以规范和经验方法剖析利益攸关方参与联合国人权条约机构活动的情况:非政府组织和国家人权机构参与情况比较

Hinako Takata
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摘要

通过探讨 "非政府组织 (NGO) 和国家人权机构 (NHRI) 利益相关者参与的作用和价值是否有质的不同?首先,文章从规范角度假设利益相关者参与条约机构活动具有三种价值,这三种价值根据相关行为者和条约机构活动的不同而具有不同的权重:促进 "有约束的 "国家审议、促进有关人权条约标准的国际审议以及补充条约机构的实况调查能力。它为条约机构参与非政府组织和国家人权机构的活动提供了具体的规范性指导,以最大限度地发挥这些价值的效益。然后,文章根据上述规范性指导对条约机构的现行做法进行了实证分析。首先,本文有助于将利益相关者参与条约机构活动理论化,以往的研究中对这一问题的讨论只是泛泛而谈或支离破碎。其次,本文支持条约机构的有效性和合法性,认可条约机构的实践符合指导原则,并发现了改进的空间。最后,通过说明国家人权机构的参与具有不同于非政府组织的独特作用,为建立和加强国家人权机构提供了理论依据。
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Dissecting Stakeholder Participation in UN Human Rights Treaty Body Activities with Normative and Empirical Approaches: A Comparison of NGO and NHRI Participation
By addressing the question “Are the roles and values of stakeholder participation qualitatively different for non-governmental organizations (NGOs) and national human rights institutions (NHRIs), and if so, how?” this article dissects stakeholder participation in UN human rights treaty body activities. First, it normatively posits that stakeholder participation in treaty body activities carries three values, which weigh differently based on the actor and the treaty body activity concerned: facilitating “bounded” national deliberations, promoting international deliberations on human rights treaty standards, and supplementing the treaty bodies’ fact-finding capacity. It offers concrete normative guidance for treaty bodies on their engagement with NGO and NHRI participation to maximize the benefits of these values. It then empirically analyzes their current practice in light of the above-mentioned normative guidance. This article contributes, first, to the theorization of stakeholder participation in treaty body activities, which has been discussed but only in generalized or fragmented ways in previous studies. Second, it supports the effectiveness and legitimacy of treaty bodies by endorsing their practice that is consistent with the guidance and finding space for improvement. Finally, it provides a rationale for establishing and strengthening NHRIs by showing that NHRI participation has unique roles distinct from those of NGOs.
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