取代人类参与者的大型语言模型可能会对身份群体造成错误描绘和扁平化

IF 23.9 1区 计算机科学 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Nature Machine Intelligence Pub Date : 2025-02-17 DOI:10.1038/s42256-025-00986-z
Angelina Wang, Jamie Morgenstern, John P. Dickerson
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摘要

大型语言模型(llm)的能力和受欢迎程度都在不断提高,推动了它们在新领域的应用——包括在计算社会科学、用户测试、注释任务等方面替代人类参与者。在许多情况下,研究人员试图将他们的调查分发给具有代表性的潜在感兴趣的人类群体的参与者样本。这意味着要成为一个合适的替代品,法学硕士将需要能够捕捉到位置性的影响(即性别和种族等社会身份的相关性)。然而,我们表明,当前法学硕士的培训方式存在两个固有的限制,这阻止了这一点。我们分析了为什么法学硕士可能会歪曲和扁平化人口群体的表征,然后通过对四个法学硕士进行的一系列人类研究(涉及16个人口统计身份的3200名参与者),实证地证明了这一点。我们还讨论了关于身份提示如何使身份本质化的第三个限制。贯穿全文,我们将每一种限制都与一段有害的历史联系起来,即认识上的不公正反对生活经验的价值,这解释了为什么替代对边缘人口群体有害。总的来说,我们敦促在使用案例中,法学硕士旨在取代人类参与者,其身份与手头的任务相关。同时,在确定替代LLM的好处大于危害的情况下(例如,吸引人类参与者可能会对他们造成伤害,或者目标是补充而不是完全替代),我们的经验证明,我们的推理时间技术减少了——但没有消除——这些危害。
本文章由计算机程序翻译,如有差异,请以英文原文为准。

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Large language models that replace human participants can harmfully misportray and flatten identity groups
Large language models (LLMs) are increasing in capability and popularity, propelling their application in new domains—including as replacements for human participants in computational social science, user testing, annotation tasks and so on. In many settings, researchers seek to distribute their surveys to a sample of participants that are representative of the underlying human population of interest. This means that to be a suitable replacement, LLMs will need to be able to capture the influence of positionality (that is, the relevance of social identities like gender and race). However, we show that there are two inherent limitations in the way current LLMs are trained that prevent this. We argue analytically for why LLMs are likely to both misportray and flatten the representations of demographic groups, and then empirically show this on four LLMs through a series of human studies with 3,200 participants across 16 demographic identities. We also discuss a third limitation about how identity prompts can essentialize identities. Throughout, we connect each limitation to a pernicious history of epistemic injustice against the value of lived experiences that explains why replacement is harmful for marginalized demographic groups. Overall, we urge caution in use cases in which LLMs are intended to replace human participants whose identities are relevant to the task at hand. At the same time, in cases where the benefits of LLM replacement are determined to outweigh the harms (for example, engaging human participants may cause them harm, or the goal is to supplement rather than fully replace), we empirically demonstrate that our inference-time techniques reduce—but do not remove—these harms. Large language models are being considered to simulate responses from participants of different backgrounds in computational social science experiments. Here it is shown that this practice can misportray and flatten demographic groups in distinctively harmful ways.
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来源期刊
CiteScore
36.90
自引率
2.10%
发文量
127
期刊介绍: Nature Machine Intelligence is a distinguished publication that presents original research and reviews on various topics in machine learning, robotics, and AI. Our focus extends beyond these fields, exploring their profound impact on other scientific disciplines, as well as societal and industrial aspects. We recognize limitless possibilities wherein machine intelligence can augment human capabilities and knowledge in domains like scientific exploration, healthcare, medical diagnostics, and the creation of safe and sustainable cities, transportation, and agriculture. Simultaneously, we acknowledge the emergence of ethical, social, and legal concerns due to the rapid pace of advancements. To foster interdisciplinary discussions on these far-reaching implications, Nature Machine Intelligence serves as a platform for dialogue facilitated through Comments, News Features, News & Views articles, and Correspondence. Our goal is to encourage a comprehensive examination of these subjects. Similar to all Nature-branded journals, Nature Machine Intelligence operates under the guidance of a team of skilled editors. We adhere to a fair and rigorous peer-review process, ensuring high standards of copy-editing and production, swift publication, and editorial independence.
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