{"title":"PLBR:通过伪标签纠偏实现半监督文档关键信息提取","authors":"Pengcheng Guo;Yonghong Song;Boyu Wang;Jiaohao Liu;Qi Zhang","doi":"10.1109/TKDE.2024.3443928","DOIUrl":null,"url":null,"abstract":"Document key information extraction (DKIE) methods often require a large number of labeled samples, imposing substantial annotation costs in practical scenarios. Fortunately, pseudo-labeling based semi-supervised learning (PSSL) algorithms provide an effective paradigm to alleviate the reliance on labeled data by leveraging unlabeled data. However, the main challenges for PSSL in DKIE tasks: 1) context dependency of DKIE results in incorrect pseudo-labels. 2) high intra-class variance and low inter-class variation on DKIE. To this end, this paper proposes a similarity matrix Pseudo-Label Bias Rectification (PLBR) semi-supervised method for DKIE tasks, which improves the quality of pseudo-labels on DKIE benchmarks with rare labels. More specifically, the Similarity Matrix Bias Rectification (SMBR) module is proposed to improve the quality of pseudo-labels, which utilizes the contextual information of DKIE data through the analysis of similarity between labeled and unlabeled data. Moreover, a dual branch adaptive alignment (DBAA) mechanism is designed to adaptively align intra-class variance and alleviate inter-class variation on DKIE benchmarks, which is composed of two adaptive alignment ways. One is the intra-class alignment branch, which is designed to adaptively align intra-class variance. The other one is the inter-class alignment branch, which is developed to adaptively alleviate inter-class variance changes on the representation level. Extensive experiment results on two benchmarks demonstrate that PLBR achieves state-of-the-art performance and its performance surpasses the previous SOTA by \n<inline-formula><tex-math>$2.11\\% \\sim 2.53\\%$</tex-math></inline-formula>\n, \n<inline-formula><tex-math>$2.09\\% \\sim 2.49\\%$</tex-math></inline-formula>\n F1-score on FUNSD and CORD with rare labeled samples, respectively. Code will be open to the public.","PeriodicalId":13496,"journal":{"name":"IEEE Transactions on Knowledge and Data Engineering","volume":"36 12","pages":"9025-9036"},"PeriodicalIF":8.9000,"publicationDate":"2024-08-28","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"PLBR: A Semi-Supervised Document Key Information Extraction via Pseudo-Labeling Bias Rectification\",\"authors\":\"Pengcheng Guo;Yonghong Song;Boyu Wang;Jiaohao Liu;Qi Zhang\",\"doi\":\"10.1109/TKDE.2024.3443928\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"Document key information extraction (DKIE) methods often require a large number of labeled samples, imposing substantial annotation costs in practical scenarios. Fortunately, pseudo-labeling based semi-supervised learning (PSSL) algorithms provide an effective paradigm to alleviate the reliance on labeled data by leveraging unlabeled data. However, the main challenges for PSSL in DKIE tasks: 1) context dependency of DKIE results in incorrect pseudo-labels. 2) high intra-class variance and low inter-class variation on DKIE. To this end, this paper proposes a similarity matrix Pseudo-Label Bias Rectification (PLBR) semi-supervised method for DKIE tasks, which improves the quality of pseudo-labels on DKIE benchmarks with rare labels. More specifically, the Similarity Matrix Bias Rectification (SMBR) module is proposed to improve the quality of pseudo-labels, which utilizes the contextual information of DKIE data through the analysis of similarity between labeled and unlabeled data. Moreover, a dual branch adaptive alignment (DBAA) mechanism is designed to adaptively align intra-class variance and alleviate inter-class variation on DKIE benchmarks, which is composed of two adaptive alignment ways. One is the intra-class alignment branch, which is designed to adaptively align intra-class variance. The other one is the inter-class alignment branch, which is developed to adaptively alleviate inter-class variance changes on the representation level. Extensive experiment results on two benchmarks demonstrate that PLBR achieves state-of-the-art performance and its performance surpasses the previous SOTA by \\n<inline-formula><tex-math>$2.11\\\\% \\\\sim 2.53\\\\%$</tex-math></inline-formula>\\n, \\n<inline-formula><tex-math>$2.09\\\\% \\\\sim 2.49\\\\%$</tex-math></inline-formula>\\n F1-score on FUNSD and CORD with rare labeled samples, respectively. Code will be open to the public.\",\"PeriodicalId\":13496,\"journal\":{\"name\":\"IEEE Transactions on Knowledge and Data Engineering\",\"volume\":\"36 12\",\"pages\":\"9025-9036\"},\"PeriodicalIF\":8.9000,\"publicationDate\":\"2024-08-28\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"IEEE Transactions on Knowledge and Data Engineering\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://ieeexplore.ieee.org/document/10654529/\",\"RegionNum\":2,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Transactions on Knowledge and Data Engineering","FirstCategoryId":"94","ListUrlMain":"https://ieeexplore.ieee.org/document/10654529/","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE","Score":null,"Total":0}
PLBR: A Semi-Supervised Document Key Information Extraction via Pseudo-Labeling Bias Rectification
Document key information extraction (DKIE) methods often require a large number of labeled samples, imposing substantial annotation costs in practical scenarios. Fortunately, pseudo-labeling based semi-supervised learning (PSSL) algorithms provide an effective paradigm to alleviate the reliance on labeled data by leveraging unlabeled data. However, the main challenges for PSSL in DKIE tasks: 1) context dependency of DKIE results in incorrect pseudo-labels. 2) high intra-class variance and low inter-class variation on DKIE. To this end, this paper proposes a similarity matrix Pseudo-Label Bias Rectification (PLBR) semi-supervised method for DKIE tasks, which improves the quality of pseudo-labels on DKIE benchmarks with rare labels. More specifically, the Similarity Matrix Bias Rectification (SMBR) module is proposed to improve the quality of pseudo-labels, which utilizes the contextual information of DKIE data through the analysis of similarity between labeled and unlabeled data. Moreover, a dual branch adaptive alignment (DBAA) mechanism is designed to adaptively align intra-class variance and alleviate inter-class variation on DKIE benchmarks, which is composed of two adaptive alignment ways. One is the intra-class alignment branch, which is designed to adaptively align intra-class variance. The other one is the inter-class alignment branch, which is developed to adaptively alleviate inter-class variance changes on the representation level. Extensive experiment results on two benchmarks demonstrate that PLBR achieves state-of-the-art performance and its performance surpasses the previous SOTA by
$2.11\% \sim 2.53\%$
,
$2.09\% \sim 2.49\%$
F1-score on FUNSD and CORD with rare labeled samples, respectively. Code will be open to the public.
期刊介绍:
The IEEE Transactions on Knowledge and Data Engineering encompasses knowledge and data engineering aspects within computer science, artificial intelligence, electrical engineering, computer engineering, and related fields. It provides an interdisciplinary platform for disseminating new developments in knowledge and data engineering and explores the practicality of these concepts in both hardware and software. Specific areas covered include knowledge-based and expert systems, AI techniques for knowledge and data management, tools, and methodologies, distributed processing, real-time systems, architectures, data management practices, database design, query languages, security, fault tolerance, statistical databases, algorithms, performance evaluation, and applications.