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Conceptualizing dual use: A multidimensional approach 双重用途的概念化:多维方法
Pub Date : 2024-06-16 DOI: 10.1177/17470161241261466
Martin Hähnel
The problem of dual use is characterized by a wide range of activities or types of research and technology utilization. In this article, I explore the phenomenon of dual use in several steps to make it accessible for ethical inquiries: first, I examine the phenomenon in more detail; is it a genuine property of technologies and methods, a fundamental problem for research ethics, or a specific precondition for trade-off situations? Second, I show that various factors contribute to a certain good becoming a real dual use good. Third, I propose to develop a three-dimensional classification and evaluation system for dual use risks.
双重用途问题的特点是研究和技术利用的活动或类型多种多样。在本文中,我将分几个步骤探讨双重用途现象,使之便于进行伦理探究:首先,我将更详细地研究这一现象;它是技术和方法的真正属性,还是研究伦理的基本问题,抑或是权衡情况下的特定前提条件?其次,我将说明各种因素会促使某种物品成为真正的两用物品。第三,我建议为双重用途风险建立一个三维分类和评估系统。
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引用次数: 0
Applying Ethics in the Handling of Dual Use Research: The Case of Germany 在处理双重用途研究中应用伦理:德国案例
Pub Date : 2024-06-10 DOI: 10.1177/17470161241261044
Una Jakob, Felicitas Kraemer, Florian Kraus, Thomas Lengauer
With regard to the handling of dual use research, the dominant approach in Germany aimed at mitigating dual use risks emphasizes the freedom of research and the strengthening of academic self-regulation. This article presents this approach as one example for a framework for handling security-relevant research, underlines the need for awareness-raising about risks of security-relevant research, and, more generally, highlights some of the dilemmas researchers and legislators face when dealing with security-relevant research. The article furthermore presents the key questions developed by the German Joint Committee on the Handling of Security-Relevant Research to provide guidance for researchers and institutions when they address possible research of concern. It applies these key questions in a case study of a well-publicized experiment in which artificial intelligence and drug discovery technologies were used to determine their dual use potential in identifying highly toxic chemical substances. Moreover, it discusses the utility of the framework applied in Germany and concludes that this approach is practicable. Given the strong emphasis on the researchers’ own responsibility, however, awareness of dual use risks and risk mitigation strategies should be further enhanced and an academic culture of responsible handling of security-relevant research should be promoted.
在处理双重用途研究方面,德国旨在降低双重用途风险的主流方法强调研究自由和加强学术自律。本文以这种方法为例,介绍了处理安全相关研究的框架,强调了提高对安全相关研究风险的认识的必要性,并更广泛地强调了研究人员和立法者在处理安全相关研究时面临的一些困境。此外,文章还介绍了德国处理安全相关研究联合委员会提出的关键问题,为研究人员和机构处理可能存在的相关研究提供指导。文章将这些关键问题应用于一个广为人知的实验案例研究中,在该实验中,人工智能和药物发现技术被用于确定其在识别剧毒化学物质方面的双重用途潜力。此外,报告还讨论了德国采用的框架的实用性,并得出结论认为这种方法是切实可行的。然而,鉴于对研究人员自身责任的大力强调,应进一步提高对双重用途风险和风险缓解战略的认识,并促进负责任地处理安全相关研究的学术文化。
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引用次数: 0
Between urgency and data quality: assessing the FAIRness of data in social science research on the COVID-19 pandemic 在紧迫性与数据质量之间:评估 COVID-19 大流行病社会科学研究数据的 FAIR 性
Pub Date : 2024-06-05 DOI: 10.1177/17470161241257575
Veronika Batzdorfer, Wolfgang Zenk-Möltgen, Laura Young, Alexia Katsanidou, Johannes Breuer, Libby Bishop
Balancing speed and quality during crises pose challenges for ensuring the value and utility of data in social science research. The COVID-19 pandemic in particular underscores the need for high-quality data and rapid dissemination. Given the importance of behavioural measures and compliance with measures to contain the pandemic, social science research has played a key role in policymaking during this global crisis. This study addresses two key research questions: How FAIR ( findable, accessible, interoperable and reusable) are social science data on the COVID-19 pandemic? Which study features are related to the level of FAIRness scores of datasets? We assess the FAIRness of n = 1131 articles, retrieved through a keyword search in the Web of Science database, employing both automated and manual coding methods. Our study inclusion criteria encompass empirical studies on the COVID-19 pandemic published between 2019 and 2023 with a social science focus and explicit reference to the underlying dataset(s). Our analysis of n = 45 datasets reveals substantial differences in FAIRness for different types of research on the COVID-19 pandemic. The overall FAIRness of data is acceptable, although particularly Reusability scores fall short, in both the manual and the automatic assessment. Further, articles explicitly linked to the Social Science concept in the OpenAlex database exhibit a higher mean overall FAIRness value. Based on these results, we derive recommendations for balancing ethical obligations and the potential tradeoff between speed and data (sharing) quality in social-scientific crisis research.
在危机期间平衡速度和质量对确保数据在社会科学研究中的价值和实用性提出了挑战。COVID-19 大流行尤其凸显了对高质量数据和快速传播的需求。鉴于行为措施和遵守遏制该流行病措施的重要性,社会科学研究在这场全球危机的政策制定中发挥了关键作用。本研究探讨了两个关键的研究问题:有关 COVID-19 大流行的社会科学数据的 FAIR(可查找、可访问、可互操作和可重复使用)程度如何?哪些研究特征与数据集的 FAIRness 评分水平有关?我们采用自动编码和人工编码两种方法,对通过科学网数据库关键词搜索检索到的 n = 1131 篇文章进行了 FAIRness 评估。我们的研究纳入标准包括 2019 年至 2023 年间发表的有关 COVID-19 大流行的实证研究,这些研究以社会科学为重点,并明确提到了基础数据集。我们对 n = 45 个数据集进行的分析表明,不同类型的 COVID-19 大流行研究在公平性方面存在很大差异。数据的整体公平性是可以接受的,但在人工和自动评估中,可重用性得分尤其不足。此外,OpenAlex 数据库中明确链接到社会科学概念的文章显示出更高的平均总体 FAIRness 值。基于这些结果,我们提出了在社会科学危机研究中平衡道德义务和速度与数据(共享)质量之间潜在权衡的建议。
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引用次数: 0
Expanding the ethical debate on human artificial placenta trials 扩大有关人类人造胎盘试验的伦理辩论
Pub Date : 2024-06-04 DOI: 10.1177/17470161241259127
Alice Cavolo, D. Pizzolato
Artificial placentas (APs) are technologies that mimic the human placenta to treat extremely preterm infants. Being an invasive and risky technology, it will raise important ethical questions for human trials. Hence, in this Topic Piece we provide a blueprint of further issues to investigate. First, counselling will have the double role of providing trial information as well as (non) treatment counselling. This requires extra training and the development of ad hoc decision aids to support counselling and parents’ decision-making. Second, more stakeholder involvement is needed. Direct stakeholders, such as parents, clinicians, and researchers, can help develop the decision aids and provide insight on potentially overlooked issues. Society should also be involved to determine whether AP trials and implementation should be subsidized, and the ethical implications of not subsidizing. Third, a proper cost-benefit analysis should be conducted to determine the exact cost of the technology.
人造胎盘(AP)是一种模拟人类胎盘的技术,用于治疗极早产儿。作为一项具有侵入性和风险性的技术,它将为人体试验带来重要的伦理问题。因此,我们在本专题片段中提供了进一步研究问题的蓝图。首先,咨询将具有双重作用,即提供试验信息和(非)治疗咨询。这就需要进行额外的培训,并开发专门的决策辅助工具,为咨询和家长决策提供支持。其次,需要更多利益相关者的参与。直接利益相关者,如家长、临床医生和研究人员,可以帮助开发决策辅助工具,并就可能被忽视的问题提供见解。社会也应参与其中,以确定是否应为 AP 试验和实施提供补贴,以及不提供补贴的伦理影响。第三,应进行适当的成本效益分析,以确定该技术的确切成本。
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引用次数: 0
Research ethics preparedness during outbreaks and public health emergencies: Focus on community engagement 研究疫情爆发和公共卫生突发事件期间的伦理准备工作:关注社区参与
Pub Date : 2024-05-17 DOI: 10.1177/17470161241254169
R. Ravinetto, Joyce Adhiambo, Joshua Kimani
Research represents an essential component of the response to infectious disease outbreaks and to other public health emergencies, whether they are localised, of international concern, or global. Research conducted in such contexts also comes with particular ethics challenges, the awareness of which has significantly grown following the Ebola outbreak in West Africa, the Zika outbreak in Latin America and the COVID-19 pandemic. These challenges include the need for implementing meaningful community engagement with the researched communities, not just to build unidirectional trust towards the research team, but to achieve a genuine and mutually respectful partnership before, during and after the research. Here, we describe the real-life experience of 10 well-established research clinics in Nairobi, where a successful experience of community engagement linking prevention and care to research was interrupted during the COVID19 pandemic. We contrast this experience with the concept and processes of community engagement as described in selected scientific manuscripts and guidelines, to formulate some conclusions and recommendations. We contend that more action is needed, from research ethics committees and other key-research stakeholders, to align policies and practices with ethics guidance and with evidence-based recommendations from the academic literature, to achieve meaningful community engagement during emergency research, irrespective of the scale and location of an outbreak or public health crisis. Failure to do so, will aggravate the (postcolonial) asymmetries of power in global health and local systems.
研究是应对传染病爆发和其他公共卫生突发事件的重要组成部分,无论这些事件是地方性的、国际性的还是全球性的。在这种情况下开展的研究也面临着特殊的伦理挑战,在西非爆发埃博拉疫情、拉丁美洲爆发寨卡疫情和 COVID-19 大流行之后,人们对这些挑战的认识有了显著提高。这些挑战包括需要与被研究社区进行有意义的社区接触,不仅要建立对研究团队的单向信任,还要在研究前、研究中和研究后建立真正的、相互尊重的伙伴关系。在这里,我们描述了内罗毕 10 家历史悠久的研究诊所的真实经历,在 COVID19 大流行期间,这些诊所中断了将预防和护理与研究联系起来的社区参与的成功经验。我们将这一经历与部分科学手稿和指南中描述的社区参与概念和过程进行对比,从而提出一些结论和建议。我们认为,无论疫情或公共卫生危机的规模和地点如何,研究伦理委员会和其他主要研究利益相关者都需要采取更多行动,使政策和实践与伦理指南以及学术文献中的循证建议保持一致,以便在紧急研究期间实现有意义的社区参与。如果做不到这一点,就会加剧全球卫生和地方系统中(后殖民)权力的不对称。
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引用次数: 0
Guidance needed for using artificial intelligence to screen journal submissions for misconduct 使用人工智能筛查期刊投稿中的不当行为需要指南
Pub Date : 2024-05-11 DOI: 10.1177/17470161241254052
Mohammad Hosseini, David B Resnik
Journals and publishers are increasingly using artificial intelligence (AI) to screen submissions for potential misconduct, including plagiarism and data or image manipulation. While using AI can enhance the integrity of published manuscripts, it can also increase the risk of false/unsubstantiated allegations. Ambiguities related to journals’ and publishers’ responsibilities concerning fairness and transparency also raise ethical concerns. In this Topic Piece, we offer the following guidance: (1) All cases of suspected misconduct identified by AI tools should be carefully reviewed by humans to verify accuracy and ensure accountability; (2) Journals/publishers that use AI tools to detect misconduct should use only well-tested and reliable tools, remain vigilant concerning forms of misconduct that cannot be detected by these tools, and stay abreast of advancements in technology; (3) Journals/publishers should inform authors about irregularities identified by AI tools and give them a chance to respond before forwarding allegations to their institutions in accordance with Committee on Publication Ethics guidelines; (4) Journals/publishers that use AI tools to detect misconduct should screen all relevant submissions and not just random/purposefully selected submissions; and (5) Journals should inform authors about their definition of misconduct, their use of AI tools to detect misconduct, and their policies and procedures for responding to suspected cases of misconduct.
期刊和出版商越来越多地使用人工智能(AI)来筛查投稿中可能存在的不当行为,包括剽窃、数据或图像篡改等。虽然使用人工智能可以提高已发表稿件的完整性,但也会增加虚假/未经证实的指控的风险。期刊和出版商在公平性和透明度方面的责任模糊不清,也会引发道德问题。在本专题文章中,我们提供以下指导:(2) 使用人工智能工具检测不当行为的期刊/出版商应只使用经过严格测试的可靠工具,对这些工具无法检测到的不当行为保持警惕,并紧跟技术进步的步伐;(4) 使用人工智能工具检测不当行为的期刊/出版商应筛选所有相关投稿,而不仅仅是随机/特意挑选的投稿;以及 (5) 期刊应告知作者其对不当行为的定义、使用人工智能工具检测不当行为的情况,以及应对可疑不当行为案件的政策和程序。
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引用次数: 0
Improving ethical assurance for non-university researchers in crisis settings: an early vision based on democratic norms 改善危机环境下非大学研究人员的伦理保障:基于民主准则的早期愿景
Pub Date : 2024-05-08 DOI: 10.1177/17470161241251591
Leanne Cochrane, Orla Drummond, Eliza Jordan
This article aims to open a discussion on better ethical assurance for non-university research actors drawing on democratic norms. It derives from the author’s experience of a gap in ethical assurance for social science and humanities (SSH) research that takes place outside academia, for example within international organisations, public bodies, non-governmental organisations (NGOs) and by private entities. Many of these actors commission, conduct or sub-contract research activities involving human participants on a regular basis, an activity that often increases during times of crisis where researchers in both the public and private sphere scramble to generate the new knowledge necessary to respond and prevent further harms. The ethical assurance frameworks for such research, while growing, remain limited. Discussion of research conducted by actors outside of university settings and their ethical assurance frameworks are both subjects under-interrogated within the literature. This paper seeks to open that discussion by presenting this broad non-university research context through the frame of research in crisis settings, where the ethical requirements of ‘do no harm’ and the ‘dual imperative’ possess an even heavier significance in research ethics. Furthermore, the global and diverse nature of crisis settings often gives rise to conversations concerning the positioning of the research actor and the need to empower the research participant. This paper presents an early vision of the non-university research actor and ethical assurance process based on the democratic norms of equality and inclusivity.
本文旨在就如何利用民主准则为非大学研究行为者提供更好的伦理保证展开讨论。作者的经验告诉我们,学术界以外,例如国际组织、公共机构、非政府组织 (NGO) 和私营实体开展的社会科学及人文科学(SSH)研究在伦理保障方面存在差距。其中许多行为者经常委托、开展或分包涉及人类参与者的研究活动,这种活动在危机时期往往会增加,因为在危机时期,公共和私人领域的研究人员会争先恐后地创造必要的新知识,以应对和防止进一步的伤害。此类研究的伦理保障框架虽然在不断扩大,但仍然有限。关于大学之外的研究人员开展的研究及其伦理保障框架的讨论,在文献中均未得到充分探讨。在危机环境中,"不造成伤害 "和 "双重需要 "的伦理要求在研究伦理中具有更加重要的意义。此外,危机环境的全球性和多样性往往会引发关于研究参与者的定位以及赋予研究参与者权力的必要性的讨论。本文基于平等和包容的民主准则,对非大学研究参与者和伦理保障过程提出了初步设想。
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引用次数: 0
Research ethics in social science research during health pandemics: what can we learn from COVID-19 experiences? 卫生大流行期间社会科学研究的研究伦理:我们能从 COVID-19 的经验中学到什么?
Pub Date : 2024-05-04 DOI: 10.1177/17470161241252414
T. Pherali, Sara Bragg, Catherine Borra, Phil Jones
The COVID-19 pandemic posed many ethical and practical challenges for academic research. Some of these have been documented, particularly in relation to health research, but less attention has been paid to the dilemmas encountered by educational and social science research. Given that pandemics are predicted to be more frequent, it is vital to understand how to continue crucial research in schools and other learning communities. This article therefore focuses specifically on research ethics in educational and social science during the pandemic of 2020–2022. The research involved interviews and workshops with University College London (UCL) academics, professional staff and graduate students and encompassed those involved in reviewing ethics applications, researchers dealing with ethics in projects that continued despite disruptions caused by COVID-19, and successful research projects specifically designed to study the effects of COVID-19 in various contexts. The article discusses some of the crucial knowledge and practical experiences that were accumulated. The operational and epistemological lessons learned from this particular institution may have wider relevance to research ethics processes in higher education environments where academics and students are grappling with post-COVID-19 ethical dilemmas and inform broader debates about how research institutions can build institutional knowledge to improve practices of ethics review at the times of health emergencies in future. Our evidence points to the significance of inter- and multidisciplinary, collaborative approaches that flatten institutional hierarchies and to the crucial role played by professional staff. In addition, we argue that ethics review processes must be underpinned by critical debates about wider issues of unequal power relationships between research partners, the nature of knowledge production, ownership and utilisation. To enhance equity and epistemic justice in research practices, ethics education should be an ongoing integral part of research ethics within research institutions.
COVID-19 大流行给学术研究带来了许多伦理和实际挑战。其中一些挑战已被记录在案,特别是与健康研究有关的挑战,但教育和社会科学研究遇到的困境却较少受到关注。鉴于大流行病预计会更加频繁,了解如何在学校和其他学习社区继续开展至关重要的研究至关重要。因此,本文特别关注 2020-2022 年大流行期间教育和社会科学研究的伦理问题。研究工作包括对伦敦大学学院(UCL)的学者、专业人员和研究生进行访谈和举办研讨会,其中包括参与审查伦理申请的人员、在 COVID-19 造成干扰的情况下仍在继续进行的项目中处理伦理问题的研究人员,以及专门为研究 COVID-19 在各种情况下的影响而设计的成功研究项目。文章讨论了积累的一些重要知识和实践经验。从这一特殊机构中汲取的操作和认识论方面的经验教训可能对高等教育环境中的研究伦理过程具有更广泛的意义,因为在高等教育环境中,学者和学生们都在努力应对 COVID-19 后的伦理困境,并为更广泛的讨论提供信息,即研究机构可以如何积累机构知识,以改进未来卫生突发事件时的伦理审查实践。我们的证据表明了跨学科和多学科合作方法的重要性,这种方法可以扁平化机构的等级制度,也表明了专业人员所发挥的关键作用。此外,我们认为伦理审查过程必须以批判性辩论为基础,讨论研究伙伴之间不平等的权力关系、知识生产、所有权和利用的性质等更广泛的问题。为了提高研究实践中的公平性和认识论公正性,伦理教育应成为研究机构内研究伦理不可分割的一部分。
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引用次数: 0
Exploring views of South African research ethics committees on pandemic preparedness and response during COVID-19 探讨南非研究伦理委员会对 COVID-19 期间大流行病防备和应对工作的看法
Pub Date : 2024-05-04 DOI: 10.1177/17470161241250274
Theresa Burgess, Stuart Rennie, K. Moodley
South African research ethics committees (RECs) faced significant challenges during the COVID-19 pandemic. Research ethics committees needed to find a balance between careful consideration of scientific validity and ethical merit of protocols, and review with the urgency normally associated with public health emergency research. We aimed to explore the views of South African RECs on their pandemic preparedness and response during COVID-19. We conducted in-depth interviews with 21 participants from RECs that were actively involved in the review of COVID-19 related research, at seven academic institutions across South Africa. Interviews were conducted remotely using an in-depth interview guide that included questions regarding REC preparedness and response to COVID-19. Interviews were conducted until data saturation, and audio-recordings were transcribed verbatim and coded. An inductive approach to thematic analysis was used to organise data into themes and sub-themes. This study focused on three main themes: coping during COVID-19, building REC capacity during pandemic times and a consistently cautious approach to mutual recognition of REC reviews. Despite an initial sense of unpreparedness, RECs were able to adapt and maintain careful ethical oversight of both COVID and non-COVID research, and the rigour of REC reviews. Several important lessons for preparedness and response to future pandemics were identified, including heightened awareness of publication, funding and political pressures, the importance of regular training for RECs and researchers, and strategies to enhance moral resilience of REC members. Incremental steps are needed to build trust and authentic partnerships among RECs in inter-pandemic times, to facilitate collaboration during future public health emergencies.
在 COVID-19 大流行期间,南非的研究伦理委员会 (REC) 面临着重大挑战。研究伦理委员会需要在仔细考虑方案的科学有效性和伦理价值以及通常与公共卫生紧急研究相关的审查紧迫性之间找到平衡。我们旨在探讨南非区域经济委员会对 COVID-19 期间大流行病准备和应对工作的看法。我们对南非七个学术机构中积极参与 COVID-19 相关研究审查的区域经济委员会的 21 名参与者进行了深入访谈。访谈使用深度访谈指南进行,其中包括有关区域经济委员会准备和应对 COVID-19 的问题。访谈一直进行到数据饱和为止,并对录音进行逐字转录和编码。采用归纳法进行主题分析,将数据整理成主题和次主题。本研究主要关注三个主题:COVID-19 期间的应对、大流行病期间的区域执行委员会能力建设以及对区域执行委员会审查互认的一贯谨慎态度。尽管最初感觉毫无准备,但区域执行委员会还是能够适应并保持对 COVID 和非 COVID 研究的审慎伦理监督,以及区域执行委员会审查的严谨性。会议确定了未来大流行病防备和应对的几条重要经验,包括提高对出版、资金和政治压力的认识,对区域执行委员会和研究人员进行定期培训的重要性,以及提高区域执行委员会成员道德承受力的战略。需要采取循序渐进的步骤,在大流行病间歇期建立区域经济共同体之间的信任和真正的伙伴关系,以促进在未来公共卫生紧急情况下的合作。
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引用次数: 0
From vulnerable subjects to research partners: a critical policy analysis of biomedical research ethics guidelines and regulations 从易受伤害的受试者到研究伙伴:对生物医学研究伦理准则和条例的批判性政策分析
Pub Date : 2024-03-29 DOI: 10.1177/17470161241242135
Maria Cristina Murano
Over the last three quarters of a century, international guidelines and regulations have undergone significant changes in how children are problematised as participants in biomedical research. While early guidelines enacted children as vulnerable subjects with diminished autonomy and in need of special protection, beginning in the early 2000s, international regulatory frameworks defined the paediatric population as vulnerable due to unaddressed public health needs. More recently, ethical recommendations have promoted the active engagement of minors as research partners. In this paper, I adopt a post-structuralist approach to policy analysis to examine deep-seated assumptions and presuppositions underlying the changes in the problematisation of children as biomedical research participants over time. While biomedical research ethics focuses on the autonomy and vulnerability of minors, ethical guidelines are situated in specific sociocultural contexts, shaped, among other things, by contingent public health needs and changing conceptions of the value of research and science for society. In the process, I demonstrate the challenge of moving away from an approach that in taking adults as the model overshadows the complexity of children’s lived experiences as well as their personal, cultural, and social lives. The lack of acknowledgement of this complexity makes children vulnerable to epistemic injustice, which is particularly crucial to address in public involvement initiatives.
在过去的四分之三个世纪中,国际指导方针和法规在如何将儿童作为生物医学研究的参与者问题化方面发生了重大变化。早期的指导方针将儿童定义为自主性减弱、需要特殊保护的弱势受试者,而从 2000 年代初开始,国际监管框架将儿科人群定义为因公共卫生需求未得到满足而处于弱势地位的人群。最近,伦理建议提倡让未成年人作为研究伙伴积极参与研究。在本文中,我采用了一种后结构主义的政策分析方法,来研究儿童作为生物医学研究参与者的问题随着时间的推移而发生变化的深层假设和前提条件。生物医学研究伦理的重点是未成年人的自主性和脆弱性,而伦理准则则是在特定的社会文化背景下制定的,其形成因素包括突发的公共卫生需求以及不断变化的研究和科学对社会的价值理念。在这一过程中,我展示了摒弃以成人为榜样的方法所面临的挑战,这种方法掩盖了儿童生活经历及其个人、文化和社会生活的复杂性。缺乏对这种复杂性的认识使儿童容易受到认识论不公正的影响,这一点在公众参与活动中尤为重要。
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引用次数: 0
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Research Ethics
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