冲突后的多元化

IF 0.6 4区 社会学 Q2 LAW University of Pennsylvania Journal of International Law Pub Date : 2017-02-24 DOI:10.2139/SSRN.2923745
Rachel Lopez
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引用次数: 0

摘要

在大规模暴行发生后,一个反复出现的辩论是,各国是应该通过刑事起诉来追求传统的正义,还是应该通过真相与和解委员会(TRCs)等替代机制来促进和平。然而,正如学者们越来越多地认识到的那样,在过渡时期往往会出现许多旨在处理过去错误的机制。尽管如此,由于这种两极分化辩论的遗留问题,需要进一步研究他们的工作如何在实践中相互加强。最近的文献探讨了这些机制的顺序是否影响长期结果,如民主巩固和对人权的尊重,但没有探讨它们在实践中的相互作用如何有助于实现这些目标。本文以危地马拉为例,通过深入分析TRCs与传统司法之间的相互作用,帮助填补了这一空白。随着时间的推移,这两者都出现了。除了是第一个收集和分析危地马拉36年内部武装冲突期间导致严重罪行定罪的案件的判决的研究外,它的调查结果还基于对对这些案件有第一手知识的法官、检察官和人权律师的二十多次采访。该研究还包括记录该时期暴行的TRCs领导层的重要见解。从这些主要来源出现的是一个令人信服的例子,说明这些机制如何可以互补。一方面,刑事司法程序,或没有刑事司法程序,可以为储税库的工作提供信息。另一方面,虽然储税券传统上被描述为司法的二流替代品,但它们可以发挥促进法治的宝贵功能。例如,在国家同谋或直接参与潜在暴行的情况下,储税中心可以作为重要的调查人员和证据保管人。此外,它们可以成为自由化的载体,为不同的声音、规范和叙述的出现创造机会。事实上,正如危地马拉的案例所表明的那样,它们可以通过传播国际人权准则和以影响法官如何界定和确定犯罪责任的方式重新塑造历史背景,从而改变地方司法决策。
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Post-Conflict Pluralism
A recurring debate, in the aftermath of mass atrocity, is whether states should pursue traditional justice through criminal prosecutions or promote peace through alternative mechanisms like truth and reconciliation commissions (TRCs). As scholars have increasingly recognized, however, a multitude of mechanisms meant to deal with past wrongdoings tend to emerge during periods of transition. Nonetheless, due to the legacy of this polarizing debate, additional research is needed on how their work can be mutually re-enforcing in practice. Recent literature has explored whether the sequence of these mechanisms affects long-term outcomes, such as democratic consolidation and respect for human rights, but not how their interaction in practice might contribute to these goals. This Article helps fill that void through an in-depth analysis of the interface between TRCs and traditional justice in the case of Guatemala, a country where over time both arose. In addition to being the first study to gather and analyze the sentences in the cases that resulted in convictions for grave crimes committed during Guatemala’s thirty-six-year internal armed conflict, it bases its findings on over two dozen interviews with judges, prosecutors, and human rights attorneys who have firsthand knowledge of those cases. The study also includes critical insights from the leadership of the TRCs that documented the atrocities committed during that period. What emerged from these primary sources is a compelling example of how these mechanisms can be complementary. On one hand, criminal justice proceedings, or the absence of them, can inform the work of TRCs. On the other hand, although TRCs have traditionally been portrayed as second-rate substitutes for justice, they can serve valuable functions that promote rule of law. For instance, TRCs can act as essential investigators and custodians of evidence in contexts where the state is complicit or directly involved in the underlying atrocities. Additionally, they can be vehicles for liberalization, creating opportunities for alternative voices, norms, and narratives to surface. Indeed, as the case of Guatemala shows, they can transform local judicial decision-making by diffusing international human rights norms and recasting the historical context in ways that influence how judges define and determine responsibility for crimes.
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