新兴空间碎片探测和清除技术可能面临的出口管制挑战和制约因素:以在轨碰撞为例

Alice Rivière
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引用次数: 0

摘要

在人类在近地轨道活动增加的背景下,外层空间的可持续性最近一直备受争议。讨论的重点是空间碎片是如何出现的,如何限制它们,并可能将其清除。积极清除碎片和为卫星提供延长寿命服务的商业提案正慢慢成为先驱技术工具。这些技术将涉及所谓的在轨服务活动,即在航天器处于或接近其运行轨道时在航天器上进行的活动,需要一艘航天器接近、交会并与待清除的资产/碎片相互作用;随着这些项目的逐渐成熟,它们提出了一系列法律、监管和政策挑战,需要加以讨论。这些尖端技术具有强大的能力,具有军事和导弹技术应用的潜力。因此,它们可能会受到出口管制条例(可能受到美国出口管制条例)的控制,并可能受到严格的ITAR要求的约束。OOS不可避免地涉及两个不同参与者的耦合,即执行服务的服务航天器和服务资产。从出口管制的角度来看,根据每次飞行任务的情况,特别是服务航天器和其中一个碎片的国籍,它们之间的信息交流可能属于技术数据出口,需要获得相应的许可和授权。此外,由于这两个因素的耦合,OOS模型呈现出固有的复杂性:它产生了更大的技术故障风险,特别是在轨碰撞的风险。因此,它可以在紧急情况下提供更多交换技术数据的机会,从而导致遗漏,并最终导致更多违反出口管制的机会。即使出于保险或调查目的交换技术数据,这一点也适用。因此,OOS背景下的任何在轨故障情况都存在无意出口控制的风险。过去,对非美国发射器发射的卫星的发射失败调查管理不当,造成了严重的出口管制违规行为,并对美国的出口管制系统产生了深远影响。在观察了技术措施如何减轻违反出口管制的风险后,本文将提出一个规范性建议,以减轻潜在的违反ITAR的行为,并避免在OOS环境下发生在轨故障时出现意外的出口管制情况。
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Potential Export Control Challenges and Constraints for Emerging Space Debris Detection and Removal Technologies: The Case of On-Orbit Collision

The sustainability of Outer Space in a context of increased human activity in low Earth orbit (“LEO”) has been much debated lately. The discussion focuses on how space debris appears, how they can be limited and, possibly, removed. Commercial proposals for Active Debris Removal (ADR) and providing life-extension services to satellites are slowly emerging as precursory technological tools. Those technologies will involve so-called on-orbit servicing activities (“OOS”), i.e., activities performed on a spacecraft, while it is in or near its operational orbit and will require that one spacecraft approach, rendezvous, and interact with the asset/the debris to be removed; they raise a host of legal, regulatory, and policy challenges that need to be discussed as those projects progressively mature. Those cutting-edge technologies have potent capabilities and a potential for military and missile technology applications. As a result, they will likely be controlled by export control regulations (possibly by US export control regulation) and might fall under the stringent ITAR requirements. OOS inevitably involves the coupling of two different actors, the servicing spacecraft performing the services, and the asset to service. From an export control perspective, depending on the circumstances of each mission, in particular on the nationality of the servicing spacecraft and the one of the debris, the exchange of information between them might qualify as an export of technical data and would need to be licensed and authorized accordingly. In addition, because of the coupling of those two actors, the OOS model presents an inherent complexity: it creates a greater risk of technical failures, in particular of on-orbit collisions. As a consequence, it can induce more opportunities to exchange technical data in a context of urgency that prompts omissions and ultimately, more opportunities for violating export controls. This would apply even if technical data are exchanged for insurance or investigation purposes. Thus, any situation of on-orbit failure in the context of an OOS presents a risk of inadvertent export control. In the past, inadequately managed launch-failure investigations of satellites launched on non-US launchers caused major export control violations and were to have a profound impact on the US export control system. After observing how technological measures can mitigate risks of export control violations, this paper will propose a normative suggestion to mitigate potential ITAR violations and to avoid inadvertent export control situations in case of on-orbit failures in the context of OOS.

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