宪法存在条件与司法审查

IF 2.4 2区 社会学 Q1 LAW Virginia Law Review Pub Date : 2003-06-25 DOI:10.2139/SSRN.419762
Michael C. Dorf, M. Adler
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引用次数: 6

摘要

尽管司法审查的批评者有时呼吁将整个宪法置于不可审理的地位,但许多熟悉的宪法规范规定了我们所说的“存在条件”,这些条件必须由负责适用的司法行为者强制执行,从而作为初步步骤,确定成文法等次宪法法律的主张。第1条第7款规定了法案成为法律的程序,这就是一个例子:没有经过第1条第7款程序并且不满足法律有效性的替代测试(如第2条第2款的条约制定规定)的推定法律没有法律存在性。当法官发现一项假定的成文法是(或不是)他必须考虑的国会立法时,他放弃司法审查的权力,但仍“执行”第一条第七款。我们将存在条件与“适用条件”进行对比,后者通过某种方式限制非宪法法律命题的法律效力,而不是削弱该命题作为法律的地位。例如,在没有支付公正赔偿的情况下,征收条款将阻止《濒危物种法》等其他有效法规适用于私人拥有的一小块土地,如果该适用的影响是破坏该地块的所有经济上可行的利用。尽管司法上不执行适用条件可能是不明智的,但对适用条件的司法执行并不需要执行普通的宪法以下法律。在阐述了存在条件和适用条件之间的概念区别之后,我们认为,许多熟悉的宪法条款和理论——包括列举的权力范围和一些个人权利——最好被解读为存在条件,因此必然在司法上得到执行。然后,我们将这一观察结果与各种理论——包括政治问题理论、登记法案理论和理性基础检验——相调和,这些理论似乎授权法院不执行或“不强制执行”存在条件。我们认为,在某些情况下,这些学说应该被理解为对宪法的非司法解释者给予认识上的尊重,而在其他情况下,则应被理解为反映了一些宪法条款和学说是“透视的”这一事实——也就是说,它们对不同的收件人有不同的内容。
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Constitutional Existence Conditions and Judicial Review
Although critics of judicial review sometimes call for making the entire Constitution nonjusticiable, many familiar norms of constitutional law state what we call "existence conditions" that are necessarily enforced by judicial actors charged with the responsibility of applying, and thus as a preliminary step, identifying, propositions of sub-constitutional law such as statutes. Article I, Section 7, which sets forth the procedures by which a bill becomes a law, is an example: a putative law that did not go through the Article I, Section 7 process and does not satisfy an alternative test for legal validity (such as the treaty-making provision of Article II, Section 2), has no legal existence. A judge who disclaims the power of judicial review nevertheless "enforces" Article I, Section 7 when he finds that a putative statute is (or is not) an enactment of Congress that he must take account of. We contrast existence conditions with "application conditions" that limit the legal force of a proposition of nonconstitutional law by some means other than vitiating the status of that proposition as law. For example, absent payment of just compensation, the Takings Clause would block the application of an otherwise valid statute such as the Endangered Species Act to a privately owned parcel of land if the impact of that application were to destroy all economically viable use of the parcel. Judicial enforcement of application conditions is not entailed by the enforcement of ordinary sub-constitutional law, even though judicial non-enforcement of application conditions might be unwise. After setting forth the conceptual distinction between existence and application conditions, we argue that many familiar constitutional provisions and doctrines - including the scope of enumerated powers and some individual rights - are best read as existence conditions and are thus necessarily judicially enforced. We then reconcile that observation with a variety of doctrines - including the political question doctrine, the enrolled bill doctrine, and the rational basis test - that seem to authorize the courts not to enforce or to "under-enforce" existence conditions. We argue that these doctrines should be understood in some instances as granting epistemic deference to non-judicial interpreters of the Constitution and in other instances as reflecting the fact that some constitutional provisions and doctrines are "perspectival" - that is, they have different content for different addressees.
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来源期刊
CiteScore
2.70
自引率
3.80%
发文量
0
期刊介绍: The Virginia Law Review is a journal of general legal scholarship published by the students of the University of Virginia School of Law. The continuing objective of the Virginia Law Review is to publish a professional periodical devoted to legal and law-related issues that can be of use to judges, practitioners, teachers, legislators, students, and others interested in the law. First formally organized on April 23, 1913, the Virginia Law Review today remains one of the most respected and influential student legal periodicals in the country.
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