战斗人员硬币的两个方面:将直接参与敌对行动与非国际性武装冲突中的交战地位分开

IF 0.6 4区 社会学 Q2 LAW University of Pennsylvania Journal of International Law Pub Date : 2010-05-11 DOI:10.2139/SSRN.1604626
G. Corn, C. Jenks
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引用次数: 8

摘要

在针对非国家交战国的当代军事行动中,确定谁有资格成为合法的攻击对象是一项日益艰巨的挑战。虽然不言自明的是,只有交战者或直接参加敌对行动的平民才属于这一类,但反叛乱的性质和实际目标模糊了不受蓄意攻击的平民和受攻击的交战者之间的界限。然而,区分受保护(平民)与不受保护(交战者和直接参与敌对行动的平民)的困难,并不意味着在反叛乱行动(非国际性武装冲突(NIAC))中与在国际性武装冲突(IAC)中有根本不同的目标模式。本条反对将所有非国家行为体仅仅视为直接参加敌对行动的平民的集合体这一日益增长的趋势,这种做法鼓励不遵守武装冲突法,而且有悖常理地削弱了对平民的保护。相反,这篇文章认为,所有交战的特工——不仅是IAC,还有更普遍的NIAC——都受到基于身份的目标权威的约束,并在第一时间使用致命武力。这一有缺陷的趋势似乎是以下两方面综合影响的结果:一是缺乏对战斗人员的明确定义,二是误用红十字国际委员会(红十字委员会)认可的“持续战斗职能”概念,将其作为确定直接参与敌对行动和相应丧失对平民的保护的手段。CCF概念的影响使得通过DPH方法分析攻击非国家行为者的合法性比评估这些行为者是否属于假定的可作为攻击目标的交战者类别更方便,攻击对象与IAC的对应者没有什么不同。本文就如何调和红十字国际委员会的观点与基于地位的目标推定提出了建议:保持区别的完整性。本文首先讨论了《国际军事行动法》对平民和交战者(国际军事行动法中的战斗人员)的分类,以及在国际军事行动法背景下缺乏明确的战斗人员条约定义如何成为承认类似分类的障碍。然后,文章探讨了组织成员,以及在任何武装冲突中交战者和平民之间的根本区别是如何从属于指挥和控制的。接下来,文章解释了基于目标的状态和行为之间的区别,以及为什么关注行为来评估交战状态仅仅是传统状态识别分析的一种置换。然后,文章对比了这两种方法,研究了为什么使用行为法破坏了红十字国际委员会定义敌对交战部队的规则的延伸。这些问题导致红十字国际委员会可以说是精神分裂地强加最低武力要求,即使是针对那些参与武装冲突的人。正如文章所详述的那样,CCF的效用不在于评估哪些平民直接参与了敌对行动,而在于确定一个看似平民的个人何时实际上是一个有武装组织团体的交战人员。最终,目标合法性框架的完整性取决于在任何武装冲突中对敌对交战团体的承认。这种承认促进了区分原则的执行,因为它允许交战部队将他们所遇到的人分成两个不同的群体:被认为是敌对的,因此受到立即攻击;其他所有人(平民)被认为是非敌对的,因此受到保护,不会立即受到攻击。这两种假设都不是绝对的;根据与友军相互作用的性质,这两种说法都可能被反驳。然而,这些假设为日益不确定的行动环境增加了一点明确性,这种明确性源于武装冲突的性质,对于保护平民和交战者免受过度热心或毫无理由地犹豫不决的目标当局的影响至关重要
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TWO SIDES OF THE COMBATANT COIN: UNTANGLING DIRECT PARTICIPATION IN HOSTILITIES FROM BELLIGERENT STATUS IN NON-INTERNATIONAL ARMED CONFLICTS
Determining who qualifies as a lawful object of attack in contemporary military operations against non-state belligerents is an increasingly demanding challenge. While it is axiomatic that only persons who qualify as either belligerents or civilians taking a direct part in hostilities fall into this category, the nature, and indeed goal, of counter-insurgencies blurs the line between civilians protected from deliberate attack and belligerents subject to attack. The difficulty in distinguishing the protected (civilians) from the unprotected (belligerents and civilians taking a direct part in hostilities) does not, however, warrant a fundamentally different targeting paradigm in counterinsurgency operations (a non-international armed conflict (NIAC)) than in international armed conflicts (IAC). This article rejects the increasing trend to treat all non-state actors as merely a conglomeration of civilians who take a direct part in hostilities, an approach which incentivizes non-compliance with the law of armed conflict (LOAC) and, perversely, dilutes civilian protection. Instead, this article argues that all belligerent operatives – those involved in not just IAC but also the more prevalent NIAC – are subject to status based targeting authority and the application of deadly force in the first instance. This flawed trend appears to be the result of the combined effect of the lack of an explicit definition of a combatant in NIAC, and misapplication of the International Committee of the Red Cross’ (ICRC) endorsement of the concept of “continuous combat function” (CCF) as a means of establishing direct participation in hostilities and corresponding loss of civilian protection from attack. The effect of the CCF concept has made it more convenient to analyze the legality of attacking non-state actors through the DPH methodology than to assess whether such actors fall into a category of presumptively targetable belligerents subject to attack no differently than their IAC counterparts. The article offers a proposal of how to reconcile the ICRC’s view with status based targeting presumptions: maintain the distinction integrity.The article begins by discussing the LOAC’s categorization of civilians and belligerents (combatants in IAC), and how a lack of an explicit treaty definition of combatant in the NIAC context is an obstacle to acknowledging analogous categorization. The article then explores organizational membership and how subordination to command and control is the fundamental difference between belligerents and civilians in any armed conflict. The article next explains the difference between status and conduct based targeting and why a focus on conduct to assess belligerent status is merely a permutation of traditional status recognition analysis.The article then contrasts that approach by examining why the use of conduct undermines the extension of the ICRC’s rule to define enemy belligerent forces. These problems result in the ICRC’s arguably schizophrenic imposition of a minimum force requirement even when targeting those engaged in CCF. As the article details, the utility of CCF is not in assessing which civilians are taking a direct part in hostilities, but in determining when an individual appearing to be a civilian is in fact a belligerent operative of an armed organized group.Ultimately, the integrity of the target legality framework depends on the recognition of opposing belligerent groups in any armed conflict. This recognition facilitates implementation of the principle of distinction by allowing belligerent forces to segregate those they encounter into two distinct groups: those presumed hostile and therefore subject to immediate attack, and all others (civilians) presumed non-hostile and therefore protected from immediate attack. Neither of these presumptions is absolute; both may be rebutted based on the nature of the interaction with friendly forces. However, these presumptions add a modicum of clarity to an increasingly uncertain operational environment, clarity derived from the very nature of armed conflict and essential to protect both civilians and belligerents from the effects of overzealous or unjustifiably hesitant targeting authority
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