通过社区参与维持社会经营许可证:赞比亚恩昌加的Konkola铜矿案例

L. Mazyopa, P. Chileshe
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引用次数: 0

摘要

采矿业对其所在社区既有正面影响,也有负面影响。因此,仅仅依靠法定许可证是不够的,还需要与社区建立一种信任关系,即“社会经营许可证”(Social License to Operate,简称SLO)。本研究的主要目的是研究如何利用Konkola Copper Mines - Nchanga Mine (KCM)与赞比亚钦戈拉矿区10公里半径内的社区之间的社区参与,开发和维持“社会经营许可证”。本研究的概念和理论框架以“相对剥夺理论”和“社会认同理论”为基础。该研究的方法是定性的,并深入研究了影响KCM的当代利益相关者风险问题。因此,通过28个半结构化访谈收集了录音和现场笔记形式的数据,这些数据来自五个研究地点,即奇温帕拉,北恩昌加,卡皮沙,卢兰巴和奇金格拉的Shimulala,估计人口规模超过28,000户,充分显示了参与者回答中的数据饱和。通过“专题内容数据分析”,从收集、分析和解释的数据中,出现了三个主题,并将其作为“信任”的变量;“社会基础设施”和“互动信任”涉及参与的质量和数量,而“程序公平”则关注矿山利益相关者的参与和申诉机制程序如何有助于与社区建立相互关系。在28个参与者中,34%的人通过获得创收而从矿山中受益,而其余的人则因失业、社区基础设施差、道德败坏严重、社会服务提供差和环境污染而受到负面影响。此外,69%的人抱怨缺乏参与度,只有7%的人对投诉的解决方式表示满意。另有67110%的人与该矿没有任何关系。基于这项研究的主要发现是,KCM - Nchanga矿山拥有混合的“社会经营许可证”,因为四个乡镇接受了该公司,而一个乡镇强烈认为他们与矿山没有任何关系,因为他们没有从自然赋予他们的矿产财富中受益。结论是,矿山必须与社区发展高度积极的合作关系,作为实现可持续采矿的途径。报告建议,其他存在社会环境遗留问题的矿山可以借鉴本研究的经验,通过建立健全的综合社区参与系统,建立和维护其“社会经营许可证”。
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Sustaining social licence to operate using community engagement: a case of Konkola Copper Mines - Nchanga, Zambia
The mining industry has both positive and negative impacts on their host communities. Therefore, it is not enough for mines to only rely on the legal licence, but instead, they need to nurture a trust-based relationship with the community called ‘Social License to Operate’ (SLO). The main objective of the study was to examine how ‘Social License to Operate’ can be developed and sustained using community engagement between Konkola Copper Mines - Nchanga Mine (KCM) and the communities within 10 km radius from the mine operations in Chingola, Zambia. The conceptual and theoretical framework of the study was grounded in the ‘Relative Deprivation Theory’ and the ‘Social Identity Theory’. The methodology of the study was qualitative and delved into a contemporary stakeholder risk issue affecting KCM. Therefore, data in the form of voice recordings and field notes was collected through 28 semi-structured interviews out of an estimated population size of over 28,000 households from five research sites, namely, Chiwempala, Nchanga North, Kapisha, Lulamba and Shimulala in Chingola that sufficiently demonstrated data saturation in the participants’ responses. From data collected, analysis and interpretation, through ‘Thematic Content Data Analysis’, three themes emerged which were adopted as variables of ‘Trust’; ‘Social Infrastructure’ and ‘Interactional Trust’ which deals with the quality and quantity of engagement while ‘Procedural Fairness’ looks at how the mine’s stakeholder engagement and grievance mechanism procedures contributed towards building a mutual relationship with the community. Of the 28 participants, 34 per cent benefitted from the mines through access to income generation while the remainder were negatively impacted through unemployment, poor community infrastructure, high moral decay, poor social services delivery and environmental pollution. Further, 69 per cent complained of lack of engagement and only 7 per cent expressed satisfaction on how their complaints were resolved. Further 67 110 per cent did not share any relationship with the mine. Key findings, based on this research, were that KCM – Nchanga Mine has a mixed ‘Social License to Operate’ because four townships accepted the company while one township strongly felt that they do not share any relationship with the mine as they had not benefitted from the mineral wealth naturally entitled to them. The conclusion was that it is cardinal for mines to develop a highly active collaborative relationship with the community as a pathway to sustainable mining. The recommendation was that lessons learnt from this study can be adopted by other mines with legacy socio-environmental issues to build and maintain their ‘Social License to Operate’ through having a robust integrated community engagement system.
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