{"title":"盲目的增量式还是直接的破坏性?论人类文化进化中新变异的本质","authors":"A. Mesoudi","doi":"10.2307/48600682","DOIUrl":null,"url":null,"abstract":"Many scholars have rejected cultural evolutionary theory on the grounds that cultural variation is directed and intentionally created, rather than incremental and blind with respect to function, as is the case for novel genetic variation in genetic evolution. Meanwhile, some cultural evolution researchers insist that cultural variation is blind and undirected, and the only directional force is selection of randomlygenerated variants. Here I argue that neither of these positions are tenable. Cultural variation is directed in various ways. While this does not invalidate cultural evolution, more attention should be paid to the different sources of nonrandomness in culturally evolving systems. Introduction Does human culture evolve? Can we draw useful parallels between genetic evolution and cultural change? Can we use similar tools, methods, concepts and theories to understand cultural change as biologists use to understand genetic evolution? The rapid increase in research adopting a cultural evolution framework in the last few decades (Youngblood and Lahti 2018) shows that increasing numbers of scholars are answering “yes” to these questions. Yet in the grand scheme of academic research, cultural evolution remains a fringe pursuit. The majority of the social sciences and humanities reject any kind of evolutionary theorizing for understanding cultural phenomena, including cultural evolution (Slingerland and Collard 2011; Perry and Mace 2010). Even within the evolutionary human behavioral sciences, the theory of cultural evolution is often treated with skepticism (Daly 1982; Atran 2001; Pinker 1997). While there are many reasons for this rejection and skepticism, one common point of contention surrounds the issue of randomness and directionality in the generation of novel cultural variation. This is also a common source of disagreement amongst cultural evolution researchers (Lewens 2015; Claidière et al. 2014). In this paper I argue that there are genuine differences between genetic and cultural evolution in this sense. While some novel cultural variation seems to be generated randomly with respect to selection, akin to the generation of novel genetic variation, there are also several forms of directed cultural variation. I argue that while the latter do not invalidate the theory, approach or methods of cultural evolution, This content downloaded from 92.72.139.75 on Tue, 26 Jan 2021 16:19:44 UTC All use subject to https://about.jstor.org/terms 8 / AMERICAN PHILOSOPHICAL QUARTERLY more attention should be paid to the different sources of directedness in culturally evolving systems and their consequences. What is Cultural Evolution? Cultural evolution is the idea that cultural change exhibits fundamental similarities to genetic evolution, such that we can pro-tably view and analyze cultural change as an evolutionary process. “Culture” here is de-ned broadly as any socially transmitted information that passes from person to person nongenetically, via imitation, language, teaching or other means of social learning. This includes what we colloquially label knowledge, beliefs, attitudes, norms, customs, skills, words, grammar, and institutions. If evolution is de-ned in abstract terms, as Darwin did (Darwin 1859), as comprising a system of variation, inheritance, and differential -tness (Lewontin 1970), then cultural change appears to meet the criteria of being an evolutionary process. Cultural traits (beliefs, ideas, attitudes, etc.) vary within a population; they are (by de-nition) inherited from person to person, not genetically but socially, via social learning; and not all traits are equally likely to persist over time, with some ideas or beliefs spreading at the expense of others (Mesoudi et al. 2004). This parallel was suggested by Darwin himself who, in The Descent of Man (Darwin 1871), pointed out the similarities between the evolution of species and of human languages. Despite initial interest in this parallel within the nascent social sciences of the late nineteenth century (Hodgson 2005), the idea fell from favor as the social and natural sciences diverged during the early twentieth century. A resurgence began in the 1970s with memetics (Dawkins 1976), evolutionary epistemology (Campbell 1974), and the mathematical modeling of culture using the methods of population genetics (CavalliSforza and Feldman 1981; Boyd and Richerson 1985). The latter, in particular, stimulated an ongoing empirical program that includes lab experiments, archaeological analyses, linguistics, history and nonhuman comparative work (Mesoudi 2011; 2017). As in many -elds, particularly relatively new ones, there are different approaches to cultural evolution that hold different assumptions. These include memetics (Blackmore 1999; Dennett 2017), cultural attraction or cultural epidemiology (Claidière et al. 2014; Sperber 1996), cultural phylogenetics (Gray and Watts 2017), and work derived from the aforementioned population genetic modeling (Boyd and Richerson 1985; CavalliSforza and Feldman 1981). One dimension on which they vary is the degree to which individuals are seen to be able to direct cultural dynamics by generating or transforming cultural traits nonrandomly, in particular directions or towards particular forms. This is also a reason others use to reject the entire cultural evolution approach, as explored in the next section. Randomness and Directionality in the Generation of Genetic and Cultural Variation It is a fundamental axiom of genetic evolutionary theory that novel genetic variants arise randomly with respect to function. Bene-cial mutations are no more likely to arise when they are needed (i.e., no more likely to subsequently confer -tness bene-ts to their bearer) than when they are not needed (Luria and Delbruck 1943). The primary directional component of genetic evolution is selection, which increases the frequency of variants that happen to confer a -tness advantage on their bearers (i.e., makes them more likely to survive and reproduce). The generation of variation, via mutation or recombination, is random, not directional. “Random” here does not mean that all genetic mutations are equally likely to occur, given the existence of developmental constraints that make some variants more likely to occur than others, and This content downloaded from 92.72.139.75 on Tue, 26 Jan 2021 16:19:44 UTC All use subject to https://about.jstor.org/terms BLIND OR DIRECTED? / 9 variation in mutation rates across loci. Rather, it means that the chance of a particular mutation occurring does not depend on whether or not that mutation is evolutionarily advantageous to its bearer. While there is some evidence for “adaptive mutation,” where the mutation rate increases during times of stress when bene!cial mutations are most needed (Foster 2004; Rosenberg 2001), this does not change the basic point that genetic mutation is undirected. Adaptive mutation, if it exists, increases the rate of random mutation, such that bene!cial and nonbene!cial mutations are both increasingly likely to occur, with no bias towards bene!cial mutations. Similarly, “facilitated variation” (Gerhart and Kirschner 2007) highlights the major constraints that conserved components of development and physiology place on the kind of phenotypic variation that genes can generate. While this may make phenotypic variation more likely to be adaptive, this is due to past selection of random genetic variation. The generation of novel cultural variation, however, seems far more directed and intentional. People strive to solve speci!c problems, invent useful or pro!table products, instigate political and social change that they believe will advance their chosen cause, and so on. This difference has frequently been used to argue against the claim that culture evolves. Pinker, for example, writes “Memes such as the theory of relativity are not the cumulative product of millions of random (undirected) mutations of some original idea, but each brain in the chain of production added huge dollops of value to the product in a nonrandom way” (Pinker, cited in Dennett 1995, p. 355). Similarly, Orr criticizes cultural evolution on the grounds that “new ideas—but not genes—are produced by a sort of directed mutation. Newton did not uncover the Fundamental Theorem of Calculus by conceiving millions of random ideas” (Orr 1996, p. 470). Hallpike writes ‘‘there is no signi!cant resemblance between the mutation, the basic source of variation in the Darwinian scheme of things, and social invention, which is purposeful, responsive, and can be diffused. Whereas biological variation can be treated as random, social variation is the product of particular societies and cultural traditions, and therefore far from random’’ (Hallpike 1986, p. 36, italics in original). Fracchia and Lewontin state that “[cultural v]ariations emerge not randomly, but as attempts by speci!c individuals and/or groups to solve speci!c social/cultural problems; and their origins are not unrelated to their fate” (Fracchia and Lewontin 2005, p. 21). Or this from Sternberg, in an entire article criticizing the blindvariation assumption of cultural evolution: “The blindvariation model is inadequate in accounting for all of human creativity, if only because the research on expertise . . . shows that humans do not blindly vary hundreds or even thousands of candidates for propagation—or mutations— for every one that succeeds” (Sternberg 1998, p. 171). This collection of quotes from psychologists, biologists, historians and anthropologists reveals the breadth of the criticism that culture cannot be said to evolve because the generation of cultural variation is not random or blind with respect to function. Is Cultural Variation Randomly Generated? While some approaches to cultural evolution explicitly incorporate nonrandom, or “guided” variation (see next section), some strongly imply that cultural variation is random with respect to se","PeriodicalId":47459,"journal":{"name":"AMERICAN PHILOSOPHICAL QUARTERLY","volume":"58 1","pages":"7"},"PeriodicalIF":0.8000,"publicationDate":"2021-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"6","resultStr":"{\"title\":\"BLIND AND INCREMENTAL OR DIRECTED AND DISRUPTIVE? ON THE NATURE OF NOVEL VARIATION IN HUMAN CULTURAL EVOLUTION\",\"authors\":\"A. Mesoudi\",\"doi\":\"10.2307/48600682\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"Many scholars have rejected cultural evolutionary theory on the grounds that cultural variation is directed and intentionally created, rather than incremental and blind with respect to function, as is the case for novel genetic variation in genetic evolution. Meanwhile, some cultural evolution researchers insist that cultural variation is blind and undirected, and the only directional force is selection of randomlygenerated variants. Here I argue that neither of these positions are tenable. Cultural variation is directed in various ways. While this does not invalidate cultural evolution, more attention should be paid to the different sources of nonrandomness in culturally evolving systems. Introduction Does human culture evolve? Can we draw useful parallels between genetic evolution and cultural change? Can we use similar tools, methods, concepts and theories to understand cultural change as biologists use to understand genetic evolution? The rapid increase in research adopting a cultural evolution framework in the last few decades (Youngblood and Lahti 2018) shows that increasing numbers of scholars are answering “yes” to these questions. Yet in the grand scheme of academic research, cultural evolution remains a fringe pursuit. The majority of the social sciences and humanities reject any kind of evolutionary theorizing for understanding cultural phenomena, including cultural evolution (Slingerland and Collard 2011; Perry and Mace 2010). Even within the evolutionary human behavioral sciences, the theory of cultural evolution is often treated with skepticism (Daly 1982; Atran 2001; Pinker 1997). While there are many reasons for this rejection and skepticism, one common point of contention surrounds the issue of randomness and directionality in the generation of novel cultural variation. This is also a common source of disagreement amongst cultural evolution researchers (Lewens 2015; Claidière et al. 2014). In this paper I argue that there are genuine differences between genetic and cultural evolution in this sense. While some novel cultural variation seems to be generated randomly with respect to selection, akin to the generation of novel genetic variation, there are also several forms of directed cultural variation. I argue that while the latter do not invalidate the theory, approach or methods of cultural evolution, This content downloaded from 92.72.139.75 on Tue, 26 Jan 2021 16:19:44 UTC All use subject to https://about.jstor.org/terms 8 / AMERICAN PHILOSOPHICAL QUARTERLY more attention should be paid to the different sources of directedness in culturally evolving systems and their consequences. What is Cultural Evolution? Cultural evolution is the idea that cultural change exhibits fundamental similarities to genetic evolution, such that we can pro-tably view and analyze cultural change as an evolutionary process. “Culture” here is de-ned broadly as any socially transmitted information that passes from person to person nongenetically, via imitation, language, teaching or other means of social learning. This includes what we colloquially label knowledge, beliefs, attitudes, norms, customs, skills, words, grammar, and institutions. If evolution is de-ned in abstract terms, as Darwin did (Darwin 1859), as comprising a system of variation, inheritance, and differential -tness (Lewontin 1970), then cultural change appears to meet the criteria of being an evolutionary process. Cultural traits (beliefs, ideas, attitudes, etc.) vary within a population; they are (by de-nition) inherited from person to person, not genetically but socially, via social learning; and not all traits are equally likely to persist over time, with some ideas or beliefs spreading at the expense of others (Mesoudi et al. 2004). This parallel was suggested by Darwin himself who, in The Descent of Man (Darwin 1871), pointed out the similarities between the evolution of species and of human languages. Despite initial interest in this parallel within the nascent social sciences of the late nineteenth century (Hodgson 2005), the idea fell from favor as the social and natural sciences diverged during the early twentieth century. A resurgence began in the 1970s with memetics (Dawkins 1976), evolutionary epistemology (Campbell 1974), and the mathematical modeling of culture using the methods of population genetics (CavalliSforza and Feldman 1981; Boyd and Richerson 1985). The latter, in particular, stimulated an ongoing empirical program that includes lab experiments, archaeological analyses, linguistics, history and nonhuman comparative work (Mesoudi 2011; 2017). As in many -elds, particularly relatively new ones, there are different approaches to cultural evolution that hold different assumptions. These include memetics (Blackmore 1999; Dennett 2017), cultural attraction or cultural epidemiology (Claidière et al. 2014; Sperber 1996), cultural phylogenetics (Gray and Watts 2017), and work derived from the aforementioned population genetic modeling (Boyd and Richerson 1985; CavalliSforza and Feldman 1981). One dimension on which they vary is the degree to which individuals are seen to be able to direct cultural dynamics by generating or transforming cultural traits nonrandomly, in particular directions or towards particular forms. This is also a reason others use to reject the entire cultural evolution approach, as explored in the next section. Randomness and Directionality in the Generation of Genetic and Cultural Variation It is a fundamental axiom of genetic evolutionary theory that novel genetic variants arise randomly with respect to function. Bene-cial mutations are no more likely to arise when they are needed (i.e., no more likely to subsequently confer -tness bene-ts to their bearer) than when they are not needed (Luria and Delbruck 1943). The primary directional component of genetic evolution is selection, which increases the frequency of variants that happen to confer a -tness advantage on their bearers (i.e., makes them more likely to survive and reproduce). The generation of variation, via mutation or recombination, is random, not directional. “Random” here does not mean that all genetic mutations are equally likely to occur, given the existence of developmental constraints that make some variants more likely to occur than others, and This content downloaded from 92.72.139.75 on Tue, 26 Jan 2021 16:19:44 UTC All use subject to https://about.jstor.org/terms BLIND OR DIRECTED? / 9 variation in mutation rates across loci. Rather, it means that the chance of a particular mutation occurring does not depend on whether or not that mutation is evolutionarily advantageous to its bearer. While there is some evidence for “adaptive mutation,” where the mutation rate increases during times of stress when bene!cial mutations are most needed (Foster 2004; Rosenberg 2001), this does not change the basic point that genetic mutation is undirected. Adaptive mutation, if it exists, increases the rate of random mutation, such that bene!cial and nonbene!cial mutations are both increasingly likely to occur, with no bias towards bene!cial mutations. Similarly, “facilitated variation” (Gerhart and Kirschner 2007) highlights the major constraints that conserved components of development and physiology place on the kind of phenotypic variation that genes can generate. While this may make phenotypic variation more likely to be adaptive, this is due to past selection of random genetic variation. The generation of novel cultural variation, however, seems far more directed and intentional. People strive to solve speci!c problems, invent useful or pro!table products, instigate political and social change that they believe will advance their chosen cause, and so on. This difference has frequently been used to argue against the claim that culture evolves. Pinker, for example, writes “Memes such as the theory of relativity are not the cumulative product of millions of random (undirected) mutations of some original idea, but each brain in the chain of production added huge dollops of value to the product in a nonrandom way” (Pinker, cited in Dennett 1995, p. 355). Similarly, Orr criticizes cultural evolution on the grounds that “new ideas—but not genes—are produced by a sort of directed mutation. Newton did not uncover the Fundamental Theorem of Calculus by conceiving millions of random ideas” (Orr 1996, p. 470). Hallpike writes ‘‘there is no signi!cant resemblance between the mutation, the basic source of variation in the Darwinian scheme of things, and social invention, which is purposeful, responsive, and can be diffused. Whereas biological variation can be treated as random, social variation is the product of particular societies and cultural traditions, and therefore far from random’’ (Hallpike 1986, p. 36, italics in original). Fracchia and Lewontin state that “[cultural v]ariations emerge not randomly, but as attempts by speci!c individuals and/or groups to solve speci!c social/cultural problems; and their origins are not unrelated to their fate” (Fracchia and Lewontin 2005, p. 21). Or this from Sternberg, in an entire article criticizing the blindvariation assumption of cultural evolution: “The blindvariation model is inadequate in accounting for all of human creativity, if only because the research on expertise . . . shows that humans do not blindly vary hundreds or even thousands of candidates for propagation—or mutations— for every one that succeeds” (Sternberg 1998, p. 171). This collection of quotes from psychologists, biologists, historians and anthropologists reveals the breadth of the criticism that culture cannot be said to evolve because the generation of cultural variation is not random or blind with respect to function. Is Cultural Variation Randomly Generated? While some approaches to cultural evolution explicitly incorporate nonrandom, or “guided” variation (see next section), some strongly imply that cultural variation is random with respect to se\",\"PeriodicalId\":47459,\"journal\":{\"name\":\"AMERICAN PHILOSOPHICAL QUARTERLY\",\"volume\":\"58 1\",\"pages\":\"7\"},\"PeriodicalIF\":0.8000,\"publicationDate\":\"2021-01-01\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"6\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"AMERICAN PHILOSOPHICAL QUARTERLY\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/10.2307/48600682\",\"RegionNum\":2,\"RegionCategory\":\"哲学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"0\",\"JCRName\":\"PHILOSOPHY\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"AMERICAN PHILOSOPHICAL QUARTERLY","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.2307/48600682","RegionNum":2,"RegionCategory":"哲学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"0","JCRName":"PHILOSOPHY","Score":null,"Total":0}
引用次数: 6
摘要
许多学者拒绝文化进化理论,理由是文化变异是有指导和有意创造的,而不是像基因进化中的新基因变异那样,在功能上是渐进和盲目的。与此同时,一些文化进化研究者坚持认为,文化变异是盲目的、无方向性的,唯一的方向性力量是对随机产生的变异的选择。在这里,我认为这两种立场都站不住脚。文化差异的导向是多方面的。虽然这并不能否定文化进化,但应该更多地关注文化进化系统中非随机性的不同来源。人类文化是进化的吗?我们能在基因进化和文化变迁之间找到有用的相似之处吗?我们能否像生物学家理解基因进化那样,使用类似的工具、方法、概念和理论来理解文化变迁?在过去的几十年里,采用文化进化框架的研究迅速增加(Youngblood和Lahti 2018)表明,越来越多的学者对这些问题的回答是“是”。然而,在学术研究的宏伟计划中,文化进化仍然是一个边缘追求。大多数社会科学和人文科学拒绝任何形式的进化论理论来理解文化现象,包括文化进化(Slingerland and Collard 2011;Perry and Mace 2010)。即使在进化的人类行为科学中,文化进化理论也经常受到怀疑(Daly 1982;Atran 2001;Pinker 1997)。虽然这种拒绝和怀疑有很多原因,但一个共同的争论点围绕着小说文化变异产生的随机性和方向性问题。这也是文化进化研究者之间分歧的一个常见来源(Lewens 2015;claidi<e:1>等人,2014)。在本文中,我认为在这个意义上,基因进化和文化进化之间存在着真正的差异。虽然一些新的文化变异似乎是在选择中随机产生的,类似于新的遗传变异的产生,但也有几种形式的定向文化变异。我认为后者并没有使文化进化的理论、方法或方法无效。本内容下载自92.72.139.75,星期二,2021年1月26日16:19:44 UTC。所有使用均受https://about.jstor.org/terms 8 /美国哲学季刊的约束,应该更多地关注文化进化系统中直接性的不同来源及其后果。什么是文化进化?文化进化是一种观点,认为文化变化与基因进化具有基本的相似性,因此我们可以将文化变化视为一种进化过程来看待和分析。“文化”在这里被广泛地定义为任何通过模仿、语言、教学或其他社会学习手段在人与人之间通过非遗传方式传递的社会传播信息。这包括我们通俗地称为知识、信念、态度、规范、习俗、技能、词汇、语法和制度的东西。如果进化论是抽象的,就像达尔文(达尔文1859年)所做的那样,是由变异、遗传和差异性组成的系统(列万廷1970年),那么文化变迁似乎符合作为一个进化过程的标准。文化特征(信仰、思想、态度等)在人群中各不相同;它们(根据定义)从一个人遗传到另一个人,不是遗传的,而是社会的,通过社会学习;并不是所有的特征都有可能随着时间的推移而持续下去,有些想法或信念会以牺牲其他想法或信念为代价而传播(Mesoudi et al. 2004)。达尔文本人在《人类的起源》(达尔文1871)中提出了这种相似之处,他指出了物种进化与人类语言的相似之处。尽管在19世纪后期的新兴社会科学中对这种平行现象产生了最初的兴趣(Hodgson 2005),但随着社会科学和自然科学在20世纪初出现分歧,这种观点不再受欢迎。20世纪70年代,模因论(Dawkins 1976)、进化认识论(Campbell 1974)以及利用群体遗传学方法对文化进行数学建模(CavalliSforza and Feldman 1981;Boyd和Richerson 1985)。尤其是后者,刺激了一个正在进行的实证项目,包括实验室实验、考古分析、语言学、历史和非人类比较工作(Mesoudi 2011;2017)。正如在许多领域,特别是相对较新的领域一样,有不同的文化进化方法,持有不同的假设。其中包括模因(Blackmore 1999;Dennett 2017),文化吸引力或文化流行病学(claidi<e:1>等。 许多学者拒绝文化进化理论,理由是文化变异是有指导和有意创造的,而不是像基因进化中的新基因变异那样,在功能上是渐进和盲目的。与此同时,一些文化进化研究者坚持认为,文化变异是盲目的、无方向性的,唯一的方向性力量是对随机产生的变异的选择。在这里,我认为这两种立场都站不住脚。文化差异的导向是多方面的。虽然这并不能否定文化进化,但应该更多地关注文化进化系统中非随机性的不同来源。人类文化是进化的吗?我们能在基因进化和文化变迁之间找到有用的相似之处吗?我们能否像生物学家理解基因进化那样,使用类似的工具、方法、概念和理论来理解文化变迁?在过去的几十年里,采用文化进化框架的研究迅速增加(Youngblood和Lahti 2018)表明,越来越多的学者对这些问题的回答是“是”。然而,在学术研究的宏伟计划中,文化进化仍然是一个边缘追求。大多数社会科学和人文科学拒绝任何形式的进化论理论来理解文化现象,包括文化进化(Slingerland and Collard 2011;Perry and Mace 2010)。即使在进化的人类行为科学中,文化进化理论也经常受到怀疑(Daly 1982;Atran 2001;Pinker 1997)。虽然这种拒绝和怀疑有很多原因,但一个共同的争论点围绕着小说文化变异产生的随机性和方向性问题。这也是文化进化研究者之间分歧的一个常见来源(Lewens 2015;claidi<e:1>等人,2014)。在本文中,我认为在这个意义上,基因进化和文化进化之间存在着真正的差异。虽然一些新的文化变异似乎是在选择中随机产生的,类似于新的遗传变异的产生,但也有几种形式的定向文化变异。我认为后者并没有使文化进化的理论、方法或方法无效。本内容下载自92.72.139.75,星期二,2021年1月26日16:19:44 UTC。所有使用均受https://about.jstor.org/terms 8 /美国哲学季刊的约束,应该更多地关注文化进化系统中直接性的不同来源及其后果。什么是文化进化?文化进化是一种观点,认为文化变化与基因进化具有基本的相似性,因此我们可以将文化变化视为一种进化过程来看待和分析。“文化”在这里被广泛地定义为任何通过模仿、语言、教学或其他社会学习手段在人与人之间通过非遗传方式传递的社会传播信息。这包括我们通俗地称为知识、信念、态度、规范、习俗、技能、词汇、语法和制度的东西。如果进化论是抽象的,就像达尔文(达尔文1859年)所做的那样,是由变异、遗传和差异性组成的系统(列万廷1970年),那么文化变迁似乎符合作为一个进化过程的标准。文化特征(信仰、思想、态度等)在人群中各不相同;它们(根据定义)从一个人遗传到另一个人,不是遗传的,而是社会的,通过社会学习;并不是所有的特征都有可能随着时间的推移而持续下去,有些想法或信念会以牺牲其他想法或信念为代价而传播(Mesoudi et al. 2004)。达尔文本人在《人类的起源》(达尔文1871)中提出了这种相似之处,他指出了物种进化与人类语言的相似之处。尽管在19世纪后期的新兴社会科学中对这种平行现象产生了最初的兴趣(Hodgson 2005),但随着社会科学和自然科学在20世纪初出现分歧,这种观点不再受欢迎。20世纪70年代,模因论(Dawkins 1976)、进化认识论(Campbell 1974)以及利用群体遗传学方法对文化进行数学建模(CavalliSforza and Feldman 1981;Boyd和Richerson 1985)。尤其是后者,刺激了一个正在进行的实证项目,包括实验室实验、考古分析、语言学、历史和非人类比较工作(Mesoudi 2011;2017)。正如在许多领域,特别是相对较新的领域一样,有不同的文化进化方法,持有不同的假设。其中包括模因(Blackmore 1999;Dennett 2017),文化吸引力或文化流行病学(claidi<e:1>等。 2014;Sperber 1996),文化系统发育(Gray和Watts 2017),以及来自上述种群遗传模型的工作(Boyd和Richerson 1985;CavalliSforza and Feldman 1981)。其中一个不同的维度是,人们认为个人能够通过非随机地、向特定方向或向特定形式产生或转变文化特征来指导文化动态的程度。这也是其他人用来拒绝整个文化进化方法的原因,下一节将对此进行探讨。遗传和文化变异产生的随机性和方向性新的遗传变异在功能上是随机产生的,这是遗传进化理论的一个基本公理。有益的突变在需要时并不比不需要时更容易出现(即,随后不太可能给其携带者带来好处)(Luria和Delbruck 1943)。遗传进化的主要方向是选择,它增加了变异的频率,这些变异恰好赋予了它们的携带者一种优势(即,使它们更有可能生存和繁殖)。通过突变或重组产生的变异是随机的,而不是定向的。这里的“随机”并不意味着所有的基因突变都同样可能发生,因为存在发育限制,使得一些变异比其他变异更容易发生。本内容下载自92.72.139.75,星期二,2021年1月26日16:19:44 UTC所有使用均受https://about.jstor.org/terms BLIND或DIRECTED?/ 9基因座间突变率的差异。相反,它意味着特定突变发生的机会并不取决于该突变在进化上是否对其携带者有利。虽然有一些“适应性突变”的证据,其中突变率在压力下增加。社会突变是最需要的(Foster 2004;Rosenberg 2001),这并没有改变基因突变是无定向的这一基本观点。适应性突变,如果存在的话,会增加随机突变的几率,这是有益的!社会和非福利!基因突变越来越有可能发生,没有偏向于受益!脸部用的突变。同样,“促进变异”(Gerhart and Kirschner 2007)强调了发育和生理的保守成分对基因可以产生的表型变异的主要限制。虽然这可能使表型变异更有可能是适应性的,但这是由于过去随机遗传变异的选择。然而,新的文化变异的产生似乎更有针对性和目的性。人努力解决规范!C问题,发明有用还是亲!餐桌产品,煽动政治和社会变革,他们认为这将促进他们所选择的事业,等等。这种差异经常被用来反驳文化是进化的说法。例如,Pinker写道:“像相对论这样的模因并不是一些原始想法的数百万随机(无方向)突变的累积产物,而是生产链中的每个大脑以非随机的方式为产品增加了巨大的价值块”(Pinker,引用于Dennett 1995, p. 355)。同样,奥尔批评文化进化的理由是“新思想——而不是基因——是由一种定向突变产生的。”牛顿并不是通过构思数百万个随机的想法来揭示微积分基本定理的”(Orr 1996,第470页)。霍尔派克写道:“没有任何迹象!在达尔文的进化论中,突变是变异的基本来源,而社会发明是有目的的、有反应的、可以扩散的。虽然生物变异可以被视为随机的,但社会变异是特定社会和文化传统的产物,因此远非随机”(Hallpike 1986, p. 36,原文斜体)。Fracchia和Lewontin指出,“(文化)差异不是随机出现的,而是由特定的尝试而产生的!”C个人和/或团体解决特定问题!C社会/文化问题;它们的起源与命运不无关系”(Fracchia and Lewontin 2005, p. 21)。或者是来自Sternberg的这句话,他在一篇批评文化进化的盲变假设的文章中说:“盲变模型不足以解释所有的人类创造力,如果仅仅因为对专业知识的研究……这表明人类不会盲目地改变数百甚至数千个候选的繁殖或突变,因为每一个成功”(Sternberg 1998, p. 171)。这组来自心理学家、生物学家、历史学家和人类学家的引文揭示了这种批评的广度,即文化不能说是进化的,因为文化变异的产生在功能上不是随机的或盲目的。 2014;Sperber 1996),文化系统发育(Gray和Watts 2017),以及来自上述种群遗传模型的工作(Boyd和Richerson 1985;CavalliSforza and Feldman 1981)。其中一个不同的维度是,人们认为个人能够通过非随机地、向特定方向或向特定形式产生或转变文化特征来指导文化动态的程度。这也是其他人用来拒绝整个文化进化方法的原因,下一节将对此进行探讨。遗传和文化变异产生的随机性和方向性新的遗传变异在功能上是随机产生的,这是遗传进化理论的一个基本公理。有益的突变在需要时并不比不需要时更容易出现(即,随后不太可能给其携带者带来好处)(Luria和Delbruck 1943)。遗传进化的主要方向是选择,它增加了变异的频率,这些变异恰好赋予了它们的携带者一种优势(即,使它们更有可能生存和繁殖)。通过突变或重组产生的变异是随机的,而不是定向的。这里的“随机”并不意味着所有的基因突变都同样可能发生,因为存在发育限制,使得一些变异比其他变异更容易发生。本内容下载自92.72.139.75,星期二,2021年1月26日16:19:44 UTC所有使用均受https://about.jstor.org/terms BLIND或DIRECTED?/ 9基因座间突变率的差异。相反,它意味着特定突变发生的机会并不取决于该突变在进化上是否对其携带者有利。虽然有一些“适应性突变”的证据,其中突变率在压力下增加。社会突变是最需要的(Foster 2004;Rosenberg 2001),这并没有改变基因突变是无定向的这一基本观点。适应性突变,如果存在的话,会增加随机突变的几率,这是有益的!社会和非福利!基因突变越来越有可能发生,没有偏向于受益!脸部用的突变。同样,“促进变异”(Gerhart and Kirschner 2007)强调了发育和生理的保守成分对基因可以产生的表型变异的主要限制。虽然这可能使表型变异更有可能是适应性的,但这是由于过去随机遗传变异的选择。然而,新的文化变异的产生似乎更有针对性和目的性。人努力解决规范!C问题,发明有用还是亲!餐桌产品,煽动政治和社会变革,他们认为这将促进他们所选择的事业,等等。这种差异经常被用来反驳文化是进化的说法。例如,Pinker写道:“像相对论这样的模因并不是一些原始想法的数百万随机(无方向)突变的累积产物,而是生产链中的每个大脑以非随机的方式为产品增加了巨大的价值块”(Pinker,引用于Dennett 1995, p. 355)。同样,奥尔批评文化进化的理由是“新思想——而不是基因——是由一种定向突变产生的。”牛顿并不是通过构思数百万个随机的想法来揭示微积分基本定理的”(Orr 1996,第470页)。霍尔派克写道:“没有任何迹象!在达尔文的进化论中,突变是变异的基本来源,而社会发明是有目的的、有反应的、可以扩散的。虽然生物变异可以被视为随机的,但社会变异是特定社会和文化传统的产物,因此远非随机”(Hallpike 1986, p. 36,原文斜体)。Fracchia和Lewontin指出,“(文化)差异不是随机出现的,而是由特定的尝试而产生的!”C个人和/或团体解决特定问题!C社会/文化问题;它们的起源与命运不无关系”(Fracchia and Lewontin 2005, p. 21)。或者是来自Sternberg的这句话,他在一篇批评文化进化的盲变假设的文章中说:“盲变模型不足以解释所有的人类创造力,如果仅仅因为对专业知识的研究……这表明人类不会盲目地改变数百甚至数千个候选的繁殖或突变,因为每一个成功”(Sternberg 1998, p. 171)。这组来自心理学家、生物学家、历史学家和人类学家的引文揭示了这种批评的广度,即文化不能说是进化的,因为文化变异的产生在功能上不是随机的或盲目的。 文化差异是随机产生的吗?虽然一些研究文化进化的方法明确地包含了非随机或“引导”变异(见下一节),但有些方法强烈暗示,文化变异就个体而言是随机的 文化差异是随机产生的吗?虽然一些研究文化进化的方法明确地包含了非随机或“引导”变异(见下一节),但有些方法强烈暗示,文化变异就个体而言是随机的
BLIND AND INCREMENTAL OR DIRECTED AND DISRUPTIVE? ON THE NATURE OF NOVEL VARIATION IN HUMAN CULTURAL EVOLUTION
Many scholars have rejected cultural evolutionary theory on the grounds that cultural variation is directed and intentionally created, rather than incremental and blind with respect to function, as is the case for novel genetic variation in genetic evolution. Meanwhile, some cultural evolution researchers insist that cultural variation is blind and undirected, and the only directional force is selection of randomlygenerated variants. Here I argue that neither of these positions are tenable. Cultural variation is directed in various ways. While this does not invalidate cultural evolution, more attention should be paid to the different sources of nonrandomness in culturally evolving systems. Introduction Does human culture evolve? Can we draw useful parallels between genetic evolution and cultural change? Can we use similar tools, methods, concepts and theories to understand cultural change as biologists use to understand genetic evolution? The rapid increase in research adopting a cultural evolution framework in the last few decades (Youngblood and Lahti 2018) shows that increasing numbers of scholars are answering “yes” to these questions. Yet in the grand scheme of academic research, cultural evolution remains a fringe pursuit. The majority of the social sciences and humanities reject any kind of evolutionary theorizing for understanding cultural phenomena, including cultural evolution (Slingerland and Collard 2011; Perry and Mace 2010). Even within the evolutionary human behavioral sciences, the theory of cultural evolution is often treated with skepticism (Daly 1982; Atran 2001; Pinker 1997). While there are many reasons for this rejection and skepticism, one common point of contention surrounds the issue of randomness and directionality in the generation of novel cultural variation. This is also a common source of disagreement amongst cultural evolution researchers (Lewens 2015; Claidière et al. 2014). In this paper I argue that there are genuine differences between genetic and cultural evolution in this sense. While some novel cultural variation seems to be generated randomly with respect to selection, akin to the generation of novel genetic variation, there are also several forms of directed cultural variation. I argue that while the latter do not invalidate the theory, approach or methods of cultural evolution, This content downloaded from 92.72.139.75 on Tue, 26 Jan 2021 16:19:44 UTC All use subject to https://about.jstor.org/terms 8 / AMERICAN PHILOSOPHICAL QUARTERLY more attention should be paid to the different sources of directedness in culturally evolving systems and their consequences. What is Cultural Evolution? Cultural evolution is the idea that cultural change exhibits fundamental similarities to genetic evolution, such that we can pro-tably view and analyze cultural change as an evolutionary process. “Culture” here is de-ned broadly as any socially transmitted information that passes from person to person nongenetically, via imitation, language, teaching or other means of social learning. This includes what we colloquially label knowledge, beliefs, attitudes, norms, customs, skills, words, grammar, and institutions. If evolution is de-ned in abstract terms, as Darwin did (Darwin 1859), as comprising a system of variation, inheritance, and differential -tness (Lewontin 1970), then cultural change appears to meet the criteria of being an evolutionary process. Cultural traits (beliefs, ideas, attitudes, etc.) vary within a population; they are (by de-nition) inherited from person to person, not genetically but socially, via social learning; and not all traits are equally likely to persist over time, with some ideas or beliefs spreading at the expense of others (Mesoudi et al. 2004). This parallel was suggested by Darwin himself who, in The Descent of Man (Darwin 1871), pointed out the similarities between the evolution of species and of human languages. Despite initial interest in this parallel within the nascent social sciences of the late nineteenth century (Hodgson 2005), the idea fell from favor as the social and natural sciences diverged during the early twentieth century. A resurgence began in the 1970s with memetics (Dawkins 1976), evolutionary epistemology (Campbell 1974), and the mathematical modeling of culture using the methods of population genetics (CavalliSforza and Feldman 1981; Boyd and Richerson 1985). The latter, in particular, stimulated an ongoing empirical program that includes lab experiments, archaeological analyses, linguistics, history and nonhuman comparative work (Mesoudi 2011; 2017). As in many -elds, particularly relatively new ones, there are different approaches to cultural evolution that hold different assumptions. These include memetics (Blackmore 1999; Dennett 2017), cultural attraction or cultural epidemiology (Claidière et al. 2014; Sperber 1996), cultural phylogenetics (Gray and Watts 2017), and work derived from the aforementioned population genetic modeling (Boyd and Richerson 1985; CavalliSforza and Feldman 1981). One dimension on which they vary is the degree to which individuals are seen to be able to direct cultural dynamics by generating or transforming cultural traits nonrandomly, in particular directions or towards particular forms. This is also a reason others use to reject the entire cultural evolution approach, as explored in the next section. Randomness and Directionality in the Generation of Genetic and Cultural Variation It is a fundamental axiom of genetic evolutionary theory that novel genetic variants arise randomly with respect to function. Bene-cial mutations are no more likely to arise when they are needed (i.e., no more likely to subsequently confer -tness bene-ts to their bearer) than when they are not needed (Luria and Delbruck 1943). The primary directional component of genetic evolution is selection, which increases the frequency of variants that happen to confer a -tness advantage on their bearers (i.e., makes them more likely to survive and reproduce). The generation of variation, via mutation or recombination, is random, not directional. “Random” here does not mean that all genetic mutations are equally likely to occur, given the existence of developmental constraints that make some variants more likely to occur than others, and This content downloaded from 92.72.139.75 on Tue, 26 Jan 2021 16:19:44 UTC All use subject to https://about.jstor.org/terms BLIND OR DIRECTED? / 9 variation in mutation rates across loci. Rather, it means that the chance of a particular mutation occurring does not depend on whether or not that mutation is evolutionarily advantageous to its bearer. While there is some evidence for “adaptive mutation,” where the mutation rate increases during times of stress when bene!cial mutations are most needed (Foster 2004; Rosenberg 2001), this does not change the basic point that genetic mutation is undirected. Adaptive mutation, if it exists, increases the rate of random mutation, such that bene!cial and nonbene!cial mutations are both increasingly likely to occur, with no bias towards bene!cial mutations. Similarly, “facilitated variation” (Gerhart and Kirschner 2007) highlights the major constraints that conserved components of development and physiology place on the kind of phenotypic variation that genes can generate. While this may make phenotypic variation more likely to be adaptive, this is due to past selection of random genetic variation. The generation of novel cultural variation, however, seems far more directed and intentional. People strive to solve speci!c problems, invent useful or pro!table products, instigate political and social change that they believe will advance their chosen cause, and so on. This difference has frequently been used to argue against the claim that culture evolves. Pinker, for example, writes “Memes such as the theory of relativity are not the cumulative product of millions of random (undirected) mutations of some original idea, but each brain in the chain of production added huge dollops of value to the product in a nonrandom way” (Pinker, cited in Dennett 1995, p. 355). Similarly, Orr criticizes cultural evolution on the grounds that “new ideas—but not genes—are produced by a sort of directed mutation. Newton did not uncover the Fundamental Theorem of Calculus by conceiving millions of random ideas” (Orr 1996, p. 470). Hallpike writes ‘‘there is no signi!cant resemblance between the mutation, the basic source of variation in the Darwinian scheme of things, and social invention, which is purposeful, responsive, and can be diffused. Whereas biological variation can be treated as random, social variation is the product of particular societies and cultural traditions, and therefore far from random’’ (Hallpike 1986, p. 36, italics in original). Fracchia and Lewontin state that “[cultural v]ariations emerge not randomly, but as attempts by speci!c individuals and/or groups to solve speci!c social/cultural problems; and their origins are not unrelated to their fate” (Fracchia and Lewontin 2005, p. 21). Or this from Sternberg, in an entire article criticizing the blindvariation assumption of cultural evolution: “The blindvariation model is inadequate in accounting for all of human creativity, if only because the research on expertise . . . shows that humans do not blindly vary hundreds or even thousands of candidates for propagation—or mutations— for every one that succeeds” (Sternberg 1998, p. 171). This collection of quotes from psychologists, biologists, historians and anthropologists reveals the breadth of the criticism that culture cannot be said to evolve because the generation of cultural variation is not random or blind with respect to function. Is Cultural Variation Randomly Generated? While some approaches to cultural evolution explicitly incorporate nonrandom, or “guided” variation (see next section), some strongly imply that cultural variation is random with respect to se
期刊介绍:
Since its inauguration in 1964, the American Philosophical Quarterly (APQ) has established itself as one of the principal English vehicles for the publication of scholarly work in philosophy. The whole of each issue—printed in a large-page, double-column format—is given to substantial articles; from time to time there are also "state of the art" surveys of recent work on particular topics. The editorial policy is to publish work of high quality, regardless of the school of thought from which it derives.