基于特征重构和优化最小二乘支持向量机的锂离子电池健康状态估计

Tiezhou Wu, Jian Kang, Junchao Zhu, Te Tu
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摘要

电池的健康状态(SOH)是衡量电池寿命的主要指标。为了提高 SOH 估算的准确性,本文提出了一种利用特征重构和改进的最小二乘支持向量机进行锂离子电池健康状态估算的模型框架。首先,通过主成分分析(PCA)处理从充电和放电阶段提取的多个健康特征,去除多个特征之间的信息冗余,从而得到间接健康特征(HF);然后利用变异模态分解(VMD)得到多个不同频率的平滑分量子序列,有效捕捉数据的整体下降趋势和再生波动。然后利用麻雀搜索算法(SSA)优化最小二乘支持向量机(LSSVM)建立估计模型,并预测和叠加多个特征子序列的重构融合特征,再利用重构 HI 与 SOH 之间的映射关系进行估计。美国国家航空航天局(NASA)和马里兰大学(CACLE)的电池数据集(CACLE)用于对不同循环间隔的多个电池进行验证测试。结果表明,平均绝对误差(MAE)和均方根误差(RMSE)均小于 1%,该方法具有较高的估计精度和鲁棒性。
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Lithium-ion battery health state estimation based on feature reconstruction and optimized least squares support vector machine
The state of health (SOH) of a battery is the main indicator of battery life. In order to improve the SOH estimation accuracy, a model framework for lithium-ion battery health state estimation with feature reconstruction and improved least squares support vector machine is proposed. Firstly, the indirect health features (HF) are obtained by processing multiple health features extracted from the charging and discharging phases through principal component analysis (PCA) to remove the information redundancy among multiple features; then multiple smooth component subsequences of different frequencies are obtained by using variational modal decomposition (VMD) to efficiently capture the overall downtrend and regeneration fluctuations of the data. Then we use the Sparrow Search Algorithm (SSA) to optimize the Least Squares Support Vector Machine (LSSVM) to build an estimation model, and then predict and superimpose the reconstructed fusion features of multiple feature subsequences, and then use the mapping relationship between the reconstructed HI and the SOH for the estimation . The NASA and University of Maryland (CACLE) battery dataset(CACLE) is used to perform validation tests on multiple batteries with different cycle intervals. The results show that the Mean Absolute Error (MAE) and Root Mean Square Error (RMSE) are less than 1% and the method has high estimation accuracy and robustness.
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