <span><math altimg=\\\"eq-00028.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>j</mi></math></span><span></span> witnesses <span><math altimg=\\\"eq-00029.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span> in <span><math altimg=\\\"eq-00030.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>M</mi></math></span><span></span>. This result was first proved by the author under the added assumption that <span><math altimg=\\\"eq-00031.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msubsup><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\\\"false\\\">+</mo><mn>1</mn></mrow><mrow><mi>#</mi></mrow></msubsup></math></span><span></span> exists; Gabe Goldberg noticed that this extra assumption was unnecessary. If also <span><math altimg=\\\"eq-00032.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>λ</mi></math></span><span></span> is a limit ordinal and <span><math altimg=\\\"eq-00033.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>λ</mi></math></span><span></span>-DC holds in <span><math altimg=\\\"eq-00034.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>V</mi></math></span><span></span>, then the model <span><math altimg=\\\"eq-00035.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>M</mi></math></span><span></span> will also satisfy <span><math altimg=\\\"eq-00036.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>λ</mi></math></span><span></span>-DC.</p><p>We show that ZFC <span><math altimg=\\\"eq-00037.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mo stretchy=\\\"false\\\">+</mo></math></span><span></span> “<span><math altimg=\\\"eq-00038.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>λ</mi></math></span><span></span> is even” <span><math altimg=\\\"eq-00039.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mo stretchy=\\\"false\\\">+</mo></math></span><span></span><span><math altimg=\\\"eq-00040.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msub><mrow><mi>I</mi></mrow><mrow><mn>0</mn><mo>,</mo><mi>λ</mi></mrow></msub></math></span><span></span> implies <span><math altimg=\\\"eq-00041.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msup><mrow><mi>A</mi></mrow><mrow><mi>#</mi></mrow></msup></math></span><span></span> exists for every <span><math altimg=\\\"eq-00042.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><mi>A</mi><mo>∈</mo><msub><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\\\"false\\\">+</mo><mn>1</mn></mrow></msub></math></span><span></span>, but if consistent, this theory does not imply <span><math altimg=\\\"eq-00043.gif\\\" display=\\\"inline\\\" overflow=\\\"scroll\\\"><msubsup><mrow><mi>V</mi></mrow><mrow><mi>λ</mi><mo stretchy=\\\"false\\\">+</mo><mn>1</mn></mrow><mrow><mi>#</mi></mrow></msubsup></math></span><span></span> exists.</p>\",\"PeriodicalId\":50144,\"journal\":{\"name\":\"Journal of Mathematical Logic\",\"volume\":\"32 1\",\"pages\":\"\"},\"PeriodicalIF\":0.9000,\"publicationDate\":\"2024-03-16\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Mathematical Logic\",\"FirstCategoryId\":\"100\",\"ListUrlMain\":\"https://doi.org/10.1142/s0219061324500132\",\"RegionNum\":1,\"RegionCategory\":\"数学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"LOGIC\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Mathematical Logic","FirstCategoryId":"100","ListUrlMain":"https://doi.org/10.1142/s0219061324500132","RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"LOGIC","Score":null,"Total":0}
On the consistency of ZF with an elementary embedding from Vλ+2 into Vλ+2
According to a theorem due to Kenneth Kunen, under ZFC, there is no ordinal and nontrivial elementary embedding . His proof relied on the Axiom of Choice (AC), and no proof from ZF alone is has been discovered.
is the assertion, introduced by Hugh Woodin, that is an ordinal and there is an elementary embedding with critical point . And asserts that holds for some . The axiom is one of the strongest large cardinals not known to be inconsistent with AC. It is usually studied assuming ZFC in the full universe (in which case must be a limit ordinal), but we assume only ZF.
We prove, assuming ZF “ is an even ordinal”, that there is a proper class transitive inner model containing and satisfying ZF “there is an elementary embedding ”; in fact we will have ⊆, where witnesses in . This result was first proved by the author under the added assumption that exists; Gabe Goldberg noticed that this extra assumption was unnecessary. If also is a limit ordinal and -DC holds in , then the model will also satisfy -DC.
We show that ZFC “ is even” implies exists for every , but if consistent, this theory does not imply exists.
期刊介绍:
The Journal of Mathematical Logic (JML) provides an important forum for the communication of original contributions in all areas of mathematical logic and its applications. It aims at publishing papers at the highest level of mathematical creativity and sophistication. JML intends to represent the most important and innovative developments in the subject.