决定主义的否定:出于政治动机退出美国上诉法院

IF 0.4 Q3 LAW Review of Law & Economics Pub Date : 2024-07-08 DOI:10.1515/rle-2024-0044
Daniel L. Chen, Eric Reinhart
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引用次数: 1

摘要

摘要 美国司法机构的公正性和非政治性是其合法性及其所支持的自由宪法法律制度的关键。虽然只有不到 1% 的美国联邦法官承认退休或辞职有政治动机,但我们的研究表明,这些影响因素更为普遍。通过研究 1802 年至 2019 年的数据,我们发现美国上诉法院 11% 的退休和 23% 的辞职可能与政治周期有关。如果总统所属党派与其任命党派不同,法官在总统选举前退休的可能性较低;如果总统所属党派与其任命党派相同,法官在选举后辞职的可能性较高。自 1975 年以来,这些出于政治动机的离职人数不断增加,占退休人数的 14%,这表明司法机构的政治色彩更加浓厚,两极分化更加严重。以往依赖自我报告或年度分析的研究忽略了法官离职时间的这些政治动态。我们从季度到选举层面的分析表明,联邦法官的重大决定可能经常受到无意识偏见或有意识的党派忠诚的影响,这两种情况都对司法中立的理念和法官必须维护的普通法先例提出了挑战。我们的研究结果支持了人们对通过法院行使不民主政治权力的日益增长的担忧,这种担忧导致了法权主义--打着法律程序的幌子参与政治的做法。
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The Disavowal of Decisionism: Politically Motivated Exits from the U.S. Courts of Appeals
Abstract The impartiality and apolitical nature of the American judiciary are key to its legitimacy and the liberal constitutional legal system it supports. Though less than 1 % of U.S. Federal judges admit to political motivations for retirement or resignation, our research suggests these influences are more widespread. Examining data from 1802 to 2019, we found 11 % of retirements and 23 % of resignations from the U.S. Courts of Appeals may be linked to political cycles. Judges are less likely to retire before a Presidential election when the President is from a different party than their appointing party, and more likely to resign after the election if the President is from their appointing party. These politically motivated exits have grown, accounting for 14 % of retirements since 1975, which points to a more politically charged and polarized judiciary. Previous studies relying on self-reports or annual analyses have missed these political dynamics in judges’ departure timing. Our quarter-to-election level analysis reveals that significant decisions by Federal judges may often be influenced by unconscious bias or conscious partisan loyalty, both of which challenge the idea of judicial neutrality and the common law precedents judges must uphold. Our findings support growing concerns about undemocratic political power being exercised through the courts, giving rise to juristocracy – the practice of engaging in politics under the guise of legal proceedings.
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CiteScore
0.80
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11
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