全国跨学科研究伦理与诚信研究:爱沙尼亚的方法和结果

Kadri Simm, Mari-Liisa Parder, Anu Tammeleht, Kadri Lees
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摘要

虽然有关研究伦理与诚信的实证研究越来越常见,但针对全国范围的研究却寥寥无几,而中欧和东欧目前的研究成果更是少之又少。本文介绍了爱沙尼亚首次全国性研究诚信调查的结果,调查对象包括爱沙尼亚所有从事研究的组织,涵盖所有学科和所有经验水平。爱沙尼亚开发并开展了一项基于网络的调查,并向所有获得认证的爱沙尼亚研究机构发出了调查呼吁。结果表明,绝大多数受访者(89%)认为研究伦理和诚信问题非常重要,并将篡改、捏造和剽窃(FFPs)视为最严重的不当行为。受访者自我报告的篡改、捏造和剽窃率与其他研究中公布的水平(6.2%)基本相当。馈赠作者身份(41%)和妨碍同事工作(32%)是同事间最常见的问题行为。与此同时,两种被注意到的有问题的研究行为(QRP)--"萨拉米切片 "和滥用研究经费--被认为不太严重,这暗示着职业晋升规则和经费政策等结构性因素可能会鼓励反规范的存在。研究伦理和诚信准则的可用性被认为是好的。文章讨论了在一个非常小的研究群体中研究潜在的污名化数据所涉及的伦理问题,并通过反规范和规范失调框架对结果进行了分析。
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National cross-disciplinary research ethics and integrity study: methodology and results from Estonia
While empirical studies of research ethics and integrity are increasingly common, few have aimed at national scope, and even fewer at current results from Central and Eastern Europe. This article introduces the results of the first national research integrity survey in Estonia, which included all research-performing organisations in Estonia, was inclusive of all disciplines and all levels of experience. A web-based survey was developed and carried out in Estonia with a call sent to all accredited Estonian research institutions. The results indicate that the vast majority (89%) of respondents consider research ethics and integrity issues important and view falsification, fabrication, and plagiarism (FFPs) as the most severe forms of misconduct. Self-reporting of FFPs is generally comparable to levels published in other studies (6.2%). Gift authorship (41%) and hampering the work of a colleague (32%) were problematic practices most noticed among colleagues. At the same time, two of the noticed questionable research practices (QRPs) – salami-slicing and misuse of research funding – were seen as less severe, hinting at the existence of counter-norms that career advancement rules and structural factors like funding policies may encourage. The availability of research ethics and integrity guidelines was considered good. Ethical aspects of studying potentially stigmatising data in a very small research community are discussed in the article and results are analysed through counter-norms and normative dissonance frames.
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