拖延还是数据不全?美国专利商标局审查员搜索活动分析

IF 7.5 1区 管理学 Q1 MANAGEMENT Research Policy Pub Date : 2024-06-01 DOI:10.1016/j.respol.2024.105033
Charles A.W. de Grazia , Alexander V. Giczy , Nicholas A. Pairolero
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引用次数: 0

摘要

Frakes 和 Wasserman(2020)发现有证据表明,美国专利商标局(USPTO)的专利审查员在生产期结束时获得的审查活动积分不成比例,并将这种行为解释为审查员的系统性拖延。利用新收集的有关美国专利商标局审查员活动时间的微观数据,我们的结果表明审查员的工作努力更接近于生产期的均匀分布,这表明工作流程是一致的,而不是拖延。与 Frakes 和 Wasserman(2020 年)使用的数据相比,我们收集的数据能更好地跟踪审查员工作活动的精确时间,从而解释了我们的结果之间的差异。虽然 Frakes 和 Wasserman(2020 年)对 "终结负载 "的标记和后果进行了透彻的分析,但其使用的考试活动替代物(即办公室行动计数日期)并不恰当,导致对考试流程得出了不正确的结论(即审查员普遍拖延)。
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Procrastination or incomplete data? An analysis of USPTO examiner search activity

Frakes and Wasserman (2020) finds evidence that United States Patent and Trademark Office (USPTO) patent examiners disproportionately receive credit for examination activities at the end of production periods and interprets this behavior as systemic examiner procrastination. Using newly assembled micro data on the timing of USPTO examiner activities, our results show examiner work effort more closely resembles a uniform distribution over the production period, indicating consistent workflow and not procrastination. The assembled data better track the precise timing of examiner work activities than the data used in Frakes and Wasserman (2020), explaining the differences in our results. While Frakes and Wasserman (2020) conduct a thorough analysis of the markers and consequences of “end-loading”, its use of an inadequate proxy for examination activity (i.e., Office action count dates) leads to incorrect conclusions about the examination process (i.e., widespread examiner procrastination).

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来源期刊
Research Policy
Research Policy MANAGEMENT-
CiteScore
12.80
自引率
6.90%
发文量
182
期刊介绍: Research Policy (RP) articles explore the interaction between innovation, technology, or research, and economic, social, political, and organizational processes, both empirically and theoretically. All RP papers are expected to provide insights with implications for policy or management. Research Policy (RP) is a multidisciplinary journal focused on analyzing, understanding, and effectively addressing the challenges posed by innovation, technology, R&D, and science. This includes activities related to knowledge creation, diffusion, acquisition, and exploitation in the form of new or improved products, processes, or services, across economic, policy, management, organizational, and environmental dimensions.
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