满嘴跑火车的谈判:透明度与保密性之间的政府间谈判

Mareike Kleine, Samuel Huntington
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摘要

透明度是国际谈判和国际机构经典理论的核心,但却很少被直接衡量或解释。本文探讨了政府间谈判和机构透明度改革的潜在弊端。我们认为,随着正式国际会议向公众开放,谈判者面临着将讨论转移到更加非正式和不透明场所的动机,尤其是在敏感和国内有争议的问题上。为了检验何时以及为何会出现这种情况,我们提供了欧盟理事会三十年(1990-2019 年)政府间谈判的新数据,尤其是使用不做会议记录的非正式休息时间的情况。我们发现,利用这种休息时间--尤其是午餐时间--的情况大幅增加,部长们经常利用这些机会讨论有争议的话题。我们通过定量和定性分析表明,非正式休息时间的变化既与提高透明度的制度相关,也与对国内对抗性政治动员的具体担忧相关,尤其是以欧洲怀疑论为表现形式的政治动员。这些研究结果对国际机构透明度的积极和规范理论提出了挑战,并为有关非正式治理、谈判研究、欧盟政治和跨国民主赤字的文献做出了贡献。
本文章由计算机程序翻译,如有差异,请以英文原文为准。

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Negotiating with your mouth full: Intergovernmental negotiations between transparency and confidentiality

Transparency lies at the heart of canonical theories of international negotiations and institutions—yet it is rarely directly measured or explained. This paper explores the potential downsides of transparency reforms in intergovernmental negotiations and institutions. We argue that as formal international meetings open up to the public, negotiators face incentives to shift deliberations to more informal and opaque venues, especially for sensitive and domestically contested issues. To test when and why this occurs, we present new data on three decades of intergovernmental negotiations in the Council of the European Union (1990–2019), and in particular the use of informal breaks where no minutes are taken. We find that recourse to such breaks—especially at lunch time—has increased substantially, and that ministers often take these opportunities to discuss controversial topics. We deploy quantitative and qualitative analyses to show that variations in informal breaks correlate both with institutional enhancements to transparency and with specific concerns over antagonistic political mobilization at home, notably in the form of Euroscepticism. These findings challenge received positive and normative theories about transparency in international institutions, and contribute to the literature on informal governance, negotiation studies, EU politics, and the transnational democratic deficit.

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