可预测性最大化与词序和谐的起源

Ramon Ferrer-i-Cancho
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摘要

我们从信息论的角度出发,探讨了词头及其从句的顺序排列这一语言问题。具体来说,我们考虑的是如何最优地安排一个词头,以最大限度地提高序列的可预测性。根据开放选择原则和依赖语法的核心假设,我们假定前面的眷属在统计上是独立的。我们证明了调和顺序的最优性,即把头部放在最后能最大化头部的可预测性,而把头部放在最前面能最大化眷属的可预测性。我们还证明,将头部后置是使头部可预测性最大化的最优策略,而将头部前置则是使眷属可预测性最大化的最优策略。我们揭示了最大化头部可预测性的策略比最大化家属可预测性的策略更有优势。我们的发现揭示了真实语言所采用的或在不同实验中出现的头部位置。
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Predictability maximization and the origins of word order harmony
We address the linguistic problem of the sequential arrangement of a head and its dependents from an information theoretic perspective. In particular, we consider the optimal placement of a head that maximizes the predictability of the sequence. We assume that dependents are statistically independent given a head, in line with the open-choice principle and the core assumptions of dependency grammar. We demonstrate the optimality of harmonic order, i.e., placing the head last maximizes the predictability of the head whereas placing the head first maximizes the predictability of dependents. We also show that postponing the head is the optimal strategy to maximize its predictability while bringing it forward is the optimal strategy to maximize the predictability of dependents. We unravel the advantages of the strategy of maximizing the predictability of the head over maximizing the predictability of dependents. Our findings shed light on the placements of the head adopted by real languages or emerging in different kinds of experiments.
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