司法决策的供给与需求面(或者,为什么对政治司法化如此积极?)

Q2 Social Sciences Law and Contemporary Problems Pub Date : 2002-06-22 DOI:10.2307/1192403
Cornell W. Clayton
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Although Professor Ferejohn's argument is still in its preliminary form, and some key features remain undeveloped, his argument nevertheless suggests important ways to think about both the relationship between law and politics in the United States and what should be done about the growing political role of the federal courts in U.S. democracy. This article begins by examining the central elements of Professor Ferejohn's argument. Part III specifically focuses on the relationship between the model of the judicialization of politics and Ferejohn's normative argument and proposals for reform. Part IV concludes by raising a few more general concerns about positivist models of judicial behavior. II FEREJOHN ON THE JUDICIALIZATION OF POLITICS Professor Ferejohn's essay draws together several complex and nuanced lines of analysis. Therefore, I begin by outlining the four key arguments that he makes. 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引用次数: 26

摘要

根据我们的宪法进行实际管理的艺术不符合也不能符合其任何分支机构的权力的司法定义,这些定义是基于孤立的条款,甚至是脱离上下文的单个条款。虽然《宪法》为了更好地保障自由而分散权力,但它也考虑到,实践将把分散的权力整合到一个可行的政府中。它要求其分支分离但相互依存,自治但互惠....我们可以通过大致区分这种相对性因素的法律后果来开始[任何宪法分析]。从理论上讲,宪法第一条将立法权交给国会,或者更准确地说,将立法权交给国会和总统,并按照两院制和议会制的形式行使立法权。当这个机构——我们称之为宪法立法机构——有能力采取行动时,它将保留对立法权的控制....在宪法立法机构过于分散而无法作出反应的情况下,法院和机构能够独立或自主地采取行动。在这种情况下,立法将倾向于转向那些有能力采取果断行动的机构。在这种情况下,我们看到了诸如“失控的”官僚机构和激进的法院等熟悉实体的发展。借鉴积极制度理论对司法行为的解释在政治科学和法律学院中都得到了日益突出的地位。(3)在后者中,John Ferejohn教授是发展研究法律和法院的新制度方法的领导者。(4)他的工作在发展所谓的司法行为“三权分立”模式方面尤为重要。(5)这些“三权分立”模式试图通过参考外生约束(如国会和总统控制联邦法院的权力)来解释司法裁决,而不是参考内生约束(如某些上诉法院的合议制决策性质以及维持多数和避免纠纷的必要性)。(6) Ferejohn对本次研讨会的贡献通过概述政治司法化的积极模式的可能性,并通过提出将降低美国政治司法化水平的制度改革,进一步发展了这一研究路线。尽管Ferejohn教授的论点仍处于初步阶段,一些关键特征尚未发展,但他的论点仍然为思考美国法律与政治之间的关系以及联邦法院在美国民主中日益增长的政治作用应该做些什么提供了重要途径。本文首先考察费约翰教授论点的核心要素。第三部分着重分析了政治司法化模式与费约翰的规范性论证和改革建议之间的关系。第四部分最后提出了一些关于司法行为实证主义模型的一般性问题。FEREJOHN教授的文章将几条复杂而微妙的分析线结合在一起。因此,我首先概述了他提出的四个关键论点。首先,Ferejohn教授从制度的角度对法律与政治关系的争论进行了重述。在此过程中,Ferejohn将法律与政治的关系呈现为一场关于立法职能——制定约束性、前瞻性规范和规则的权力——的适当制度定位的辩论。(7)这种方法来自约翰·洛克(John Locke)的宪法理论,他认为,在政府的两种分析上截然不同的职能中,立法是“主权”的政治权力,而执行(包括部长和司法职能)是次要的、从属的权力:“只有一种最高权力,即立法权,其他所有权力都是、也必须是从属于它的。”…
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The Supply and Demand Sides of Judicial Policy-making (Or, Why Be So Positive about the Judicialization of Politics?)
The actual art of governing under our Constitution does not and cannot conform to judicial definitions of the power of any of its branches based on isolated clauses or even single Articles torn from context. While the Constitution diffuses power the better to secure liberty, it also contemplates that practice will integrate the dispersed powers into a workable government. It enjoins upon its branches separateness but interdependence, autonomy but reciprocity.... We may begin [any constitutional analysis] by distinguishing roughly the legal consequences of this factor of relativity. Justice Robert H. Jackson (1) Theoretically, Article I of the Constitution places the legislative power in Congress or, more accurately, jointly in Congress and in the Presidency, acting in accordance with the formalities of bicamerality and presentment. When this body--which we shall call the constitutional legislature--is capable of action, it will retain control of legislative authority.... Courts and agencies are capable of independent or autonomous action where the constitutional legislature is too fragmented to react. In such circumstances, lawmaking will tend to migrate to those bodies that are capable of decisive action. In these conditions we see the development of such familiar entities as the "runaway" bureaucracy and the activist courts. Professor John Ferejohn (2) I INTRODUCTION Explanations of judicial behavior that draw upon positive institutional theory have gained growing prominence within both the political science and the legal academies. (3) Within the latter, Professor John Ferejohn has been a leader in developing the neo-institutional approach to the study of the law and the courts. (4) His work has been particularly important in developing so-called "separation-of-powers" models of judicial behavior. (5) These "separation-of-powers models seek to explain judicial decisions by reference to exogenous constraints, such as the powers of Congress and the President to control federal courts, rather than by reference to endogenous constraints, such as the collegial nature of decision-making on certain appellate courts and the need to maintain a majority and avoid dissension. (6) Ferejohn's contribution to this symposium further develops this line of inquiry by outlining the possibility of a positive model of the judicialization of politics, and by suggesting institutional reforms that would reduce the level of the judicialization of politics in the United States. Although Professor Ferejohn's argument is still in its preliminary form, and some key features remain undeveloped, his argument nevertheless suggests important ways to think about both the relationship between law and politics in the United States and what should be done about the growing political role of the federal courts in U.S. democracy. This article begins by examining the central elements of Professor Ferejohn's argument. Part III specifically focuses on the relationship between the model of the judicialization of politics and Ferejohn's normative argument and proposals for reform. Part IV concludes by raising a few more general concerns about positivist models of judicial behavior. II FEREJOHN ON THE JUDICIALIZATION OF POLITICS Professor Ferejohn's essay draws together several complex and nuanced lines of analysis. Therefore, I begin by outlining the four key arguments that he makes. First, Professor Ferejohn recasts the debates about the relationship between law and politics in institutional terms. In doing so, Ferejohn presents the relationship between law and politics as a debate about the proper institutional location of the legislative function--the power to make binding, prospective norms and rules. (7) This approach draws from the constitutional theory of John Locke, who argued that, of the two analytically distinct functions of governments, legislating was the "sovereign" political power, while executing (including both ministerial and judicial functions) was a secondary, subordinate power: "There can be but one supreme power, which is the legislative, to which all the rest are and must be subordinate. …
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来源期刊
Law and Contemporary Problems
Law and Contemporary Problems Social Sciences-Law
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2.00
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1
期刊介绍: Law and Contemporary Problems was founded in 1933 and is the oldest journal published at Duke Law School. It is a quarterly, interdisciplinary, faculty-edited publication of Duke Law School. L&CP recognizes that many fields in the sciences, social sciences, and humanities can enhance the development and understanding of law. It is our purpose to seek out these areas of overlap and to publish balanced symposia that enlighten not just legal readers, but readers from these other disciplines as well. L&CP uses a symposium format, generally publishing one symposium per issue on a topic of contemporary concern. Authors and articles are selected to ensure that each issue collectively creates a unified presentation of the contemporary problem under consideration. L&CP hosts an annual conference at Duke Law School featuring the authors of one of the year’s four symposia.
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