为什么被动?探析国家法官不申请初审裁决的动机

K. Leijon, Monika Glavina
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引用次数: 0

摘要

本文通过审查法官不要求欧洲法院(ECJ)作出初步裁决的原因,探讨了为什么国家法官在欧盟法律一体化问题上仍然被动。这篇文章结合了社会心理学和文献中关于国家法院在欧洲一体化中作用的见解,以制定关于国家法官行为的动机类型的期望。根据对克罗地亚、斯洛文尼亚和瑞典法官的访谈,我们的结果揭示了法官保持被动的三个共同原因:正式规则不要求转介(程序规范动机),转介不是为了保护案件当事人(实质规范动机)和转介不是为保护法官声誉(工具动机)。此外,我们揭示了只有一两个会员国法官的共同动机,例如不移交案件以维护初步裁决程序的能力(瑞典法官),以及由于担心制裁和缺乏知识和资源而不移交案件(克罗地亚和斯洛文尼亚法官)。我们根据关于法院在欧盟法律一体化中作为主动或被动行为者的作用的理论讨论,讨论了这些相似之处和差异。
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Why passive? Exploring national judges’ motives for not requesting preliminary rulings
This article explores why national judges remain passive on EU legal integration by examining judges’ reasons for not requesting preliminary rulings from the European Court of Justice (ECJ). The article combines insights from social psychology and literature on the role of national courts in European integration to formulate expectations regarding what type of motives guide national judges’ behaviours. Drawing on interviews held with Croatian, Slovenian and Swedish judges, our results reveal three shared reasons judges remain passive: referrals are not required by the formal rules (procedural normative motivation), referrals are not made to protect the parties to the case (substantive normative motivation) and referrals are not made to protect judges’ reputations (instrumental motivation). In addition, we unveil motives that are shared by only judges from one or two Member States, such as not referring cases to uphold the capacity of the preliminary ruling procedure (Swedish judges) and not referring cases due to a fear of sanctions and a lack of knowledge and resources (Croatian and Slovenian judges). We discuss these similarities and divergences in light of the theoretical discussion on the role of courts as active or passive actors in EU legal integration.
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27
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