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The Odious Debt Doctrine: The Equitable Rule 恶债理论:公平规则
Pub Date : 2024-05-20 DOI: 10.1017/glj.2024.21
Mauro Megliani
The odious debt doctrine was envisaged by the Russian jurist Alexander Sack as an exception to the passing rule of a debt in case of state and government succession. An analysis of the practice indicates that this exception was often accompanied by some equitable solution. Although the 1983 Vienna Convention did not acknowledge the doctrine, the equitable distribution of assets and liabilities as a method of settling disputes may allow an application of the doctrine in disguise. This equitable method of settling could come into play if the doctrine found application beyond the strict boundaries of state succession. Such a step would imply the formalization of the doctrine in national legislation, with the result that a loan agreement tainted with odiousness would be illegal and unenforceable. Nevertheless, in common law countries, the laws of which usually govern financial transactions, a claim for recovering what transferred under an illegal contract could be denied based on public policy considerations. This denial of restitution would refrain these countries, traditionally sensitive to creditors’ rights, from acknowledging the doctrine in their legal systems. To overcome this impasse, the formalization of the doctrine should include an equitable approach based on the benefit for the population. This equitable approach would reflect the practice of state and government succession on which the doctrine is usually grounded.
可憎债务学说是俄国法学家亚历山大-萨克(Alexander Sack)作为国家和政府继承情况下债务转移规则的一个例外而提出的。对实践的分析表明,这种例外往往伴随着某种衡平法解决办法。虽然 1983 年《维也纳公约》没有承认这一原则,但公平分配资产和债务作为解决争端的一种方法,可能允许变相适用这一原则。如果该理论的适用范围超出了国家继承的严格界限,这种公平的解决方法就会发挥作用。这样做意味着在国家立法中将该理论正式化,其结果是带有丑恶色彩的贷款协议将是非法和不可执行的。然而,在普通法国家(其法律通常管辖金融交易),基于公共政策的考虑,可以拒绝收回根据非法合同转让的财产的要求。这种拒绝恢复原状的做法会使这些传统上对债权人权利十分敏感的国家不愿在其法律体系中承认这一理论。为了打破这一僵局,该理论的正式化应包括一种基于人民利益的公平方法。这种公平的方法将反映国家和政府继承的实践,而这正是该理论的基础。
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引用次数: 0
Crime and Sanctions: Beyond Sanctions as a Foreign Policy Tool – ERRATUM 犯罪与制裁:超越制裁这一外交政策工具 - ERRATUM
Pub Date : 2024-04-18 DOI: 10.1017/glj.2024.13
Anton Moiseienko
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引用次数: 0
Trust and the Exchange of EU Classified Information: The Example of Absolute Originator Control Impeding Joint Parliamentary Scrutiny at Europol 信任与欧盟机密信息交流:欧洲刑警组织绝对发起人控制阻碍议会联合审查的实例
Pub Date : 2024-04-05 DOI: 10.1017/glj.2023.104
Sofiya Kartalova
The absolute implementation of the originator control principle (‘absolute originator control’) allows the EU Member States’ national intelligence services to block the access of the European Parliament to confidential information necessary for the effective exercise of joint parliamentary scrutiny at Europol. This research paper will demonstrate that this is a flawed practice in need of urgent reform, since it violates some of the basic tenets of EU constitutional law enshrined in Article 13 TEU and Article 9 TEU. This legal problem is reframed with the help of trust theory, which reveals that absolute originator control causes the Union to be confronted with a constitutional dilemma that is irresolvable in the EU legal order: the Union is revealed to be a trustee to two trustors – the EU Member States and the EU citizens; to protect the interests of one trustor, the Union would necessarily have to betray the trust of the other trustor.
绝对执行发端人控制原则("绝对发端人控制")允许欧盟成员国的国家情报部门阻止欧洲议会获取欧洲刑警组织有效进行议会联合审查所需的机密信息。本研究论文将证明,这种做法存在缺陷,亟需改革,因为它违反了《欧盟运作条约》(TEU)第 13 条和《欧盟运作条约》(TEU)第 9 条所规定的欧盟宪法的一些基本原则。该理论揭示了绝对的发起人控制会使欧盟面临一个在欧盟法律秩序中无法解决的宪法困境:欧盟被揭示为两个受托人(欧盟成员国和欧盟公民)的受托人;为了保护一个受托人的利益,欧盟必然要背叛另一个受托人的信任。
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引用次数: 0
Trust and the Procedural Requirements of Article 7(2) TEU: When More than One Bad Apple Spoils the Barrel 信任与《欧盟贸易协定》(TEU)第 7(2)条的程序要求:当不止一个坏苹果坏了一桶水时
Pub Date : 2024-04-05 DOI: 10.1017/glj.2023.118
Sofiya Kartalova
This article discusses a currently hypothetical, but increasingly more likely, situation where Article 7(2) TEU is activated against more than one backsliding Member State at the same time. To prevent the offending Member States from teaming up to block the sanction mechanism, an extension of the exclusion from voting in Article 354 TFEU beyond “the Member State in question” is likely to be considered by the CJEU. However, such a use of this mechanism is contrary to the effet utile of Article 7 TEU, if interpreted in the context of trust. This interdisciplinary study uses insights from trust theory to demonstrate that the outcome will inevitably be further distrust and fragmentation between the EU and its Member States. This is why Article 7(2) TEU is not meant to be (and ought not to be) used against more than one Member State at the same time in this manner. This impression is reinforced considering that the existing legal solutions for implementing the extension of the exclusion from voting under Article 354 TFEU violate general principles of EU law and will therefore cause further distrust and fragmentation.
本文讨论的是目前假设的、但可能性越来越大的一种情况,即《欧盟运作条约》(TEU)第 7(2)条同时针对一个以上的后退成员国启动。为防止违规成员国联手阻挠制裁机制,欧盟法院可能会考虑将《欧盟运作条约》第 354 条中的表决权排除范围扩大至 "相关成员国 "之外。然而,如果从信任的角度来解释,这种机制的使用有悖于《欧盟条约》第 7 条的效用(effectet utile)。本跨学科研究利用信任理论的洞察力证明,其结果必然是欧盟与其成员国之间的进一步不信任和分裂。这就是为什么《欧盟条约》第 7(2)条不应该(也不应该)以这种方式同时针对一个以上的成员国。考虑到根据《欧盟运作条约》(TFEU)第 354 条扩大投票权排除范围的现有法律解决方 案违反了欧盟法律的一般原则,并将因此造成进一步的不信任和分裂,这种印象更加强烈。
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引用次数: 0
Balancing Interests: Criminal Proceedings & Private Life Interference Under Martial Law in Ukraine 平衡利益:乌克兰戒严法下的刑事诉讼与私人生活干预
Pub Date : 2024-04-03 DOI: 10.1017/glj.2024.12
Oleksandr Babikov, Valerii Bozhyk, Olena I. Bugera, Serhii H. Kyrenko, Maksym Viunyk
The purpose of the Article is to analyze and compare certain aspects which define the limits of permissible interference with a person's private life in the legislation of Ukraine and other countries of the world in terms of ensuring the balance of interests of participants in criminal proceedings during covert measures to obtain information related to interference with a person’s private life. The Article uses general scientific and special research methods, in particular comparative legal, scientific categories, definitions and approaches, formal dogmatic (legal), dialectical. On the basis of the conducted research, generalized conclusions were made regarding general trends in the field of reforming the legal regulation of special measures for covertly obtaining information, and ways of their improvement. The forms and methods of departmental, judicial, and public control over the covert activities of law enforcement agencies have been determined separately, and the influence of terrorist threats and military actions on ensuring the balance of interests of participants in criminal proceedings has been investigated. According to the results of the research, ways of solving problematic issues of the regulation of criminal procedural legislation have been determined in order to ensure the balance of the interests of the participants in criminal proceedings during the organization, conduct, recording, storage, and use of the results of covert information-gathering activities. A comparative analysis of the ways of solving a number of legal regulation issues in the field of the use of informal forms of obtaining information, the determination of different approaches to the separation of departmental, judicial, and public control is being carried out for the first time and will provide a comprehensive and systematic approach to the improvement of legislation in the specified field in the conditions of martial law or during anti-terrorist activities.
本文旨在分析和比较乌克兰和世界其他国家在采取秘密措施获取与干涉个人私生活有关的信息时,在确保刑事诉讼参与者利益平衡方面,在立法中规定允许干涉个人私生活的限度的某些方面。本文采用一般科学和特殊研究方法,特别是比较法律、科学分类、定义和方法、正式教条(法律)、辩证法。在研究的基础上,就秘密获取信息特别措施的法律规范改革领域的总体趋势及其改进方式得出了概括性结论。分别确定了部门、司法和公众对执法机构秘密活动的控制形式和方法,并调查了恐怖威胁和军事行动对确保刑事诉讼参与者利益平衡的影响。根据研究结果,确定了解决刑事诉讼立法规范问题的方法,以确保在组织、进行、记录、储存和使用秘密信息收集活动成果时,平衡刑事诉讼参与者的利益。首次对利用非正式形式获取信息领域的若干法律规范问题的解决方式进行了比较分析,确定了部门、司法和公共控制分离的不同方法,这将为在戒严条件下或反恐活动期间改进特定领域的立法提供全面系统的方法。
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引用次数: 0
Deviating from the Norm? The Pregnant Body in Scandinavian Health Law 偏离常规?斯堪的纳维亚卫生法中的孕妇身体
Pub Date : 2024-04-03 DOI: 10.1017/glj.2024.11
Katharina Ó Cathaoir
This article explores how the political ideal of data interacts with the legal entitlement of autonomy in the care of pregnant people guided by feminist theory and critical approaches to data. Using Scandinavian legislation and administrative practice, it analyses how the presence or absence of data, namely scientific evidence, interacts with pregnant people’s legal autonomy in healthcare. Data –particularly scientific evidence - is shown as something that is not neutral but open to interpretation and misappropriation. First, administrative complaints illustrate that not only a lack of scientific studies on pregnant people but also patriarchal attitudes have implications for care. Second, Scandinavian legislation authorizes the involuntary detention of pregnant drug users despite an absence of evidence supporting such drastic actions. Third, complaints bodies are found to frame injury to pregnant bodies as a natural consequence of birth, despite clear evidence as to the duties of healthcare professionals in preventing harm. A relational approach that sees the pregnant body and fetus as integrated though quintessentially unequal is needed. Evidence is not the only answer; an approach that recognizes the dignity of pregnant people must be central. This requires eliminating coercion, recognizing the pregnant patient as the decision maker in healthcare choices and prizing the birthing patient’s voice as a valuable data source.
本文以女权主义理论和数据批判方法为指导,探讨了数据的政治理想如何与孕妇在医疗保健中的法定自主权相互作用。文章利用斯堪的纳维亚的立法和行政实践,分析了数据(即科学证据)的存在与否如何与孕妇在医疗保健中的法定自主权相互作用。数据--尤其是科学证据--并不是中立的,而是可以被解释和挪用的。首先,行政投诉表明,不仅缺乏对孕妇的科学研究,而且重男轻女的态度也会对护理产生影响。其次,斯堪的纳维亚立法授权对怀孕的吸毒者进行非自愿拘留,尽管没有证据支持这种极端行为。第三,尽管有明确的证据表明医护人员有责任防止伤害,但投诉机构却将对孕妇身体的伤害归结为分娩的自然后果。我们需要一种将孕妇和胎儿视为一体的关系方法,尽管两者本质上是不平等的。证据不是唯一的答案;承认孕妇尊严的方法必须成为核心。这就需要消除胁迫,承认孕妇是医疗保健选择的决策者,并将分娩患者的声音作为宝贵的数据来源。
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引用次数: 0
Fundamental Rights and Limited Possibilities: The Proviso of the Possible in European Fundamental Rights Doctrine 基本权利与有限的可能性:欧洲基本权利理论中的可能性条款
Pub Date : 2024-03-26 DOI: 10.1017/glj.2023.114
Lino Munaretto
Fundamental rights to positive state action are costly. An allocation in favor of one individual rightsholder always results in lower allocations in favor of others. The dominant approach in fundamental rights doctrine assumes these conflicts can be resolved judicially by balancing competing rights and other public needs. In practice, carrying out an in-depth balancing in resource allocation cases proves challenging but constitutional courts developed different strategies and concepts to deal with costly rights. The European Court of Human Rights applies a “wide” margin of appreciation and requires that positive state obligations do “not impose an impossible or disproportionate burden on the authorities.” Following the German Federal Constitutional Court, several constitutional courts have applied a concept known as the “proviso of the possible.” The proviso of the possible constrains positive rights and results in a wide margin of discretion granted to political authorities. This article attempts to investigate the specific meaning of the “proviso of the possible” in the context of European fundamental rights law by comparing it against alternative doctrinal concepts. The investigation aims to identify common legal principles and methods to deal with fundamental rights conflicts over scarce public resources.
国家积极行动的基本权利是要付出代价的。有利于某个权利人的分配总是会导致有利于其他人的分配减少。基本权利理论中的主流方法假定,这些冲突可以通过平衡相互竞争的权利和其他公共需求来解决。在实践中,在资源分配案件中进行深入平衡具有挑战性,但宪法法院制定了不同的策略和概念来处理代价高昂的权利。欧洲人权法院适用 "宽泛的 "判断余地,要求积极的国家义务 "不给当局造成不可能或不相称的负担"。继德国联邦宪法法院之后,一些宪法法院也采用了一种被称为 "可能但书 "的概念。可能的但书 "限制了积极权利,导致政治当局有很大的自由裁量权。本文试图通过将 "可能的但书 "与其他理论概念进行比较,探究 "可能的但书 "在欧洲基本权利法中的具体含义。调查的目的是确定共同的法律原则和方法,以处理因稀缺的公共资源而产生的基本权利冲突。
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引用次数: 0
Constitutions as Mediums of Collective Identities 宪法作为集体身份的媒介
Pub Date : 2024-03-21 DOI: 10.1017/glj.2024.8
Lukáš Lev Červinka
When we think about constitutions, we tend to see them predominantly through the normative lens of legality, forgetting about the social implications of constitutions and the lives thereof. And even when we do study them from a more socio–legal perspective, we usually associate them solely with the state. This understanding of constitutions is the legacy of not only a state–centric approach in legal science but also of an institutional approach, particularly in political science. It shapes our understanding of constitutions as legal regulations of an institutional framework of the state and the conduct of politics. Moreover, the liberal tradition compels us to see constitutions as tools to restrain the power of the state and ensure the rights and liberties of individuals; that is, as tools of the liberal rule of law. However, as I argue in this Article, constitutions are a very powerful, and potentially effective, way of shaping the collective identities of not only the state but also of the political people. Therefore, they should be understood not so much as factors of restriction but as mediums for the articulation of collective experiences, self–understanding, goals, dreams, and fears—in other words, articulations of collective imaginaries. For this purpose, I shall discuss in the first part of this Article the importance of conceptualizing the state and the political people as autopoietic organizational systems and the consequences of such conceptualization. That is, both the state and the political people are, in fact, operationally closed organizations defined solely by the articulation of their collective imaginaries—by the decisions. In this way, constitutions are only one of the possible decisions and nevertheless one of the most influential. In the second part, I shall discuss the nature of constitutions as law decisions of the organizational system of the state with the example of the Czech Republic and its 1992 Constitution. The Czech example will demonstrate how the constitution articulates the constitutional imaginary of the membership of the state, how it articulates the understanding of the state’s constitutional identity, and, at the same time, shapes it. Moreover, the Czech example will show us the clear division between the constitution and “its” people; in other words, that it is not the people who makes or adopts constitutions, nor is the constitution an articulation of the political people’s collective identity or its nature. This distinction between the state and the political people is, in fact, one of the crucial arguments for the social systems theory approach to both the state and the political people as it enables us to not only distinguish between those two phenomena but also, and perhaps more importantly, to conceptualize their interrelationship—structural coupling—as I shall explain shortly. The third part of this Article focuses on how the constitution can shape the popular identity of the political people b
当我们思考宪法问题时,我们往往主要从合法性的规范视角来看待它们,而忘记了宪法的社会意义及其生活。即使我们从更多的社会法律视角来研究宪法,我们通常也只是将其与国家联系在一起。这种对宪法的理解不仅是法律科学中以国家为中心的方法的遗产,也是制度方法的遗产,尤其是在政治科学中。它塑造了我们对宪法的理解,即宪法是对国家制度框架和政治行为的法律规定。此外,自由主义传统迫使我们将宪法视为约束国家权力、确保个人权利和自由的工具,即自由法治的工具。然而,正如我在本文中所论述的,宪法不仅是塑造国家集体身份的一种非常强大、潜在有效的方式,也是塑造政治人物集体身份的一种非常强大、潜在有效的方式。因此,不应将宪法理解为限制因素,而应将其理解为表达集体经验、自我认识、目标、梦想和恐惧的媒介,换言之,即表达集体想象力的媒介。为此,我将在本文第一部分讨论将国家和政治人物概念化为自生组织系统的重要性以及这种概念化的后果。也就是说,国家和政治人物实际上都是封闭运作的组织,完全由其集体想象的表述--即决定--所界定。因此,宪法只是可能的决定之一,但却是最具影响力的决定之一。在第二部分,我将以捷克共和国及其 1992 年宪法为例,讨论宪法作为国家组织系统的法律决定的性质。捷克的例子将说明宪法如何阐明国家成员的宪法想象,如何阐明对国家宪法身份的理解,同时又如何塑造国家宪法身份。此外,捷克的例子将向我们展示宪法与 "它的 "人民之间的明确划分;换言之,制定或通过宪法的不是人民,宪法也不是对政治人民的集体身份或其性质的表述。事实上,国家与政治人民之间的这种区别是社会系统理论处理国家和政治人民的关键论据之一,因为它不仅使我们能够区分这两种现象,而且,也许更重要的是,使我们能够从概念上理解它们之间的相互关系--结构耦合--正如我稍后要解释的那样。本文第三部分的重点是宪法如何通过被大众想象挪用为文化产品来塑造政治人民的大众身份。我将讨论政治人民如何将宪法作为一种文化产品加以占有,并通过这种占有表达其自我理解--也就是说,宪法如何转化为政治人民组织系统的运作,并成为其交流,即其决策。然而,尽管每一个现代国家也通过宪法来表达其宪法身份,但并非每一个政治民族都会挪用与之耦合的国家的宪法。有些政治民族(如捷克)并不通过宪法来表达其人民身份。因此,我们将以与 1948 年意大利宪法有着密切联系的意大利政治民族为例,说明宪法的文化挪用问题。国家与政治人物处于一种结构耦合状态,它们不断地相互刺激-影响。我认为,国家与政治人物之间的结构耦合是我们应该对社会系统理论--社会想象相结合的方法感兴趣的主要原因,因为它为我们提供了必要的理论框架,以探索并希望理解国家与政治人物是如何相互影响和塑造的,从而使我们能够将现代民主治理制度的合法性建立在国家与人民的统一假象之上,而不是相反,建立在它们公认的分裂和相互关系之上。然而,必须补充的是,本文的主要目的不是分析一个国家和一个政治民族及其宪法和人民身份的复杂性,因为这不是一篇文章所能完成的,而是利用不同国家和民族的例子为这种分析奠定理论框架。
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引用次数: 0
Constitutionalizing Mass Surveillance in the EU: Civil Society Demands, Judicial Activism, and Legislative Inertia 欧盟大规模监控的宪法化:公民社会的要求、司法能动性和立法惰性
Pub Date : 2024-03-12 DOI: 10.1017/glj.2023.105
Edoardo Celeste, Giulia Formici
Despite the shock provoked by the Snowden revelations, mass surveillance is still a reality in the EU. However, over the past few years, it has been possible to observe a gradual constitutionalization of these practices. This Article maps the ongoing process of progressively defining the constitutional limits and societal affordances of mass surveillance in the EU by focusing on the three main actors who contribute to it. First, this Article presents civil society as the propeller of this trend. Civil society not only advocated for a ban on general surveillance systems in the aftermath of the Snowden revelations, but also promoted a series of strategic litigations to challenge state surveillance practices at national and EU levels. Second, it analyses CJEU case law as the main constitutionalizing engine of this process. The Court pragmatically ascertained that an absolute prohibition of mass surveillance did not appear to be a realistic solution and put significant effort into actively defining the legal boundaries of these practices by striving to find an equilibrium between Member State interests and citizens’ fundamental rights. Third, it considers the approaches taken by national legislators to be a slowing factor. States are still reluctant to incorporate the constitutional standards progressively developed by courts despite the now significant body of judicially created parameters in the field.
尽管斯诺登的爆料引发了震惊,但大规模监控在欧盟仍然是一个现实。然而,在过去几年中,我们可以观察到这些做法正在逐步宪法化。本文通过重点关注欧盟大规模监控的三个主要参与者,描绘了欧盟逐步界定大规模监控的宪法限制和社会承受能力的持续过程。首先,本文认为民间社会是这一趋势的推动者。斯诺登事件曝光后,公民社会不仅倡导禁止一般监控系统,还推动了一系列战略性诉讼,在国家和欧盟层面挑战国家监控行为。其次,报告分析了欧盟法院的判例法,认为它是这一进程的主要宪法化引擎。法院以务实的态度确定绝对禁止大规模监控似乎不是一个现实的解决方案,并投入大量精力积极界定这些做法的法律界限,努力在成员国利益和公民基本权利之间找到平衡点。第三,它认为各国立法者采取的方法是一个减缓因素。尽管在这一领域已经有了大量的司法参数,但各国仍然不愿意采纳法院逐步制定的宪法标准。
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引用次数: 0
Holding the Taliban Accountable for Gender Persecution: The Search for New Accountability Paradigms under International Human Rights Law, International Criminal Law and Women, Peace, and Security 追究塔利班对性别迫害的责任:根据国际人权法、国际刑法以及妇女、和平与安全寻求新的问责范式
Pub Date : 2024-03-06 DOI: 10.1017/glj.2023.113
Rangita de Silva de Alwis
In this paper, I will examine the legal standards of gender persecution and the evolving descriptor gender apartheid as a way to describe the status of women in Afghanistan. The paper also examines other complementary forms of legal accountability procedures to vindicate Afghan women’s rights and hold perpetrators accountable under crimes against humanity. Although the current locus of the paper is focused on Afghan women, it has larger implications for all other crimes of gender persecution.
在本文中,我将研究性别迫害的法律标准和不断演变的性别隔离描述,以此来描述阿富汗 妇女的地位。本文还将研究其他补充形式的法律问责程序,以维护阿富汗妇女的权利,并根据危害人类 罪追究犯罪者的责任。尽管本文目前的重点是阿富汗妇女,但它对所有其他性别迫害罪行都有更大的影响。
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引用次数: 0
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