赋予受害者权力:为什么专制政权允许国际组织中的个人请愿

Rachel J. Schoner
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摘要

越来越多的文献解释了专制政权为什么批准人权条约,但却未能解释为什么一些政权采取了额外的步骤,将提交国际法律申诉的权力下放给人民,而另一些政权则没有。我审查了联合国允许个人向监督条约机构提出申诉的个人请愿机制。我认为,专制政权面临着国际激励,以表明他们对欧盟的承诺,欧盟是一个对全球人权制度有着强烈和持续兴趣的全球大国。然而,专制政权只有在认为国内成本低、对行政部门几乎没有制度约束的情况下才会批准协议。为了支持我的理论,我发现镇压政权更有可能批准《公民权利和政治权利国际公约任择议定书》,当他们在贸易上依赖欧盟,同时面临较少的立法和司法制度限制时,允许个人请愿。结果与解释批准条约类似,但镇压国家之间批准《行动纲领》的互动要大得多,这突出了镇压领导人在允许个人请愿方面面临的成本增加。个人在《公民权利和政治权利国际公约》监督机构中的地位是非国家行为者进入国际机构的一个例子,这是理解制度设计和遵守情况的重要组成部分。
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Empowering your victims: Why repressive regimes allow individual petitions in international organizations

The growing literature explaining why repressive regimes ratify human rights treaties fails to explain why some regimes take the additional step to delegate authority to their people to file international legal complaints while others do not. I examine individual petition mechanisms in the United Nations which allow individuals to file complaints to an overseeing treaty body. I argue that repressive regimes face international incentives to signal their commitment to the European Union, a global power with a strong and continued interest in the global human rights regime. Repressive regimes, however, only ratify agreements when they perceive low domestic costs with little institutional constraints on the executive. In support of my theory, I find that repressive regimes are more likely to ratify the International Covenant on Civil and Political Rights’ Optional Protocol allowing individual petitions when they are trade dependent on the EU while facing lesser institutional constraints, both legislative and judicial. The results are similar to explaining treaty ratification, but the interaction is substantively larger for OP ratification among repressive countries, highlighting the increased costs repressive leaders face to allowing individual petitions. Individual standing in the overseeing body of the ICCPR is one example of non-state actor access in international institutions, which is an important component of understanding institutional design and compliance.

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