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The brothers Karamazov go abroad: A dataset of Russian leaders’ foreign visits
Pub Date : 2025-02-14 DOI: 10.1007/s11558-025-09584-5
Bulent Aras, Burcu Fazlioglu

This study presents the “Russia Visits Dataset,” which records high-level visits by Russian leaders to foreign countries from 1991 to 2023, including official trips by presidents, prime ministers, and foreign ministers. Using probit regression analysis, the study reveals that strategic interests—such as political, economic, and military factors—predominantly shape the distribution of Russian leader visits, while domestic influences are found to have a limited role. The analysis also emphasizes the importance of international organizations, particularly the Eurasian Economic Union (EEU), as a key driver of Russian state visits. The results suggest that previous visits by different leaders influence subsequent visits, indicating a coordinated and sequential approach to Russian diplomacy. The “Russia Visits Dataset” serves as a valuable resource for understanding the dynamics of Russian foreign policy and provides a foundation for future research into the motivations, impacts, and diplomatic strategies of Russian leader visits.

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引用次数: 0
Global value chains and the design of trade agreements
Pub Date : 2025-02-11 DOI: 10.1007/s11558-024-09581-0
Arianna Bondi, Leonardo Baccini, Matteo Fiorini, Bernard Hoekman, Carlo Altomonte, Italo Colantone

We explore the role of global value chains (GVCs) in the design of preferential trade agreements (PTAs). We propose a theory that focuses on firms involved in GVC activities to identify the main actors pushing for deep trade integration. To address the critical issue of endogeneity of GVC trade flows for trade policy, our identification strategy exploits a transportation shock: the sharp increase in the maximum size of container ships, which more than quadrupled between 1995 and 2017. The key variation in our instrument hinges on the fact that only deep-water ports can accommodate these new larger ships. Armed with this instrument, we find that GVC trade increases the probability of forming deep PTAs that include provisions regulating both trade-related policies and domestic regulatory regimes. GVC trade is a driver of deep preferential trade liberalization.

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引用次数: 0
Locking in democracy? Transitions, returning autocratic elites, and human rights treaty commitment
Pub Date : 2025-02-04 DOI: 10.1007/s11558-024-09582-z
Roman-Gabriel Olar

Under what conditions are new democracies more committed to human rights? Existing explanations focus on the logic of the democratic lock-in as elites in new democracies commit their countries to international human rights treaties and organizations to safeguard against future nondemocratic threats. However, this proposition receives mixed empirical support within the literature, and suffers of endogeneity as it treats all democratization episodes as equivalent. Building on insights from the democratization literature, this paper develops a novel theoretical framework that provides a more direct explanation on the conditions under which political elites in new democracies are more likely to commit to human rights treaties. Using a new measure of returning autocratic elites and an instrumental variable design, the results show that democratic cabinets with a higher share of former autocratic elites are less committed to the international human rights regime. These results have implications for democratic consolidation and human rights compliance.

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引用次数: 0
Power by Proxy: Participation as a Resource in Global Governance
Pub Date : 2025-02-04 DOI: 10.1007/s11558-025-09585-4
Sabrina B. Arias, Richard Clark, Ayse Kaya

Member state participation is essential in global governance, affording international organizations (IOs) legitimacy and translating member state preferences into institutional attention. We contend that institutional leadership positions bolster states’ authority via “proxy representation,” in which states are grouped together and indirectly represented by one leader. We argue that by serving as proxy group leaders, even relatively weak states can obtain greater influence in IOs. We examine these expectations in the context of the IMF’s Executive Board, where wealthy states represent themselves directly while other states belong to multi-member constituencies in which leadership often rotates among members. Focusing on issues related to climate change discussions at the IMF—a key concern for Global South countries and an increasingly important issue in international finance—we examine the extent to which countries’ preferences over climate issues are expressed at IMF Board meetings. Using textual data based on 52,551 internal IMF documents from 1987-2017, we find evidence to support our theoretical expectations; states more effectively advance their preferences when they are proxy leaders — this finding holds robustly even for otherwise weak states. These results suggest that even in IOs with highly asymmetric decision-making, weaker states can gain voice through proxy representation. This has important and positive implications for IO legitimacy, as member state participation is integral to the livelihood of these institutions.

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引用次数: 0
Less is more: Property rights and dictators’ demand for foreign direct investment 少即是多:产权与独裁者对外国直接投资的需求
Pub Date : 2025-01-20 DOI: 10.1007/s11558-024-09583-y
Jacque Gao, Frederick R. Chen

Past studies in political economy have established a link between domestic property rights protection and foreign direct investment (FDI) inflows. However, the underlying mechanism remains unclear, given that foreign investors often enjoy more robust property rights protection through international arbitration under investment treaties or potential intervention by their home governments. In this article, we develop a demand-side theory of how domestic property rights affect the flow of FDI into authoritarian regimes. Specifically, dictators with weaker property rights can extract more rents through restrictive FDI policies due to their greater ability to expropriate domestic enterprises than foreign ones. As competition from foreign investors decreases domestic firms’ profits, these dictators tend to impose stricter FDI regulations to maximize rent extraction, despite the potential benefits of FDI for regime stability through wage increases. Therefore, the relationship between domestic property rights and FDI is driven by dictators’ demand, even if foreign investors’ supply remains constant. This article advances our understanding of the determinants of economic liberalization and the effects of FDI in authoritarian regimes.

过去的政治经济学研究已经确立了国内产权保护与外国直接投资流入之间的联系。然而,考虑到外国投资者往往通过投资条约下的国际仲裁或其本国政府的潜在干预,享有更强有力的产权保护,其根本机制尚不清楚。在本文中,我们发展了一种需求侧理论,探讨国内产权如何影响外国直接投资流入专制政权。具体来说,产权较弱的独裁者可以通过限制外国直接投资政策提取更多的租金,因为他们对国内企业的征收能力比外国企业强。由于外国投资者的竞争降低了国内公司的利润,这些独裁者倾向于实施更严格的外国直接投资法规,以最大限度地提高租金,尽管外国直接投资通过提高工资对政权稳定有潜在的好处。因此,国内产权与外国直接投资之间的关系是由独裁者的需求驱动的,即使外国投资者的供给保持不变。本文促进了我们对经济自由化的决定因素和外国直接投资在专制政权中的影响的理解。
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引用次数: 0
International organizations in national parliamentary debates 国家议会辩论中的国际组织
Pub Date : 2025-01-06 DOI: 10.1007/s11558-024-09577-w
Tom Hunter, Stefanie Walter

This data article introduces IOParlspeech, an original dataset of over 600,000 statements on international organizations (IOs) in parliamentary debates in six countries between 1990 and 2018. We explain the creation of the dataset and demonstrate the value of IOParlspeech through two exploratory studies. First, we examine which actors convey more positive and more negative sentiment regarding IOs in parliamentary discourse. Contributing to research on IO contestation, we demonstrate that parliamentarians from the radical right and left, as well as parliamentarians in opposition, use more negative language in their IO-related communication. Second, we explore the salience of IOs in national parliaments. Speaking to debates about the democratic deficit of IOs, we show that IOs with higher authority and those with an international parliamentary institution are more likely to be discussed in parliament. We conclude by suggesting further uses for IOParlspeech.

这篇数据文章介绍了IOParlspeech,这是一个原始数据集,包含了1990年至2018年间六个国家在议会辩论中关于国际组织的60多万份发言。我们解释了数据集的创建,并通过两项探索性研究证明了IOParlspeech的价值。首先,我们研究了哪些参与者在议会话语中传达了更多积极和消极的情绪。在对国际组织争论的研究中,我们发现激进的右翼和左翼议员以及反对派议员在与国际组织相关的沟通中使用了更多的负面语言。其次,我们探讨国际组织在各国议会中的突出地位。谈到关于国际组织的民主赤字的辩论,我们表明,拥有更高权威的国际组织和拥有国际议会机构的国际组织更有可能在议会中被讨论。最后,我们提出了IOParlspeech的进一步用途。
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引用次数: 0
Decision-making in the United Nations General Assembly: A comprehensive database of resolution-related decisions 联合国大会决策:与决议有关的决定的综合数据库
Pub Date : 2025-01-06 DOI: 10.1007/s11558-024-09580-1
Joshua Fjelstul, Simon Hug, Christopher Kilby

Existing United Nations General Assembly (UNGA) voting databases provide excellent coverage of UNGA voting on resolutions adopted by roll-call vote. These databases, however, have known limitations: The United Nations Digital Library only covers final decisions on adopted resolutions, not prior resolution-related decisions nor decisions on failed resolutions. Coverage of roll-call votes in the widely-used database provided by Bailey, Strezhnev and Voeten is broader but reflects limitations in the historical datasets on which the database is built (e.g., the Inter-university Consortium for Political and Social Research dataset). As a result, voting coverage and what is reported vary over time. In this paper, we present a new dataset that expands and improves the consistency of the UNGA decisions covered. We provide comparisons of our database with other UNGA datasets and explore the implications of more complete data for existing and future research.

现有的联合国大会投票数据库很好地涵盖了大会对唱名表决通过的决议的投票情况。然而,这些数据库有已知的限制:联合国数字图书馆只包括对通过的决议的最后决定,不包括先前与决议有关的决定,也不包括对未通过的决议的决定。在Bailey、Strezhnev和Voeten提供的广泛使用的数据库中,唱名表决的覆盖范围更广,但反映了建立该数据库的历史数据集(例如,大学间政治和社会研究联盟数据集)的局限性。因此,投票的覆盖范围和报道的内容随着时间的推移而变化。在本文中,我们提出了一个新的数据集,该数据集扩展并改进了联合国大会所涵盖决策的一致性。我们提供了我们的数据库与其他联合国大会数据集的比较,并探讨了更完整的数据对现有和未来研究的影响。
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引用次数: 0
Institutional innovation in response to backlash: How members are circumventing the WTO impasse 应对反弹的制度创新:成员国如何绕过WTO僵局
Pub Date : 2024-12-20 DOI: 10.1007/s11558-024-09579-8
Krzysztof Pelc

In response to the impasse caused by the US blockade of the World Trade Organization’s dispute settlement body, 52 Member-states have converged on a innovative workaround: the Multi-Party Interim Appeal Arbitration Arrangement (MPIA). This article asks two questions related to this singular, yet overlooked initiative in global governance: first, what determines who joins a novel enforcement mechanism in the midst of a global “backlash” against trade liberalization? Secondly, does the MPIA work? Examining countries’ trade policy in the run-up to the MPIA’s creation suggests that the main motivation for MPIA participation is the possibility to challenge trade partners’ measures; vulnerability to others’ challenges, conversely, does not deter joining. The same analysis can be used to predict subsequent MPIA entrants, in ways that match anecdotal evidence. A corollary finding is that insofar as the US reasons similarly to other countries, its trade profile suggests it does not stand to gain much from more credible enforcement, which may explain its lack of zeal during WTO reform negotiations. Secondly, looking at dyadic trade measures over time, we offer evidence that even at this early stage, the MPIA generates deterrence among its members, and this effect is growing. From an institutional standpoint, the experiment appears to be working: the MPIA is not only an interim solution, but also a prototype for institutional innovation in the face of backlash.

为应对美国封锁世界贸易组织争端解决机构所造成的僵局,52 个成员国汇聚在一个创新的变通办法上:多方临时上诉仲裁安排(MPIA)。本文就全球治理中这一独特而又被忽视的举措提出了两个问题:首先,在全球对贸易自由化的 "反弹 "中,是什么决定了谁加入这一新型执行机制?第二,《多边投资协定》是否有效?对《多边投资协定》制定前各国贸易政策的研究表明,参与《多边投资协定》的主要动机是有可能挑战贸易伙伴的措施;反之,易受他国挑战的脆弱性并不妨碍加入《多边投资协定》。同样的分析也可用于预测 MPIA 的后续加入者,其方式与传闻证据相吻合。一个必然的结论是,只要美国的理由与其他国家相似,其贸易状况就表明它不会从更可信的执法中获得太多好处,这也许就是它在世贸组织改革谈判中缺乏热情的原因。其次,从长期的双边贸易措施来看,我们提供的证据表明,即使在早期阶段,《多边投资协定》也能在其成员中产生威慑作用,而且这种作用还在不断增强。从制度角度看,这一试验似乎是有效的:《多边投资协定》不仅是一个临时解决方案,也是面对反弹进行制度创新的原型。
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引用次数: 0
Why settle?: Partisan-based explanation of investor-state dispute outcomes 为什么解决?:投资者-国家争端结果的党派解释
Pub Date : 2024-12-09 DOI: 10.1007/s11558-024-09576-x
Haillie Na-Kyung Lee, Jong Hyun Lee

This paper seeks to explain why some investor-state dispute cases are settled before reaching the ruling stage in democracies, focusing on disputes triggered by regulatory changes made by host government. Our argument is grounded in the domestic politics of the respondent country, specifically the partisan orientation of the incumbent government. When faced with regulatory investor claims, respondent governments must balance protecting domestic social welfare with promoting investment. Our theory is that right-leaning governments are more likely to settle because they are more willing to make regulatory concessions to appease foreign investors and attract investment. In contrast, left-leaning governments prefer arbitral rulings over settlements, as they view settlements as a capitulation to foreign investors’ demands at the expense of public welfare. Using original data from 335 investor-state disputes involving democratic host countries between 1994 and 2020, we find support for this claim. Moreover, we provide qualitative evidence from the investor-state dispute between TC Energy Corporation, a Canadian energy company, and the United States, as well as the investor-state disputes triggered by Argentina’s 2002 emergency measures, to confirm our hypothesized causal pathway linking government partisanship to the likelihood of settlement.

本文试图解释为什么在民主国家,一些投资者与国家之间的纠纷案件在达到统治阶段之前就得到了解决,重点关注东道国政府监管变化引发的纠纷。我们的论点是基于答辩国的国内政治,特别是现任政府的党派倾向。面对监管投资者的诉求,回应国政府必须在保护国内社会福利与促进投资之间取得平衡。我们的理论是,右倾政府更有可能达成和解,因为它们更愿意在监管方面做出让步,以安抚外国投资者并吸引投资。相比之下,左倾政府更喜欢仲裁裁决而不是和解,因为他们认为和解是以牺牲公共福利为代价,向外国投资者的要求投降。利用1994年至2020年间涉及民主东道国的335起投资者与国家争端的原始数据,我们发现了对这一说法的支持。此外,我们从加拿大能源公司TC能源公司与美国之间的投资者-国家争端以及阿根廷2002年紧急措施引发的投资者-国家争端中提供了定性证据,以证实我们假设的将政府党派关系与解决可能性联系起来的因果途径。
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引用次数: 0
Commitment ambiguity and ambition in climate pledges 气候承诺的模糊性和野心
Pub Date : 2024-12-03 DOI: 10.1007/s11558-024-09575-y
Vegard Tørstad, Vegard Wiborg

The Paris Agreement on climate change is built around a pledge-and-review system, wherein countries submit nationally determined pledges of mitigation commitments. While the agreement’s flexible design has attracted broad participation, its lenient informational requirements for pledges have also engendered considerable ambiguity in countries’ commitments. What are the implications of commitment ambiguity on the credibility of compliance and treaty effectiveness more broadly? This article sheds light on these questions by evaluating the relationship between commitment ambiguity and ambition in countries’ Paris pledges. We introduce a model that disentangles commitment ambiguity into two distinct forms: structural and strategic. We argue that structural ambiguity, which arises from constraints on the information necessary for governments to accurately assess their commitment potential, dampens the ambition levels of pledges. This prudence effect is driven by compliance concern: the anticipation of audience costs in case of non-compliance induces policymakers to adjust ambition downwards. Our empirical analysis of countries’ Nationally Determined Contributions demonstrates that ambiguous pledges exhibit lower ambition than precise ones. In line with our theory, this prudence effect of ambiguity is mainly pronounced among democracies, which face higher domestic audience costs in case of non-compliance with pledges than autocracies. This article contributes a novel theory of ambiguity and ambition in international institutions, which shows how audience-based compliance concerns can discipline cheap talk. Moreover, the article’s empirical findings provide insight into the credibility of countries’ climate pledges under the Paris Agreement, with implications for the treaty’s overall effectiveness prospects.

关于气候变化的《巴黎协定》是围绕承诺和审查制度建立的,各国提交由本国决定的减排承诺。虽然该协定灵活的设计吸引了广泛的参与,但它对认捐的信息要求很宽松,也使各国的承诺相当含糊。承诺含糊对遵守的可信度和更广泛的条约效力有什么影响?本文通过评估各国在巴黎承诺中模棱两可的承诺与雄心之间的关系,阐明了这些问题。我们引入了一个模型,将承诺歧义分解为两种不同的形式:结构性和战略性。我们认为,由于政府准确评估其承诺潜力所必需的信息受到限制而产生的结构性模糊,抑制了承诺的雄心水平。这种审慎效应是由合规担忧驱动的:对不合规情况下受众成本的预期,促使政策制定者下调雄心。我们对各国国家自主贡献的实证分析表明,模棱两可的承诺比精确的承诺表现出更低的雄心。根据我们的理论,这种模糊性的谨慎效应主要在民主国家中表现出来,在不遵守承诺的情况下,民主国家比专制国家面临更高的国内受众成本。本文提出了一种关于国际机构中的模糊性和野心的新理论,它表明了基于受众的合规关注如何约束廉价言论。此外,本文的实证研究结果为各国在《巴黎协定》下的气候承诺的可信度提供了洞察,并对该条约的整体有效性前景产生了影响。
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引用次数: 0
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The review of international organizations
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