改善危机环境下非大学研究人员的伦理保障:基于民主准则的早期愿景

Leanne Cochrane, Orla Drummond, Eliza Jordan
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摘要

本文旨在就如何利用民主准则为非大学研究行为者提供更好的伦理保证展开讨论。作者的经验告诉我们,学术界以外,例如国际组织、公共机构、非政府组织 (NGO) 和私营实体开展的社会科学及人文科学(SSH)研究在伦理保障方面存在差距。其中许多行为者经常委托、开展或分包涉及人类参与者的研究活动,这种活动在危机时期往往会增加,因为在危机时期,公共和私人领域的研究人员会争先恐后地创造必要的新知识,以应对和防止进一步的伤害。此类研究的伦理保障框架虽然在不断扩大,但仍然有限。关于大学之外的研究人员开展的研究及其伦理保障框架的讨论,在文献中均未得到充分探讨。在危机环境中,"不造成伤害 "和 "双重需要 "的伦理要求在研究伦理中具有更加重要的意义。此外,危机环境的全球性和多样性往往会引发关于研究参与者的定位以及赋予研究参与者权力的必要性的讨论。本文基于平等和包容的民主准则,对非大学研究参与者和伦理保障过程提出了初步设想。
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Improving ethical assurance for non-university researchers in crisis settings: an early vision based on democratic norms
This article aims to open a discussion on better ethical assurance for non-university research actors drawing on democratic norms. It derives from the author’s experience of a gap in ethical assurance for social science and humanities (SSH) research that takes place outside academia, for example within international organisations, public bodies, non-governmental organisations (NGOs) and by private entities. Many of these actors commission, conduct or sub-contract research activities involving human participants on a regular basis, an activity that often increases during times of crisis where researchers in both the public and private sphere scramble to generate the new knowledge necessary to respond and prevent further harms. The ethical assurance frameworks for such research, while growing, remain limited. Discussion of research conducted by actors outside of university settings and their ethical assurance frameworks are both subjects under-interrogated within the literature. This paper seeks to open that discussion by presenting this broad non-university research context through the frame of research in crisis settings, where the ethical requirements of ‘do no harm’ and the ‘dual imperative’ possess an even heavier significance in research ethics. Furthermore, the global and diverse nature of crisis settings often gives rise to conversations concerning the positioning of the research actor and the need to empower the research participant. This paper presents an early vision of the non-university research actor and ethical assurance process based on the democratic norms of equality and inclusivity.
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