尽职调查:国际法中的风险管理工具

Pub Date : 2020-12-01 DOI:10.4337/cilj.2020.02.01
Anne Peters, H. Krieger, L. Kreuzer
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引用次数: 3

摘要

尽职调查作为连接法律和其他规范领域的标准,在国际法的许多领域都很普遍。本文界定了尽职调查的特点和功能,说明了尽职调查概念的发展如何反映国际法律秩序的结构性变化。就其内容而言,尽职调查义务可分为两种重叠类型:程序性义务和与国家机构能力有关的义务。因此,尽职调查有助于管理风险,补偿因合法化而受到限制的国家自由,扩大国家问责制,并可能通过“程序化”稳定国际秩序。然而,有人认为,尽职调查不能被定性为国际法的一项一般原则,因为其在国际法不同领域的内容多种多样,并且依赖于附带的主要规则。最后,有人认为,尽职调查带来了某些风险,特别是削弱了各国的实质性义务,助长了“非正式”国际法的兴起。
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Due diligence: the risky risk management tool in international law
As a standard bridging law and other spheres of normativity, due diligence is pervasive across numerous areas of international law. This paper defines the features and functions of due diligence, illustrating how the concept's development reflects structural changes in the international legal order. Concerning their content, due diligence obligations can be separated into two overlapping types: procedural obligations and obligations relating to States' institutional capacity. Thus, due diligence serves to manage risks, compensate for States' freedoms being circumscribed through legalisation, expand State accountability and possibly stabilise the international order through ‘proceduralisation’. However, it is argued that due diligence cannot be characterised as a general principle of international law due to its diverse content in different fields of international law and its dependence on accompanying primary rules. Finally, it is contended that due diligence introduces certain risks, particularly by diluting States' substantive obligations and contributing to the rise of ‘informal’ international law.
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