从授权到制约:国际组织的程序性制约

Katherine M. Beall
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摘要

为什么弱国会接受授权强国对其采取强制行动的规则?我认为,在某些情况下,这是一种以程序性制约或划定合法行使权力的程序的规则的形式对行使权力进行约束的方式。如果强国愿意在没有正式授权其行为的规则的情况下对弱国行使权力,这就将其行为视为新的现状。作为回应,弱国可以试图通过正式制裁不受欢迎的行为来重新建立对权力行使的制约,但同时也要进行程序上的制约。为了评估这一论点,我研究了在《洛美协定》(欧洲经济共同体与非洲、加勒比和太平洋(ACP)国家集团之间的援助和优惠贸易协定)中增加人权中止条款的问题。非洲、加勒比和太平洋(ACP)国家经过近二十年的论证,认为中止条款是家长式的,违反了不干涉准则,因此接受了中止条款。对这一决定的解释是强国单方面主导国际组织或弱国直截了当地支持政策,但这种解释无法解释一些重要的动态因素,包括非加太国家继续反对中止条款的做法,以及欧洲国家愿意接受和利用程序性制约。
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Empowering to constrain: Procedural checks in international organizations

Why would weak states accept rules which authorize strong states to take coercive action against them? I argue that, in some cases, this is a way of creating constraints over the exercise power in the form of procedural checks, or rules delineating the process through which power can legitimately be exercised. If stronger states become willing to exercise power against weak states in the absence of rules formally authorizing their behavior, this presents their actions as the new status quo. In response, weak states can attempt to re-establish constraints over the exercise of power by formally sanctioning unwanted actions, but doing so alongside procedural checks. To assess this argument, I examine the addition of a human rights suspension clause to the Lomé Convention, an aid and preferential trade agreement between the European Economic Community and the African, Caribbean, and Pacific (ACP) group of states. The ACP states accepted a suspension clause after nearly twenty years of arguing that such a clause was paternalistic and violated the norm of non-interference. Explanations for this decision that point to one-sided dominance of IOs by the strong or straightforward support for policies on the part of the weak cannot account for important dynamics, including continued objections to the practice of suspension by ACP states and the willingness of European states to accept and utilize procedural checks.

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