基因、指责和失控:刑法中是否有“基因辩护”的一席之地?

Colin Gavaghan, Amir Bastani
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引用次数: 2

摘要

2002年,Caspi和他的同事提出了一种特定的基因与环境(GxE)的相互作用有关。从那时起,大量文献研究了这种相关性对刑事司法系统的潜在影响,特别是对该系统核心的责任归属和指责。或许可以准确地说,刑事理论家的多数立场是,这种性质的证据不会破坏或严重挑战现有的责任概念,也不能构成对刑事指控的充分辩护——尽管它可能在量刑中发挥作用。然而,很少有人考虑到这些证据在所谓的“部分辩护”中可能发挥的作用,比如责任减轻(DR),它不是为了完全为被告开脱,而是为了减轻他对犯罪行为的责任。本文旨在评估Caspi研究的最重要特征-生产单胺氧化酶A基因(MAOA-L)的低变异基因-及其在DR辩护中的可能作用。我们认为,根据普通法司法管辖区对类似情况的处理方法,没有原则上的理由排除MAOA-L作为DR基础的证据。
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Genes, blame and loss of control: is there a place in criminal law for a 'genetic defense'?

In 2002, Caspi and colleagues proposed that a specific gene by environment (GxE) interaction is related to antisocial tendencies. Since then, a substantial body of literature has examined the potential implications of such a correlation for the criminal justice system, and in particular, for the attribution of responsibility and blame that lies at the core of that system. It is probably accurate to say that the majority position among criminal theorists is that evidence of such a nature does not undermine or seriously challenge existing notions of responsibility, and could not constitute a full defense to a criminal charge - although it may have a role to play in sentencing. Less consideration, however, has been given to the role such evidence may play in so-called 'partial defenses' - those like diminished responsibility (DR), which serve not to exculpate the defendant entirely, but rather, to mitigate his responsibility for the criminal act. This paper aims to assess the most important feature of the Caspi Sudy - the low variant gene for the production of Monoamine Oxidase Acid A gene (MAOA-L) - and its possible role in a defense of DR. We argue that, following the approach of common law jurisdictions to analogous situations, there is no principled reason to exclude evidence of MAOA-L as a basis of DR.

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