文本主义与法定先例

IF 2.4 2区 社会学 Q1 LAW Virginia Law Review Pub Date : 2017-02-19 DOI:10.2139/SSRN.2724077
Anita S. Krishnakumar
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引用次数: 0

摘要

从表面上看,文本主义和法定凝视决策理论似乎有很多共同点——两者都受规则约束,强调法律的可预测性和稳定性、立法至上性、限制司法自由裁量权的必要性,以及维护法院作为一个机构的合法性的必要性。然而,在实践中,文本主义法学家——至少在最高法院一级——已经证明非常愿意放弃法定凝视判决,并主张推翻既定的法定先例。为什么?本文提出了一个双重命题。首先,它认为文本主义有一种“正确答案”的心态,这使得其支持者特别难以接受这样一种观点,即不正确的法律解释应该仅仅因为它是第一次出现就保留下来。虽然其他人注意到准确性和凝视决策之间的紧张关系给文本主义者带来了问题,但他们倾向于将其视为一种也影响其他解释理论的紧张关系,并坚持认为文本主义可以而且确实会让位于法定凝视决策。其次,也是更重要的一点,本文认为,文本主义法学家倾向于将为实施法规创造测试的法定先例视为不同于更普通的文本法定解释。也就是说,文本主义法学家将执行测试判例视为类似于普通法决策,而不是法定解释,并似乎为法定判例通常提供的强化凝视决策保护创造了一个事实上的“执行测试”例外。论文首先提供了几个案例,在这些案例中,美国最高法院的文本主义法官拒绝了法定的凝视判决,并投票推翻了一个法定先例。该论点在很大程度上是描述性的,但具有重要的理论和规范意义。特别是,实施测试的见解为一些学者观察到的国会否决和影子先例现象的司法处理提供了一种新的、以前未经探索的解释。实施测试和文本解析法定结构之间的区别也突显了文本主义和目的主义对法律解释中司法作用的看法之间的重要差异和未被充分认识的差异。最后,本文对法定凝视决策的实施测试例外提出了支持和批评。它认为,最高法院应该可以自由地重新审查被下级法院批评为在实践中令人困惑或不可行的执行测试。但出于分权的原因,为了保持稳定性和可预测性,最高法院应将这一执行测试例外情况限制在下级法院提出大量批评的情况下。
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Textualism and Statutory Precedents
On the surface, textualism and the doctrine of statutory stare decisis seem to have much in common — both are rule-bound and emphasize predictability and stability in the law, legislative supremacy, the need to limit judicial discretion, and the need to preserve the legitimacy of the Court as an institution. Yet, in practice, textualist jurists — at least at the Supreme Court level — have proved quite willing to abandon statutory stare decisis and to argue in favor of overruling established statutory precedents. Why? This paper advances a twofold thesis. First, it argues that textualism suffers from a “correct answer” mindset, which makes it especially difficult for its proponents to accept the idea that an incorrect statutory interpretation should be left in place simply because it was first in time. While others have noted that this tension between accuracy and stare decisis poses problems for textualists, they have tended to brush it off as a tension that also affects other interpretive theories and to insist that textualism can and does give way to statutory stare decisis as a matter of necessity. Second, and more importantly, this paper argues that textualist jurists tend to view statutory precedents that create a test for implementing a statute as different from more ordinary parsing-the-text statutory interpretation. That is, textualist jurists regard implementation-test precedents as akin to common law decision-making, rather than statutory interpretation—and seem to have created a de facto “implementation test” exception to the heightened stare decisis protection typically afforded to statutory precedents.The paper begins by providing several examples of cases in which textualist Justices on the U.S. Supreme Court have rejected statutory stare decisis and voted to overturn a statutory precedent. The argument is largely descriptive but has significant theoretical and normative implications. In particular, the implementation-test insight suggests a new and previously unexplored explanation for the judicial treatment of congressional overrides and the shadow precedent phenomenon that some scholars have observed. The distinction between implementation tests and text-parsing statutory construction also highlights important and underappreciated differences between textualist and purposivist visions of the judicial role in statutory interpretation. In the end, the paper both supports and critiques the implementation test exception to statutory stare decisis. It argues that the Supreme Court should be free to reexamine implementation tests that have been criticized by lower courts as confusing or unworkable in practice. But for separation of powers reasons, and in order to preserve stability and predictability, the Court should limit this implementation test exception to only those contexts in which substantial lower court criticism is present.
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来源期刊
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2.70
自引率
3.80%
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期刊介绍: The Virginia Law Review is a journal of general legal scholarship published by the students of the University of Virginia School of Law. The continuing objective of the Virginia Law Review is to publish a professional periodical devoted to legal and law-related issues that can be of use to judges, practitioners, teachers, legislators, students, and others interested in the law. First formally organized on April 23, 1913, the Virginia Law Review today remains one of the most respected and influential student legal periodicals in the country.
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