Andrea Cavallo, Madeline Navarro, Santiago Segarra, Elvin Isufi
{"title":"公平共方差神经网络","authors":"Andrea Cavallo, Madeline Navarro, Santiago Segarra, Elvin Isufi","doi":"arxiv-2409.08558","DOIUrl":null,"url":null,"abstract":"Covariance-based data processing is widespread across signal processing and\nmachine learning applications due to its ability to model data\ninterconnectivities and dependencies. However, harmful biases in the data may\nbecome encoded in the sample covariance matrix and cause data-driven methods to\ntreat different subpopulations unfairly. Existing works such as fair principal\ncomponent analysis (PCA) mitigate these effects, but remain unstable in low\nsample regimes, which in turn may jeopardize the fairness goal. To address both\nbiases and instability, we propose Fair coVariance Neural Networks (FVNNs),\nwhich perform graph convolutions on the covariance matrix for both fair and\naccurate predictions. Our FVNNs provide a flexible model compatible with\nseveral existing bias mitigation techniques. In particular, FVNNs allow for\nmitigating the bias in two ways: first, they operate on fair covariance\nestimates that remove biases from their principal components; second, they are\ntrained in an end-to-end fashion via a fairness regularizer in the loss\nfunction so that the model parameters are tailored to solve the task directly\nin a fair manner. We prove that FVNNs are intrinsically fairer than analogous\nPCA approaches thanks to their stability in low sample regimes. We validate the\nrobustness and fairness of our model on synthetic and real-world data,\nshowcasing the flexibility of FVNNs along with the tradeoff between fair and\naccurate performance.","PeriodicalId":501340,"journal":{"name":"arXiv - STAT - Machine Learning","volume":"45 1","pages":""},"PeriodicalIF":0.0000,"publicationDate":"2024-09-13","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Fair CoVariance Neural Networks\",\"authors\":\"Andrea Cavallo, Madeline Navarro, Santiago Segarra, Elvin Isufi\",\"doi\":\"arxiv-2409.08558\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"Covariance-based data processing is widespread across signal processing and\\nmachine learning applications due to its ability to model data\\ninterconnectivities and dependencies. However, harmful biases in the data may\\nbecome encoded in the sample covariance matrix and cause data-driven methods to\\ntreat different subpopulations unfairly. Existing works such as fair principal\\ncomponent analysis (PCA) mitigate these effects, but remain unstable in low\\nsample regimes, which in turn may jeopardize the fairness goal. To address both\\nbiases and instability, we propose Fair coVariance Neural Networks (FVNNs),\\nwhich perform graph convolutions on the covariance matrix for both fair and\\naccurate predictions. Our FVNNs provide a flexible model compatible with\\nseveral existing bias mitigation techniques. In particular, FVNNs allow for\\nmitigating the bias in two ways: first, they operate on fair covariance\\nestimates that remove biases from their principal components; second, they are\\ntrained in an end-to-end fashion via a fairness regularizer in the loss\\nfunction so that the model parameters are tailored to solve the task directly\\nin a fair manner. We prove that FVNNs are intrinsically fairer than analogous\\nPCA approaches thanks to their stability in low sample regimes. We validate the\\nrobustness and fairness of our model on synthetic and real-world data,\\nshowcasing the flexibility of FVNNs along with the tradeoff between fair and\\naccurate performance.\",\"PeriodicalId\":501340,\"journal\":{\"name\":\"arXiv - STAT - Machine Learning\",\"volume\":\"45 1\",\"pages\":\"\"},\"PeriodicalIF\":0.0000,\"publicationDate\":\"2024-09-13\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"arXiv - STAT - Machine Learning\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/arxiv-2409.08558\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"\",\"JCRName\":\"\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"arXiv - STAT - Machine Learning","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/arxiv-2409.08558","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
Covariance-based data processing is widespread across signal processing and
machine learning applications due to its ability to model data
interconnectivities and dependencies. However, harmful biases in the data may
become encoded in the sample covariance matrix and cause data-driven methods to
treat different subpopulations unfairly. Existing works such as fair principal
component analysis (PCA) mitigate these effects, but remain unstable in low
sample regimes, which in turn may jeopardize the fairness goal. To address both
biases and instability, we propose Fair coVariance Neural Networks (FVNNs),
which perform graph convolutions on the covariance matrix for both fair and
accurate predictions. Our FVNNs provide a flexible model compatible with
several existing bias mitigation techniques. In particular, FVNNs allow for
mitigating the bias in two ways: first, they operate on fair covariance
estimates that remove biases from their principal components; second, they are
trained in an end-to-end fashion via a fairness regularizer in the loss
function so that the model parameters are tailored to solve the task directly
in a fair manner. We prove that FVNNs are intrinsically fairer than analogous
PCA approaches thanks to their stability in low sample regimes. We validate the
robustness and fairness of our model on synthetic and real-world data,
showcasing the flexibility of FVNNs along with the tradeoff between fair and
accurate performance.