非随机纵向差异研究的简单功率和样本量估算。

Journal of biometrics & biostatistics Pub Date : 2018-01-01 Epub Date: 2018-11-26
Yirui Hu, D R Hoover
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引用次数: 0

摘要

对连续性纵向正常结果的干预效果,通常是通过 "差异分析"(DD),在干预前 b≥1 和干预后 k≥1 的两臂前后干预研究中估算出来的。虽然随机化是首选,但由于实际条件的限制,非随机化设计往往是必要的。非随机 DD 设计的功率/样本量估计方法需要结合重复测量的相关结构。我们推导了干预效应的广义最小二乘法(GLS)方差估计。对于通常假定的复合对称(CS)相关结构(即所有重复测量之间的相关性为常数ρ),这将带来简单的功率和样本量估计公式,可以用纸笔实现。在总时间点(T)数量有限的情况下,干预前和干预后的时间点数量尽可能相等(b=k)可获得最大的功率。当计划进行一项时间点为 7 个或更少的研究时,考虑到多个基线测量中的大ρ(ρ≥0.6)(b≥2)或单一基线设置中的ρ≥0.8,随机 DD 设计相对于非随机 DD 设计在功率方面的改善可能较小。该方法还可扩展到群组研究设计,并纳入时间不变协变量。通过三个时间点 T=4 和 ρ 在 0.55 到 0.75 之间的实际例子,说明了研究规划的应用。
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Simple Power and Sample Size Estimation for Non-Randomized Longitudinal Difference in Differences Studies.

Intervention effects on continuous longitudinal normal outcomes are often estimated in two-arm pre-post interventional studies with b≥1 pre- and k≥1 post-intervention measures using "Difference-in-Differences" (DD) analysis. Although randomization is preferred, non-randomized designs are often necessary due to practical constraints. Power/sample size estimation methods for non-randomized DD designs that incorporate the correlation structure of repeated measures are needed. We derive Generalized Least Squares (GLS) variance estimate of the intervention effect. For the commonly assumed compound symmetry (CS) correlation structure (where the correlation between all repeated measures is a constantρ) this leads to simple power and sample size estimation formulas that can be implemented using pencil and paper. Given a constrained number of total timepoints (T), having as close to possible equal number of pre-and post-intervention timepoints (b=k) achieves greatest power. When planning a study with 7 or less timepoints, given large ρ(ρ≥0.6) in multiple baseline measures (b≥2) or ρ≥0.8 in a single baseline setting, the improvement in power from a randomized versus non-randomized DD design may be minor. Extensions to cluster study designs and incorporation of time invariant covariates are given. Applications to study planning are illustrated using three real examples with T=4 timepoints and ρ ranging from 0.55 to 0.75.

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