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How and when adversity breeds ingenuity in an emerging market: Environmental threats, co-innovation, and frugal innovation 在新兴市场中,逆境如何以及何时孕育出独创性:环境威胁、共同创新和节俭创新
IF 7.5 1区 管理学 Q1 MANAGEMENT Pub Date : 2024-07-05 DOI: 10.1016/j.respol.2024.105061
Samuel Adomako , Stephen Kehinde Medase , Stephen X. Zhang

Despite burgeoning research on frugal innovation, there is limited understanding of how environmental threats shape frugal innovation, the mechanisms underlying this relationship and its boundary conditions. To address these gaps, we propose a moderated mediation model based on the strategy tripod perspective to examine the impact of environmental threats on frugal innovation through the mediating mechanism of co-innovation capability. Moreover, we investigate how legal incompleteness can moderate this relationship. We tested our model empirically with data from 301 manufacturing firms in an emerging market of Ghana, using a time-lagged research design. The results of our analysis largely support the proposed hypotheses in the model, revealing a more nuanced understanding of the indirect impact of environmental threats on frugal product innovation to contribute to the existing body of knowledge in the field of innovation.

尽管有关节俭式创新的研究方兴未艾,但人们对环境威胁如何影响节俭式创新、这一关系的内在机制及其边界条件的了解却十分有限。为了弥补这些不足,我们提出了一个基于战略三脚架视角的调节中介模型,通过共同创新能力这一中介机制来研究环境威胁对节俭式创新的影响。此外,我们还研究了法律不完备性如何调节这种关系。我们利用加纳新兴市场 301 家制造企业的数据,采用时滞研究设计,对我们的模型进行了实证检验。我们的分析结果在很大程度上支持了模型中提出的假设,揭示了环境威胁对节俭型产品创新间接影响的更细致的理解,为创新领域的现有知识体系做出了贡献。
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引用次数: 0
Do R&D tax credits impact pharmaceutical innovation? Evidence from a synthetic control approach 研发税收抵免对医药创新有影响吗?合成控制法的证据
IF 7.5 1区 管理学 Q1 MANAGEMENT Pub Date : 2024-07-03 DOI: 10.1016/j.respol.2024.105053
Edward Oliver , Dimitrios Kourouklis , Mireia Jofre-Bonet

Research and Development (R&D) in pharmaceuticals has often been judged as suboptimal due to barriers to entry, including the required investment size and other factors that cause the market to fail. R&D tax credits are one of the push methods governments use to incentivise innovation fiscally. R&D tax credits for the life sciences industry aim to promote innovation by reducing R&D costs and increasing expected returns. The underlying argument is that these incentives ultimately benefit the population's health while generating economic activity. However, the literature has yet to capture precisely the effects on innovation caused by this policy instrument. This paper studies the impact of the Research and Development Expenditure Credit scheme introduced in the UK in 2013. We use the synthetic control method to compare innovation output in the UK, measured by the number of new clinical trials, to an ad hoc control created using a group of comparable countries. Results indicate that the scheme increased the number of new phase I clinical trials by about 46 % one year after implementation. The treatment effect was weaker two years after the initiative's enactment but still present. A smaller lagged effect on phase II trials was also observed, by which trials increased by 32 % four years after the policy implementation. The positive effect was significant in the short run for phase I and phase II trials but not significant for phase III trials. Overall, the results suggest that, under certain circumstances, R&D tax credits can be helpful in stimulating innovation in the pharmaceutical sector.

由于进入市场的障碍,包括所需的投资规模和导致市场失败的其他因素,制药业的研究与开发(R&D)经常被认为是不理想的。研发税收抵免是政府从财政上激励创新的推动方法之一。生命科学行业的研发税收抵免旨在通过降低研发成本和提高预期回报来促进创新。其基本论点是,这些激励措施最终会在创造经济活动的同时,使人们的健康受益。然而,文献尚未准确捕捉到这一政策工具对创新的影响。本文研究了英国 2013 年推出的研发支出抵免计划的影响。我们采用合成控制法,将以新临床试验数量衡量的英国创新产出与利用一组可比国家创建的临时控制进行比较。结果表明,该计划实施一年后,新的I期临床试验数量增加了约46%。该计划颁布两年后,治疗效果有所减弱,但仍然存在。对二期临床试验的滞后效应也较小,政策实施四年后,二期临床试验增加了 32%。从短期来看,对第一阶段和第二阶段试验的积极影响是显著的,但对第三阶段试验的积极影响并不显著。总之,研究结果表明,在某些情况下,研发税收抵免有助于刺激制药行业的创新。
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引用次数: 0
Innovation failure, training for innovative activities and public support for innovation: Multi-annual evidence from emerging European innovation systems 创新失败、创新活动培训和对创新的公共支持:欧洲新兴创新体系的多年度证据
IF 7.5 1区 管理学 Q1 MANAGEMENT Pub Date : 2024-07-03 DOI: 10.1016/j.respol.2024.105059
Nebojsa Stojcic

One of the key challenges for innovative companies is reducing innovation failures and the loss of scarce resources. This study investigates two under-explored aspects of innovation failure: training for innovative activities and public support for innovation. It uses data from five waves of the Community Innovation Survey (2008–2018) on more than 29,000 firms in seven emerging European innovation systems known for their weak innovation capacity, information asymmetries, and systemic failures, which increase the risk of innovation failure. We employ a matching treatment analysis method and assess the robustness of our findings with the help of multi-valued treatment, the lasso machine learning treatment technique, and entropy balancing. This study identifies the diverse effects of training for innovative activities and national and EU public support for innovation on groups of innovation incumbents and entrants. The findings show that a combination of training for innovative activities and EU innovation support helps firms reduce their chances of innovation failure. The results reaffirm the strong reliance of firms in these economies on EU funding and the limitations of national innovation policies. The findings can inform the design and implementation of innovation policies in emerging innovation systems and multi-level contexts, such as the EU.

创新型企业面临的主要挑战之一是减少创新失败和稀缺资源的损失。本研究调查了创新失败的两个未充分探索的方面:创新活动培训和对创新的公共支持。研究使用了五次社区创新调查(2008-2018 年)的数据,涉及七个新兴欧洲创新体系中的 29,000 多家企业,这些体系因创新能力薄弱、信息不对称和系统性失灵而闻名,从而增加了创新失败的风险。我们采用了匹配处理分析方法,并借助多值处理、套索机器学习处理技术和熵平衡评估了研究结果的稳健性。本研究确定了创新活动培训以及国家和欧盟对创新的公共支持对创新参与者和参与者群体的不同影响。研究结果表明,创新活动培训与欧盟创新支持相结合,有助于企业降低创新失败的几率。研究结果再次证实了这些经济体的企业对欧盟资金的强烈依赖以及国家创新政策的局限性。研究结果可为欧盟等新兴创新体系和多层次背景下创新政策的设计和实施提供参考。
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引用次数: 0
Connecting the dots between democracy and innovation: The role of pro-market institutions and information processing 连接民主与创新:亲市场机构和信息处理的作用
IF 7.5 1区 管理学 Q1 MANAGEMENT Pub Date : 2024-07-02 DOI: 10.1016/j.respol.2024.105057
Hyungseok (David) Yoon , Christopher Boudreaux , Namil Kim

Prior studies examining the democracy-innovation relationship have reported mixed results. To resolve this tension, our framework grounded in information processing and institutional theory proposes two mechanisms through which democracy influences innovation—pro-market institutions and information processing. Our analysis reveals that democracy indirectly affects innovation primarily through information processing rather than pro-market institutions. While gradually or increasingly democratizing states tend to focus on adopting pro-market systems without considering information freedom (e.g., lifting censorship), our results underscore the importance of information processing for strengthening the democracy-innovation relationship. Our study extends the literature on national innovation rates by shedding light on the information processing implications of democratic institutions.

此前关于民主与创新关系的研究报告结果不一。为了解决这一矛盾,我们以信息处理和制度理论为基础的框架提出了民主影响创新的两种机制--市场制度和信息处理。我们的分析表明,民主主要通过信息处理而非亲市场制度间接影响创新。虽然逐步民主化或日益民主化的国家往往只注重采用有利于市场的制度,而不考虑信息自由(如取消审查制度),但我们的研究结果强调了信息处理对于加强民主与创新关系的重要性。我们的研究通过揭示民主制度对信息处理的影响,扩展了有关国家创新率的文献。
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引用次数: 0
Filling gaps in local knowledge and technology assurance: Informal intermediation in the diffusion of off-grid solar technologies in rural Kenya 填补当地知识和技术保障方面的空白:肯尼亚农村离网太阳能技术推广过程中的非正规中介活动
IF 7.5 1区 管理学 Q1 MANAGEMENT Pub Date : 2024-06-28 DOI: 10.1016/j.respol.2024.105052
Elise Harrington

Intermediaries include actors playing multiple and often different roles in the innovation process, but comparatively little scholarship has characterized intermediation for technology diffusion in remote or hard-to-reach contexts. This paper uses mixed methods to characterize the relationships and associated activities required for diffusion intermediaries to support the local embedding of solar technologies in rural Kenya and argues for a focus on the informal processs that guide intermediaries in solar technology diffusion. Findings confirm the value of close social ties for technology diffusion but further show that informal relationships with on-the-ground service provider staff support the social ties that enable technology adoption. These informal configurations of social and service ties are characterized by layered partnerships that overcome gaps in knowledge while remaining flexible enough to meet evolving local needs. Further, informal ties step in to vet technology in contexts where formal pathways and institutions are weak. Informality in intermediation is often overlooked compared to more formal firms and traditional innovation processes, but for technology diffusion in Kenya, these informal relationships provide critical links for off-grid solar access.

中间人包括在创新过程中扮演多种角色的参与者,他们往往扮演着不同的角色,但相对而言,很少有学者对偏远或难以到达的环境中技术推广中间人的特点进行研究。本文采用混合方法描述了传播中介为支持太阳能技术在肯尼亚农村地区的本地化所需的关系和相关活动,并主张重点关注指导太阳能技术传播中介的非正式过程。研究结果证实了密切的社会关系对技术推广的价值,但也进一步表明,与当地服务提供商工作人员的非正式关系支持了促成技术采用的社会关系。这些社会和服务关系的非正式组合具有分层合作的特点,既克服了知识差距,又能保持足够的灵活性以满足当地不断变化的需求。此外,在正规途径和机构薄弱的情况下,非正式关系也会介入对技术的审查。与更正规的公司和传统创新流程相比,非正规中介往往被忽视,但对于肯尼亚的技术推广而言,这些非正规关系为离网太阳能接入提供了关键纽带。
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引用次数: 0
Responsible north–south research and innovation: A framework for transdisciplinary research leadership and management 负责任的南北研究与创新:跨学科研究领导与管理框架
IF 7.5 1区 管理学 Q1 MANAGEMENT Pub Date : 2024-06-26 DOI: 10.1016/j.respol.2024.105048
Matthew A. French , S. Fiona Barker , Rebekah Henry , Amelia Turagabeci , Ancha Ansariadi , Autiko Tela , Diego Ramirez-Lovering , Fitriyanty Awaluddin , Ihsan Latief , Isoa Vakarewa , Ruzka R. Taruc , Tony Wong , Brett Davis , Rebekah Brown , Karin Leder , for the RISE consortium

The number, scale and ambition of transdisciplinary research initiatives between the global north and the global south is increasing, yet there is very little theoretical or empirical scholarship on how to lead and manage implementation to promote responsible practice. Within science, technology and innovation (STI) studies and decolonising research frameworks, and utilising collaborative autoethnography, this study codifies experience with implementing the ‘Revitalising Informal Settlements and their Environments’ (RISE) program (2017–2020). Our specific aim is to explore the leadership and management tensions and challenges of implementing transboundary transdisciplinary research. The findings reaffirm the importance of research leaders and managers carefully operationalising north–south research by critically reflecting on power asymmetries between disciplines, partners and locations, leveraging the potential for transdisciplinary consortia to build research capabilities in the global south, and creating a culture of reflexivity on the historical and social positionality in which research is designed, funded, implemented and evaluated. The findings foreground the role of boundary-spanning ‘integrators’ and ‘pracademics’, roles that have received little attention to date but are essential for effective delivery and societal impact beyond scientific advances. A framework for implementing north–south transdisciplinary research is outlined with five domains: (1) collaborative leadership; (2) agile management; (3) flexible consortia; (4) researcher positionality; and (5) co-design and participation. The framework can support efforts for responsibly designing and implementing large, transdisciplinary, cross-country research programs in line with ambitions for decolonising north–south research.

全球北方和全球南方之间跨学科研究计划的数量、规模和雄心都在不断增加,但关于如何领导和管理实施工作以促进负责任的实践,却很少有理论或经验方面的学术研究。本研究在科学、技术与创新(STI)研究和非殖民化研究框架内,利用合作式自述法,对 "振兴非正规住区及其环境"(RISE)计划(2017-2020 年)的实施经验进行了编纂。我们的具体目标是探索实施跨境跨学科研究时领导和管理方面的紧张关系和挑战。研究结果重申了研究领导者和管理者通过批判性地反思学科、合作伙伴和地点之间的权力不对称,利用跨学科联合体的潜力在全球南部建立研究能力,以及在设计、资助、实施和评估研究的历史和社会地位方面创造一种反思文化的重要性。研究结果强调了跨越边界的 "整合者 "和 "实践学者 "的作用,这些角色迄今为止很少受到关注,但对于科学进步之外的有效交付和社会影响至关重要。本文概述了实施南北跨学科研究的框架,包括五个领域:(1) 合作领导;(2) 敏捷管理;(3) 灵活联合体;(4) 研究人员的地位;(5) 共同设计和参与。该框架可以为负责任地设计和实施大型跨学科跨国研究计划提供支持,从而实现南北研究非殖民化的目标。
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引用次数: 0
ERC science and invention: Does ERC break free from the EU Paradox? ERC 科学与发明:ERC 是否摆脱了欧盟悖论?
IF 7.5 1区 管理学 Q1 MANAGEMENT Pub Date : 2024-06-24 DOI: 10.1016/j.respol.2024.105038
Jay Prakash Nagar , Stefano Breschi , Andrea Fosfuri

We explore the relationship between government-supported science and its translation into inventive activities, focusing on the European Research Council (ERC), the principal funding mechanism for top-quality research in Europe. We show that, compared to similar European research, ERC science accrues a greater number of patent citations. Moreover, patents that draw upon ERC research are of superior quality, measured by forward citations. Compared to similar European research, inventive activities arising from ERC science are more likely to be housed within universities and public research organizations. In absolute terms, however, US organizations, especially US companies, still lead in deriving the greatest benefits from ERC science. The significant disparity in corporate sector patenting linked to ERC science in the US and EU is fueled by inventions undertaken by startups, highlighting the crucial role of a dynamic startup landscape in driving inventions at the frontier of science. Overall, our findings suggest that ERC science continues to face challenges associated with the so-called European Paradox.

我们以欧洲顶级研究的主要资助机制--欧洲研究理事会(ERC)为重点,探讨了政府支持的科学与其转化为发明活动之间的关系。我们发现,与欧洲同类研究相比,欧洲研究理事会的科学成果获得了更多的专利引用。此外,根据正向引用情况衡量,利用 ERC 研究成果的专利质量更高。与欧洲的类似研究相比,ERC 科学研究产生的发明活动更有可能在大学和公共研究机构中进行。然而,从绝对值来看,美国组织,尤其是美国公司,仍然是从 ERC 科学中获益最多的组织。在美国和欧盟,与 ERC 科学相关的企业部门专利申请的巨大差异是由初创企业的发明促成的,这突出表明了充满活力的初创企业环境在推动科学前沿的发明创造方面发挥着至关重要的作用。总之,我们的研究结果表明,ERC 科学仍然面临着与所谓的欧洲悖论相关的挑战。
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引用次数: 0
Innovation attitudes and religiosity 创新态度与宗教信仰
IF 7.5 1区 管理学 Q1 Decision Sciences Pub Date : 2024-06-20 DOI: 10.1016/j.respol.2024.105051
Duygu Buyukyazici , Francesco Serti

The impact of religiosity on innovation has been a topic of great interest among scholars, yet its inherent complexity and endogeneity render empirical analysis a challenging task. In order to untangle these issues, our study employs a multi-faceted approach, drawing on various measures of religiosity and implementing an instrumental variable strategy within an individual-level innovation framework. We analyse the effect of religiosity on individual attitudes that are either favourable or unfavourable to innovation, capturing different aspects of an individual’s propensity to innovate. The results strongly suggest that each measure of religiosity has a somewhat negative effect on innovation attitudes. The robustness checks and sensitivity analyses support the main findings. We propose three channels from religion to innovation: time allocation, the fear of uncertainty, and conventional roles reinforced by religion.

宗教信仰对创新的影响一直是学者们非常感兴趣的话题,然而其固有的复杂性和内生性使得实证分析成为一项具有挑战性的任务。为了解决这些问题,我们的研究采用了多方面的方法,借鉴了宗教信仰的各种测量方法,并在个人层面的创新框架内实施了工具变量策略。我们分析了宗教信仰对有利于或不利于创新的个人态度的影响,捕捉了个人创新倾向的不同方面。结果强烈表明,宗教信仰的每一种衡量标准都会对创新态度产生一定程度的负面影响。稳健性检验和敏感性分析支持主要结论。我们提出了从宗教到创新的三个渠道:时间分配、对不确定性的恐惧以及由宗教强化的传统角色。
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引用次数: 0
Does corruption have a sanding or greasing impact on innovation? Reconciling the contrasting perspectives through a systematic literature review 腐败对创新的影响是 "打磨 "还是 "润滑"?通过系统的文献综述调和截然不同的观点
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-06-15 DOI: 10.1016/j.respol.2024.105036
Shoeb Mohammad , Jie Yang , Irfan Butt

There has been a significant increase in the number of academic studies published on the relationship between corruption and innovation in recent years. Various relationships have been conceptualized, including the “sand” and “grease” perspectives which propose that corruption reduces and increases innovation, respectively. In light of interest in the topic showing growing momentum, we review the literature on corruption and innovation for the purpose of reconciling these proposed theoretical perspectives. Following a systematic literature review methodology, we explain the composition of the literature and map the key conceptualizations of the corruption-innovation relationship. We link the variables, measures, and theories employed in the literature to proposed conceptual relationships. Furthermore, we outline the key patterns in which the sanding or greasing impact is more likely to be observed. Based on the systematic review, we propose a research agenda for corruption-innovation research and discuss policy implications.

近年来,关于腐败与创新之间关系的学术研究数量大幅增加。人们对二者之间的关系提出了各种概念,包括 "沙子 "和 "油脂 "观点,它们分别认为腐败会减少和增加创新。鉴于人们对这一话题的兴趣日益浓厚,我们回顾了有关腐败与创新的文献,以调和这些理论观点。按照系统的文献综述方法,我们解释了文献的构成,并绘制了腐败与创新关系的主要概念图。我们将文献中采用的变量、衡量标准和理论与提出的概念关系联系起来。此外,我们还概述了更有可能观察到 "打磨 "或 "润滑 "影响的关键模式。在系统回顾的基础上,我们提出了腐败与创新研究的研究议程,并讨论了政策影响。
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引用次数: 0
Employment protection laws and the commercialization of new products: A cross-country study 就业保护法与新产品的商业化:跨国研究
IF 7.2 1区 管理学 Q1 Decision Sciences Pub Date : 2024-06-12 DOI: 10.1016/j.respol.2024.105039
Maarten Cerpentier , Anja Schulze , Tom Vanacker , Shaker A. Zahra

Although there are opposing theoretical arguments on the relationship between the strength of a country's employment protection laws (EPLs) and innovation, empirical evidence tilts towards a positive relationship. However, research has mainly focused on the early stages of the innovation process, such as R&D and patenting. This study examines the role of EPLs in the later stages of the innovation process: the commercialization of new products. In particular, we focus on EPLs' relationship with two different new product commercialization outcomes: the launch and subsequent sales of new products. Using data on small European firms, we find that, controlling for invention, stricter EPLs are negatively associated with firms' likelihood of launching new products, but positively associated with the sales from new products. We discuss the implications of our results for theory and practice.

尽管关于一国就业保护法(EPLs)的力度与创新之间的关系存在对立的理论观点,但经验证据倾向于两者之间存在正相关关系。然而,研究主要集中在创新过程的早期阶段,如研发和专利申请。本研究探讨了 EPL 在创新过程后期阶段(新产品商业化)的作用。特别是,我们重点研究了电子产品专利与两种不同的新产品商业化结果之间的关系:新产品的发布和后续销售。利用欧洲小型企业的数据,我们发现,在控制发明的情况下,更严格的环境优先权与企业推出新产品的可能性呈负相关,但与新产品的销售额呈正相关。我们讨论了我们的结果对理论和实践的影响。
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引用次数: 0
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Research Policy
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