宪法作为集体身份的媒介

Lukáš Lev Červinka
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I argue that structural coupling between the state and the political people is the primary reason why we should be interested in the combined social systems theory–social imaginary approach as it provides us with the theoretical framework necessary to explore, and hopefully understand, how the state and the political people influence and shape each other, and, consequently, enables us to build the legitimacy of our modern democratic system of governance not on the illusion of unity of the state and the people but, quite the opposite, on their acknowledged division and interrelationship.\n However, it is vital to add that the main purpose of this Article is not to analyze one state and political people, and their constitutional and popular identities in their complexity as this would be beyond the possibility of one article, but to lay down the theoretical framework for such analysis using examples of various states and peoples. 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引用次数: 0

摘要

当我们思考宪法问题时,我们往往主要从合法性的规范视角来看待它们,而忘记了宪法的社会意义及其生活。即使我们从更多的社会法律视角来研究宪法,我们通常也只是将其与国家联系在一起。这种对宪法的理解不仅是法律科学中以国家为中心的方法的遗产,也是制度方法的遗产,尤其是在政治科学中。它塑造了我们对宪法的理解,即宪法是对国家制度框架和政治行为的法律规定。此外,自由主义传统迫使我们将宪法视为约束国家权力、确保个人权利和自由的工具,即自由法治的工具。然而,正如我在本文中所论述的,宪法不仅是塑造国家集体身份的一种非常强大、潜在有效的方式,也是塑造政治人物集体身份的一种非常强大、潜在有效的方式。因此,不应将宪法理解为限制因素,而应将其理解为表达集体经验、自我认识、目标、梦想和恐惧的媒介,换言之,即表达集体想象力的媒介。为此,我将在本文第一部分讨论将国家和政治人物概念化为自生组织系统的重要性以及这种概念化的后果。也就是说,国家和政治人物实际上都是封闭运作的组织,完全由其集体想象的表述--即决定--所界定。因此,宪法只是可能的决定之一,但却是最具影响力的决定之一。在第二部分,我将以捷克共和国及其 1992 年宪法为例,讨论宪法作为国家组织系统的法律决定的性质。捷克的例子将说明宪法如何阐明国家成员的宪法想象,如何阐明对国家宪法身份的理解,同时又如何塑造国家宪法身份。此外,捷克的例子将向我们展示宪法与 "它的 "人民之间的明确划分;换言之,制定或通过宪法的不是人民,宪法也不是对政治人民的集体身份或其性质的表述。事实上,国家与政治人民之间的这种区别是社会系统理论处理国家和政治人民的关键论据之一,因为它不仅使我们能够区分这两种现象,而且,也许更重要的是,使我们能够从概念上理解它们之间的相互关系--结构耦合--正如我稍后要解释的那样。本文第三部分的重点是宪法如何通过被大众想象挪用为文化产品来塑造政治人民的大众身份。我将讨论政治人民如何将宪法作为一种文化产品加以占有,并通过这种占有表达其自我理解--也就是说,宪法如何转化为政治人民组织系统的运作,并成为其交流,即其决策。然而,尽管每一个现代国家也通过宪法来表达其宪法身份,但并非每一个政治民族都会挪用与之耦合的国家的宪法。有些政治民族(如捷克)并不通过宪法来表达其人民身份。因此,我们将以与 1948 年意大利宪法有着密切联系的意大利政治民族为例,说明宪法的文化挪用问题。国家与政治人物处于一种结构耦合状态,它们不断地相互刺激-影响。我认为,国家与政治人物之间的结构耦合是我们应该对社会系统理论--社会想象相结合的方法感兴趣的主要原因,因为它为我们提供了必要的理论框架,以探索并希望理解国家与政治人物是如何相互影响和塑造的,从而使我们能够将现代民主治理制度的合法性建立在国家与人民的统一假象之上,而不是相反,建立在它们公认的分裂和相互关系之上。然而,必须补充的是,本文的主要目的不是分析一个国家和一个政治民族及其宪法和人民身份的复杂性,因为这不是一篇文章所能完成的,而是利用不同国家和民族的例子为这种分析奠定理论框架。
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Constitutions as Mediums of Collective Identities
When we think about constitutions, we tend to see them predominantly through the normative lens of legality, forgetting about the social implications of constitutions and the lives thereof. And even when we do study them from a more socio–legal perspective, we usually associate them solely with the state. This understanding of constitutions is the legacy of not only a state–centric approach in legal science but also of an institutional approach, particularly in political science. It shapes our understanding of constitutions as legal regulations of an institutional framework of the state and the conduct of politics. Moreover, the liberal tradition compels us to see constitutions as tools to restrain the power of the state and ensure the rights and liberties of individuals; that is, as tools of the liberal rule of law. However, as I argue in this Article, constitutions are a very powerful, and potentially effective, way of shaping the collective identities of not only the state but also of the political people. Therefore, they should be understood not so much as factors of restriction but as mediums for the articulation of collective experiences, self–understanding, goals, dreams, and fears—in other words, articulations of collective imaginaries. For this purpose, I shall discuss in the first part of this Article the importance of conceptualizing the state and the political people as autopoietic organizational systems and the consequences of such conceptualization. That is, both the state and the political people are, in fact, operationally closed organizations defined solely by the articulation of their collective imaginaries—by the decisions. In this way, constitutions are only one of the possible decisions and nevertheless one of the most influential. In the second part, I shall discuss the nature of constitutions as law decisions of the organizational system of the state with the example of the Czech Republic and its 1992 Constitution. The Czech example will demonstrate how the constitution articulates the constitutional imaginary of the membership of the state, how it articulates the understanding of the state’s constitutional identity, and, at the same time, shapes it. Moreover, the Czech example will show us the clear division between the constitution and “its” people; in other words, that it is not the people who makes or adopts constitutions, nor is the constitution an articulation of the political people’s collective identity or its nature. This distinction between the state and the political people is, in fact, one of the crucial arguments for the social systems theory approach to both the state and the political people as it enables us to not only distinguish between those two phenomena but also, and perhaps more importantly, to conceptualize their interrelationship—structural coupling—as I shall explain shortly. The third part of this Article focuses on how the constitution can shape the popular identity of the political people by being appropriated as a cultural product by the popular imaginary. I shall discuss how the political people can appropriate the constitution as a cultural product and, through such appropriation, express its self–understanding—that is, how the constitution can be translated into the operation of the organizational system of the political people and become its communication, that is, its decision. However, whereas every modern state expresses its constitutional identity also through its constitution, not every political people appropriates the constitution of the state with which it is coupled. There are political peoples, such as the Czech one, which do not appropriate the constitutions to express their popular identities. Thus, the cultural appropriation of the constitution will be demonstrated through the example of the Italian political people, which has a strong connection with the Italian Constitution of 1948. The state and the political people are locked in a state of structural coupling, they irritate—influence—each other constantly. I argue that structural coupling between the state and the political people is the primary reason why we should be interested in the combined social systems theory–social imaginary approach as it provides us with the theoretical framework necessary to explore, and hopefully understand, how the state and the political people influence and shape each other, and, consequently, enables us to build the legitimacy of our modern democratic system of governance not on the illusion of unity of the state and the people but, quite the opposite, on their acknowledged division and interrelationship. However, it is vital to add that the main purpose of this Article is not to analyze one state and political people, and their constitutional and popular identities in their complexity as this would be beyond the possibility of one article, but to lay down the theoretical framework for such analysis using examples of various states and peoples. Therefore, the two cases used in this Article have been chosen for their capacity to demonstrate the various ways in which the constitution shape either constitutional or popular identity in the most simple and succinct way possible.
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