统一视角下电子结构方法中的结构化特征值问题

Zhendong Li
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摘要

在(相对论)电子结构方法中,四元数矩阵特征值问题和激发能的线性响应(Bethe-Salpeter)特征值问题是两个经常遇到的结构化特征值问题。虽然前一个问题被彻底研究了,但后一个问题在其最一般的形式下,即没有假设电子黑森的正确定性的复杂情况,并没有被完全理解。鉴于这两个问题的数学结构非常相似,我们从一个统一的观点来考察它们。我们证明了李群结构特征向量的识别为设计对角化算法以及相应流形上的数值优化技术提供了一个框架。通过对四元数矩阵特征值问题使用相同的约简算法,我们提供了表征原始线性响应特征值问题的特征值为实、纯虚或复的不同情形的充分必要条件。结果可以看作是对实矩阵情况的一个众所周知的条件的自然推广。
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Structured eigenvalue problems in electronic structure methods from a unified perspective
In (relativistic) electronic structure methods, the quaternion matrix eigenvalue problem and the linear response (Bethe-Salpeter) eigenvalue problem for excitation energies are two frequently encountered structured eigenvalue problems. While the former problem was thoroughly studied, the later problem in its most general form, namely, the complex case without assuming the positive definiteness of the electronic Hessian, is not fully understood. In view of their very similar mathematical structures, we examined these two problems from a unified point of view. We showed that the identification of Lie group structures for their eigenvectors provides a framework to design diagonalization algorithms as well as numerical optimizations techniques on the corresponding manifolds. By using the same reduction algorithm for the quaternion matrix eigenvalue problem, we provided a necessary and sufficient condition to characterize the different scenarios, where the eigenvalues of the original linear response eigenvalue problem are real, purely imaginary, or complex. The result can be viewed as a natural generalization of the well-known condition for the real matrix case.
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