非正式制度要素是有效的正式法律规则的前提和结果:匈牙利宪法制度建设的失败

IF 1.3 2区 社会学 Q1 LAW American Journal of Comparative Law Pub Date : 2021-04-29 DOI:10.1093/AJCL/AVAA031
A. Jakab
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引用次数: 2

摘要

制度是由三个组成部分的相互作用组成的:(i)正式规则,(ii)实际做法,和(iii)叙述(后两者被联合称为非正式制度要素)。然而,后社会主义国家的律师并不通过制度主义的视角来看待法律,而是经常培养一种错误和简单的法律观念:他们认为法律是规则的总和,往往无视规则的接受者的实际实践和附加在法律上的叙述(包括从制度的理由être和目标,它的象征主义,围绕它的公共话语,到社会对制度的态度)。这种狭隘的观点使匈牙利的律师盲目,在某种程度上也使他们对最近的专制倾向毫无防备。匈牙利的制度建设取得了一定程度的成功。更悲观地说,自社会主义结束以来,它部分失败了,特别是在实际实践和叙述方面。在匈牙利的情况下,对体制建设问题的审议可以得出两个一般性结论:一方面,个别因素(规则、做法、叙述)之间缺乏一致,使体制不那么稳定,因而不太能够促使人们遵守法律;另一方面,已建立的制度未能为政治社区带来繁荣。本文从制度建设的角度描述了2010-2011年的宪法制定。这种对法律的制度主义观点产生了两个主要的具体结论:第一,历史经验表明,除了诚实的决心之外,对一个完整的法律制度进行迅速、彻底的体制改革只有在外部压力存在的情况下才能持续,这种压力的影响随着匈牙利加入欧洲联盟而不幸地减弱了。也就是说,制度建设应与在更清醒的政治时刻承担的有效国际和欧盟义务齐头并进,以确保政治共同体不会在以后进入自我毁灭的模式。第二,如果它们更有意识地考虑到单纯规则之外的因素,例如立法领域的实际做法和叙述,那么法律的适用和法律培训将理想地导致实质性文化因素的逐步加强。然而,这需要采取政治行动,更确切地说,需要调整正式规则。由于这不符合现任决策者的利益,目前看来不太可能克服僵局。
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Informal Institutional Elements as Both Preconditions and Consequences of Effective Formal Legal Rules: The Failure of Constitutional Institution Building in Hungary
Institutions are made up of the interplay of three components: (i) formal rules, (ii) actual practices, and (iii) narratives (the last two are referred to jointly as informal institutional elements). However, lawyers in post-socialist countries do not see law through institutionalist lenses, but often nurture a false and simplistic idea of the law: they consider it to be the sum of rules, often disregarding the actual practices of the rules’ addressees and the narratives attached to the law (encompassing everything from the raison d’être and goal of the institution, its symbolism, the public discourse surrounding it, to social attitudes toward the institution). This restricted view makes Hungarian lawyers blind and to a certain extent also defenceless against recent authoritarian tendencies. Institution building has been a moderately successful feat in Hungary. To put it more pessimistically, it has partially failed since the end of socialism, in particular when it comes to actual practices and narratives. In the Hungarian context, consideration of the problems of institution building suggests two general conclusions: on the one hand, the lack of unison among the individual elements (rules, practices, narratives) renders institutions less stable and consequently less capable of inducing compliance with the law; on the other, the institutions that have been established have failed to deliver prosperity to the political community. This Article describes the constitution making of 2010–2011 from the perspective of institution building. This institutionalist view of the law yields two main specific findings: First, historical experience shows that in addition to honest determination, a swift, radical institutional overhaul of a complete legal system can only be sustainable in the presence of an external pressure, the effect of which has unfortunately decreased with Hungary’s accession to the European Union. That is, institution building should go hand in hand with effective international and EU obligations undertaken in more sober political moments to guarantee that the political community will not later enter into a self-destructive mode. Second, if they took more consciously into account elements beyond mere rules, such as actual practices and narratives in the realm of legislation, the application of the law and legal training would ideally result in the gradual reinforcement of substantive cultural elements. This, however, requires political action, more precisely the adjustment of formal rules. Since this is not in the interest of the incumbent decision makers, overcoming the impasse seems unlikely for the time being.
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来源期刊
CiteScore
1.20
自引率
20.00%
发文量
31
期刊介绍: The American Journal of Comparative Law is a scholarly quarterly journal devoted to comparative law, comparing the laws of one or more nations with those of another or discussing one jurisdiction"s law in order for the reader to understand how it might differ from that of the United States or another country. It publishes features articles contributed by major scholars and comments by law student writers. The American Society of Comparative Law, Inc. (ASCL), formerly the American Association for the Comparative Study of Law, Inc., is an organization of institutional and individual members devoted to study, research, and write on foreign and comparative law as well as private international law.
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