互惠在国际法中的作用

IF 0.2 Q4 INTERNATIONAL RELATIONS CORNELL INTERNATIONAL LAW JOURNAL Pub Date : 2002-04-12 DOI:10.2139/SSRN.307141
F. Parisi, Nita Ghei
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引用次数: 39

摘要

在霍布斯的意义上,国际公法存在于一种自然状态中——没有至高无上的法律权威来执行协议。互惠不可避免地成为现行法律体系的重要组成部分。本文探讨了国际法背景下互惠的作用。本文借鉴了早期的工作,在博弈论框架下描述了国家之间某些类型的相互作用。然后,我们以国际法为例,考虑互惠约束产生最佳结果的游戏类型,以及这种约束何时无效。当所有参与者的利益一致时,就像在共同利益博弈中一样,达到帕累托最优是不需要外部互惠约束的。在这种情况下,互易条件被称为结构条件。我们发现不同类型的外部互惠约束在囚徒困境和分歧偏好(性别之战)博弈中是有效的。诱导互惠,它消除了非对角线选项,足以让玩家摆脱囚徒困境。基于角色可逆性概念的随机互惠可以在重复的分歧偏好博弈中导致合作。在固定和博弈或单边博弈中,互惠约束在实现合作方面是无效的,在单边博弈中,一个参与者有一个优势策略,而不管另一个参与者做什么,每个参与者的优势策略可能不同。我们研究了国际法的一些领域,包括大陆架法、关贸总协定制度、海洋法和全面禁试条约,以分析互惠的作用。鉴于互惠原则在国际法的主要渊源——条约、习惯和广义原则——中普遍存在,我们得出的结论是,尽管偶尔会出现失败,就像《全面禁试条约》的情况一样,互惠原则是国际法中的元规则。
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The Role of Reciprocity in International Law
International public law, in a Hobbesian sense, exists in a state of nature - there is no overarching legal authority to enforce agreements. Inevitably, reciprocity has become an important element in the body of existing law. This paper explores the role of reciprocity in the context of the law of nations. This paper draws on earlier work to characterize certain types of interactions between countries in a game-theoretic framework. We then consider the types of games where reciprocity constraints would yield an optimal outcome, and when such constraints would be ineffective, in the context of examples from international law. No external reciprocity constraint is necessary to achieve the Pareto optimum when the interests of all players coincide, as in a Common Interest game. In such a case, the reciprocity condition is termed structural. We find that different types of external reciprocity constraints are effective in Prisoner's Dilemma and Divergent Preference (Battle of the Sexes) games. Induced reciprocity, which eliminates the off-diagonal options is sufficient to get the players out of Prisoner's Dilemma. Stochastic reciprocity, based on the concept of role reversibility, can result in cooperation in a repeat Divergent Preference game. Reciprocity constraints are not effective in achieving cooperation in fixed sum games, or in what we term Unilateral games, where one player has a dominant strategy, regardless of what the other player does, and each player's dominant strategy could differ. We examine a number of areas of international law, including the law on the Continental Shelf, the GATT regime, the Law of the Sea and the CTBT to analyze the role of reciprocity. In view of the prevalence of reciprocity in the major sources of international law - treaties, custom and generalized principles - we conclude that, despite the occasional failure, as in the case of the CTBT, reciprocity is a meta-rule in international law.
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期刊介绍: Founded in 1967, the Cornell International Law Journal is one of the oldest and most prominent international law journals in the country. Three times a year, the Journal publishes scholarship that reflects the sweeping changes that are taking place in public and private international law. Two of the issues feature articles by legal scholars, practitioners, and participants in international politics as well as student-written notes. The third issue is dedicated to publishing papers generated by the Journal"s annual Symposium, held every spring in Ithaca, New York.
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