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Non-technological strategic alliances and public support for innovation: What are, if any, their links? 非技术战略联盟和公众对创新的支持:如果有的话,它们之间有什么联系?
IF 8 1区 管理学 Q1 MANAGEMENT Pub Date : 2026-05-01 Epub Date: 2026-02-12 DOI: 10.1016/j.respol.2026.105433
Santiago Acerenza , Liliana Gelabert , Martín Pereyra , Flavia Roldán
This paper studies the impact of public support for innovation on the firm’s decision to establish non-technological strategic alliances. These alliances are crucial for firm efficiency and growth as they provide access to new markets, distribution channels, and expertise. We provide a theoretical discussion of the potential mechanisms at play (absorptive capacity and certification effect) and test them using Uruguayan data spanning the years 2007 to 2015. Our empirical findings present evidence of a positive causal effect of public support for innovation and a firm’s propensity to engage in non-technological strategic alliances. Additionally, we show that the absorptive capacity mechanism drives the effect while we find no evidence supporting the certification effect.
本文研究了公众创新支持对企业建立非技术战略联盟决策的影响。这些联盟对企业效率和增长至关重要,因为它们提供了进入新市场、分销渠道和专业知识的途径。我们对潜在的机制(吸收能力和认证效应)进行了理论讨论,并使用2007年至2015年乌拉圭的数据进行了测试。我们的实证研究结果表明,公众对创新的支持与企业参与非技术战略联盟的倾向之间存在积极的因果关系。此外,我们发现吸收能力机制驱动了这种效应,而我们没有发现支持认证效应的证据。
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引用次数: 0
Sovereignty as a site of innovation: Institutional entrepreneurship in Native American tribal nations 作为创新场所的主权:美洲土著部落国家的制度性企业家精神
IF 8 1区 管理学 Q1 MANAGEMENT Pub Date : 2026-05-01 Epub Date: 2026-02-05 DOI: 10.1016/j.respol.2026.105431
Thomas G. Pittz , Carma M. Claw , Terry R. Adler
The sovereign right of self-governance for Native nations has been both contentious and unevenly applied throughout its deeply rooted history in the United States. As a vital aspect of tribal sovereignty, this research explores the outcomes of entrepreneurial self-determination of Native American Tribes. Using a mixed methods approach, our study leans on qualitative interviews of 18 tribal leaders to catalyze a quantitative analysis consisting of data from 161 Native American Tribes collected from the US Federal Register, the National Indian Gaming Commission, and from a Freedom of Information Act request of the US Department of Interior. Data are used to better understand the role that entrepreneurial self-determination plays in Native American Tribes and its effects on economic and cultural sovereignty. What we find is that the institution of sovereignty itself is a site of innovation, where tribal leaders are not only defending but innovating it, reinterpreting what it means and how it functions through modern entrepreneurial mechanisms. The research contributes to innovation policy and institutional theory by theorizing sovereignty as a contested institution that is reshaped by entrepreneurial self-determination under conditions of institutional multiplicity.
原住民自治的主权权利在美国根深蒂固的历史中一直存在争议,而且在应用上也不均衡。作为部落主权的一个重要方面,本研究探讨了美国原住民部落的创业自决的结果。我们的研究采用混合方法,通过对18个部落首领的定性访谈,促成了定量分析,其中包括来自美国联邦公报、国家印第安人游戏委员会和美国内政部《信息自由法》要求的161个美洲原住民部落的数据。数据被用来更好地理解企业家自决在美洲土著部落中发挥的作用及其对经济和文化主权的影响。我们发现,主权制度本身就是一个创新的场所,部落领导人不仅在捍卫它,而且在创新它,重新解释它的含义,以及它如何通过现代企业机制发挥作用。该研究通过将主权理论化为一种有争议的制度,从而有助于创新政策和制度理论,这种制度在制度多样性的条件下被企业家自决所重塑。
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引用次数: 0
Institutional and capability enablers of firm-level emissions abatement under the EU Emissions Trading System 欧盟排放交易体系下企业减排的制度和能力推动者
IF 8 1区 管理学 Q1 MANAGEMENT Pub Date : 2026-05-01 Epub Date: 2026-02-13 DOI: 10.1016/j.respol.2026.105432
Panayiotis C. Andreou , Sofia Anyfantaki , Christos Cabolis , Konstantinos Dellis
This paper investigates why firms facing identical carbon-pricing incentives exhibit heterogeneous decarbonization trajectories. We address this question through a theoretical framework that conceptualizes national institutional quality and innovation-system capabilities as boundary conditions that shape firms’ adjustment capacity under emissions trading. Our analysis combines firm-level verified emissions from the EU Emissions Trading System (EU ETS) for 31 European countries over the period 2005-2018 with country-level indicators from the IMD World Competitiveness Center and the World Economic Forum. We provide evidence that firms operating in environments characterized by stronger human capital capabilities, more advanced technological and digital infrastructure, and more supportive legal and scientific frameworks achieve greater emissions abatement. These effects are strongest during Phase III of the EU ETS, when the carbon-pricing constraint became more binding. Overall, our findings highlight how institutional and capability conditions mediate firms’ responses to a harmonized carbon price, offering new insights into the sources of heterogeneous abatement outcomes under a unified emissions trading system. From a policy perspective, our paper contributes to debates on the country level boundary conditions under which emissions trading can support more transformative decarbonization trajectories across heterogeneous national contexts.
本文探讨了为什么面临相同碳定价激励的企业表现出不同的脱碳轨迹。我们通过一个理论框架来解决这个问题,该框架将国家制度质量和创新系统能力概念化为影响排放交易下企业调整能力的边界条件。我们的分析结合了2005年至2018年期间欧盟排放交易体系(EU ETS)对31个欧洲国家的企业层面验证排放量,以及IMD世界竞争力中心和世界经济论坛的国家级指标。我们提供的证据表明,在人力资本能力更强、技术和数字基础设施更先进、法律和科学框架更支持性的环境中运营的企业,可以实现更大的减排。这些影响在欧盟碳排放交易体系的第三阶段最为明显,此时碳定价约束更具约束力。总体而言,我们的研究结果强调了制度和能力条件如何调节企业对统一碳价格的反应,为统一排放交易体系下异质性减排结果的来源提供了新的见解。从政策角度来看,我们的论文有助于讨论国家层面的边界条件,在这些边界条件下,排放交易可以在不同的国家背景下支持更具变革性的脱碳轨迹。
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引用次数: 0
Do weak intellectual property rights regimes affect foreign multinational firms' technology exploration? The moderating role of function-related and location-related experience 薄弱的知识产权制度会影响外国跨国公司的技术探索吗?功能相关经验和地点相关经验的调节作用
IF 8 1区 管理学 Q1 MANAGEMENT Pub Date : 2026-05-01 Epub Date: 2026-02-10 DOI: 10.1016/j.respol.2026.105427
Jie Hong , Dhruba Borah , Silvia Massini
Existing literature suggests that weak intellectual property rights (IPR) regimes are not conducive to innovation intensive activities. However, evidence of technology exploration activities by multinational companies (MNCs) in emerging countries challenges this view. We address this puzzle by examining how host-country IPR regimes influence MNCs' technology exploration, distinguishing between technology-seeking (TS) and home-base augmenting (HBA) activities. Drawing on organizational experience and learning theories, we also test the moderating role of MNCs' function-related (innovation function-specific and function-generic) and location-related (host country-specific and country-generic) international experience. Using PATSTAT patent data for 91 U.S. computer and electronics firms in the period 2001–2018, we find that weaker IPR protection is associated with a higher proportion of HBA initiatives. This challenges the conventional view that strong IPR regimes are indispensable for technology exploration. Moreover, we show that MNCs with extensive function-specific experience in the host and other foreign countries better navigate diverse IPR environments, making their technology exploration activities less affected by the strength of the host-country IPR regime.
现有文献表明,薄弱的知识产权制度不利于创新密集型活动。然而,跨国公司(MNCs)在新兴国家的技术探索活动的证据挑战了这一观点。我们通过研究东道国知识产权制度如何影响跨国公司的技术探索,区分技术寻求(TS)和基地扩大(HBA)活动,来解决这一难题。利用组织经验和学习理论,我们还测试了跨国公司的职能相关(创新职能特定和职能一般)和地点相关(东道国特定和国家一般)的国际经验的调节作用。利用2001-2018年期间91家美国计算机和电子公司的PATSTAT专利数据,我们发现知识产权保护较弱与HBA计划的比例较高相关。这挑战了传统观点,即强有力的知识产权制度对于技术探索是不可或缺的。此外,我们还表明,在东道国和其他外国拥有丰富具体职能经验的跨国公司能够更好地驾驭多样化的知识产权环境,使其技术探索活动较少受到东道国知识产权制度强度的影响。
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引用次数: 0
Does early regional scientific leadership translate into lasting patenting advantage? 早期的地区科学领先地位是否转化为持久的专利优势?
IF 8 1区 管理学 Q1 MANAGEMENT Pub Date : 2026-05-01 Epub Date: 2026-02-06 DOI: 10.1016/j.respol.2026.105429
Dragan Filimonovic , Christian Rutzer , Jeffrey T. Macher , Rolf Weder
This paper examines whether regions with early leadership in scientific research in an emerging technology achieve lasting patenting advantage in that technology. Using data on 27 emerging technologies (e.g., Artificial Intelligence, Cloud Computing) across U.S. Metropolitan regions over 20 years, we find that these ”pioneer” regions achieve a large and increasing patenting advantage. This effect is strongest in ”super-cluster” regions — those that combine pioneering scientific research in an emerging field with robust patenting capacity in related domains. Our findings highlight the critical role of early scientific leadership in shaping regional patenting trajectories, and offer policy insights for fostering technological invention in emerging technologies.
本文考察了在一项新兴技术的科学研究中具有早期领先地位的地区是否在该技术上取得了持久的专利优势。通过对20年来美国大都市地区27项新兴技术(如人工智能、云计算)的数据分析,我们发现这些“先锋”地区获得了巨大且不断增加的专利优势。这种效应在“超级集群”地区最为强烈,这些地区将新兴领域的开创性科学研究与相关领域的强大专利能力结合在一起。我们的研究结果强调了早期科学领导在塑造区域专利轨迹方面的关键作用,并为促进新兴技术的技术发明提供了政策见解。
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引用次数: 0
Firm training, automation, and wages: International worker-level evidence 公司培训、自动化和工资:国际工人水平的证据
IF 8 1区 管理学 Q1 MANAGEMENT Pub Date : 2026-04-01 Epub Date: 2026-01-20 DOI: 10.1016/j.respol.2026.105424
Oliver Falck , Yuchen Guo , Christina Langer , Valentin Lindlacher , Simon Wiederhold
Firm training is widely regarded as crucial for protecting workers from automation, yet there is a lack of empirical evidence to support this belief. Using internationally harmonized data from over 90,000 workers across 37 industrialized countries, we construct an individual-level measure of automation risk based on tasks performed at work. Our analysis reveals substantial within-occupation variation in automation risk, overlooked by existing occupation-level measures. To assess whether firm training mitigates automation risk, we exploit within-occupation and within-industry variation. Additionally, we employ entropy balancing to re-weight workers without firm training based on a rich set of background characteristics, including tested numeracy skills as a proxy for unobserved ability. We find that training reduces workers’ automation risk by 3.8 percentage points, equivalent to 8% of the average automation risk. The training-induced reduction in automation risk accounts for 15% of the wage returns to firm training. Firm training is effective in reducing automation risk and increasing wages across nearly all countries, underscoring the external validity of our findings. Training is similarly effective across gender, age, and education groups, suggesting widely shared benefits rather than gains concentrated in specific demographic segments.
企业培训被广泛认为是保护工人免受自动化影响的关键,然而缺乏经验证据来支持这一观点。利用来自37个工业化国家的9万多名工人的国际统一数据,我们基于工作中执行的任务构建了一个个人层面的自动化风险度量。我们的分析揭示了自动化风险在职业内部的巨大差异,被现有的职业水平措施所忽视。为了评估企业培训是否减轻了自动化风险,我们利用了职业内和行业内的变化。此外,我们基于丰富的背景特征,包括测试过的计算技能作为不可观察能力的代理,使用熵平衡来重新加权没有经过严格培训的员工。我们发现,培训将工人的自动化风险降低了3.8个百分点,相当于平均自动化风险的8%。培训导致的自动化风险降低占企业培训工资回报的15%。在几乎所有国家,企业培训在降低自动化风险和提高工资方面都是有效的,这强调了我们研究结果的外部有效性。培训在性别、年龄和教育群体中同样有效,这表明广泛共享的利益,而不是集中在特定的人口群体中。
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引用次数: 0
The software complexity of nations 国家的软件复杂性
IF 8 1区 管理学 Q1 MANAGEMENT Pub Date : 2026-04-01 Epub Date: 2026-01-22 DOI: 10.1016/j.respol.2026.105422
Sándor Juhász , Johannes Wachs , Jermain Kaminski , César A. Hidalgo
Despite the growing importance of the digital sector, research on economic complexity and its implications continues to rely mostly on administrative records—e.g. data on exports, patents, and employment—that have blind spots when it comes to the digital economy. In this paper we use data on the geography of programming languages used in open-source software to extend economic complexity ideas to the digital economy. We estimate a country's software economic complexity index (ECIsoftware) and show that it complements the ability of measures of complexity based on trade, patents, and research to account for international differences in GDP per capita, income inequality, and emissions. We also show that open-source software follows the principle of relatedness, meaning that a country's entries and exits in programming languages are partly explained by its current pattern of specialization. Together, these findings help extend economic complexity ideas and their policy implications to the digital economy.
尽管数字部门的重要性日益增加,但对经济复杂性及其影响的研究仍然主要依赖于行政记录,例如:关于出口、专利和就业的数据——当涉及到数字经济时,这些数据存在盲点。在本文中,我们使用开源软件中使用的编程语言的地理数据来将经济复杂性的思想扩展到数字经济。我们估计了一个国家的软件经济复杂性指数(ecisoft),并表明它补充了基于贸易、专利和研究的复杂性测量的能力,以解释人均GDP、收入不平等和排放的国际差异。我们还表明,开源软件遵循相关性原则,这意味着一个国家在编程语言方面的进入和退出部分是由其当前的专业化模式解释的。总之,这些发现有助于将经济复杂性思想及其对数字经济的政策影响扩展到数字经济。
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引用次数: 0
The evolution of decentralized exchange: Risks, benefits, and oversight 去中心化交易所的演变:风险、利益和监督
IF 8 1区 管理学 Q1 MANAGEMENT Pub Date : 2026-04-01 Epub Date: 2026-02-10 DOI: 10.1016/j.respol.2025.105404
Campbell R. Harvey , Joel Hasbrouck , Fahad Saleh
A decentralized exchange, or DEX, is an application deployed on a blockchain that allows investors to exchange digital assets. We focus on the most prominent type of DEX, an Automated Market Maker (AMM), where at pricing terms are determined by a preset exchange rate formula. This technology has several unique features, including accessibility to all investors, transparency of pricing, and near simultaneity of execution and settlement. In particular, trading via a DEX is feasible for any asset tokenized on a blockchain. In turn, given that assets such as stocks and bonds could be easily tokenized, it is particularly important to understand the risks posed by DEXs. This paper examines both the benefits and risks for investors from DEXs, explores the role of private and public liquidity pools, and analyzes possible regulatory approaches.
去中心化交易所(DEX)是一种部署在区块链上的应用程序,允许投资者交换数字资产。我们专注于最突出的DEX类型,即自动做市商(AMM),其定价条款由预设的汇率公式确定。这项技术有几个独特的特点,包括对所有投资者的可访问性、定价的透明度以及执行和结算的近同时性。特别是,通过DEX进行交易对于任何在区块链上标记的资产都是可行的。反过来,鉴于股票和债券等资产可以很容易地代币化,了解dex带来的风险尤为重要。本文探讨了DEXs投资者的利益和风险,探讨了私人和公共流动性池的作用,并分析了可能的监管方法。
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引用次数: 0
Shelter in scholarship: Evidence from a global survey of hosts for displaced Ukrainian scientists 奖学金庇护:来自全球对流离失所的乌克兰科学家的东道主调查的证据
IF 8 1区 管理学 Q1 MANAGEMENT Pub Date : 2026-04-01 Epub Date: 2026-01-30 DOI: 10.1016/j.respol.2026.105425
Michael E. Rose , Katarína Juríková , Marina Pelepets , Olga Slivko , Julia Yereshko
In response to Russia’s full-scale invasion of Ukraine in February 2022, the global scientific community launched a range of support offers for displaced Ukrainian scientists. This paper examines the characteristics of these offers that attracted the most interest from Ukrainian scholars. We conduct a survey of hosts offering 2416 support opportunities registered in the #ScienceForUkraine database (22.3% participation rate). 56.9% support offers received at least one eligible application and 47.4% helped at least one Ukrainian scientist. Our analysis reveals that scholarships were more in demand than academic positions, joint applications for funding, or access to resources, and that offers connected to the Humanities were more popular than other disciplines. For hosts, solidarity was the primary motivation to offer help, and the availability of suitable funding was the second most common reason. Focusing on future policy design, our findings imply that support programmes for displaced scientists play a role in motivating hosts to help refugee scholars, and that these programmes should emphasise flexibility and consider the disciplinary composition of the affected academic community.
作为对俄罗斯于2022年2月全面入侵乌克兰的回应,全球科学界为流离失所的乌克兰科学家提供了一系列支持。本文考察了这些提议的特点,吸引了乌克兰学者的最大兴趣。我们对在#ScienceForUkraine数据库中登记的提供2416个支持机会的主持人进行了调查(参与率为22.3%)。56.9%的人至少收到了一份符合条件的申请,47.4%的人帮助了至少一名乌克兰科学家。我们的分析显示,与学术职位、联合申请资金或获得资源相比,奖学金的需求更大,与人文学科相关的奖学金比其他学科更受欢迎。对于东道国来说,团结是提供帮助的主要动机,其次是获得适当的资金。着眼于未来的政策设计,我们的研究结果表明,为流离失所的科学家提供支持的项目在激励东道国帮助难民学者方面发挥了作用,这些项目应该强调灵活性,并考虑受影响的学术团体的学科构成。
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引用次数: 0
Inventing modern invention: The professionalization of technological progress in the US 发明现代发明:美国技术进步的专业化
IF 8 1区 管理学 Q1 MANAGEMENT Pub Date : 2026-04-01 Epub Date: 2026-01-24 DOI: 10.1016/j.respol.2025.105382
Matte Hartog , Andres Gomez-Lievano , Ricardo Hausmann , Frank Neffke
Over the course of the mid-19th and early 20th century, the US transformed from an agricultural economy to the frontier in technology. To study this transition, we digitize half a million pages of patent yearbooks that describe inventors, organizations and technologies on over 1.6M patents. We combine this with demographic information from US census records and information on corporate research from large-scale repeated surveys of industrial research labs. Our data reveal that in the early 1920s a new system of innovation — based on teamwork and engineers — started to rapidly replace the existing craftsmanship-based invention that had dominated innovation in the 19th century. We argue that this new system relied on an organizational innovation: industrial research labs. These labs supported high-skill teamwork, replacing the collaborations within families with professional ties in firms and industrial research labs. The systemic shift in innovation had far-reaching consequences: it changed the division of labor in invention, led to an explosion of novelty and teamwork, and reshaped the geography of innovation in the US.
在19世纪中期和20世纪初的过程中,美国从一个农业经济体转变为科技前沿。为了研究这一转变,我们将50万页专利年鉴数字化,这些年鉴描述了超过160万项专利的发明者、组织和技术。我们将其与美国人口普查记录中的人口统计信息以及对工业研究实验室进行的大规模重复调查中的企业研究信息相结合。我们的数据显示,在20世纪20年代早期,一种以团队合作和工程师为基础的新创新体系开始迅速取代19世纪主导创新的以工艺为基础的发明。我们认为,这种新体系依赖于一种组织创新:工业研究实验室。这些实验室支持高技能的团队合作,用公司和工业研究实验室的专业关系取代家庭内部的合作。创新的系统性转变产生了深远的影响:它改变了发明领域的劳动分工,导致了创新和团队合作的爆炸式增长,重塑了美国创新的地理位置。
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引用次数: 0
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