儿童法医访谈:科学有效性和法律可采性的组成部分

Q2 Social Sciences Law and Contemporary Problems Pub Date : 2002-01-01 DOI:10.2307/1192369
N. Walker
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引用次数: 26

摘要

在20世纪80年代和90年代,在一系列对日托工作人员进行的高度公开的审判中,与评估儿童在刑事诉讼中受害报告有关的问题引起了全国的注意。在麦克马丁幼儿园一案中,350多名儿童声称在幼儿园和一些公共场所(包括市场、洗车场和教堂)遭到了骚扰。(3)在采访中,一些儿童报告说,除了遭受性虐待外,他们还被带到飞机上,被迫喝血,观看动物被肢解。(4)公诉人说,使用暗示性技巧从这些年幼的孩子那里引出回顾性报告是适当的,而辩方则声称面谈和录像程序是不恰当的。(5) 1990年1月审判结束时,几位陪审员报告说,他们认为一些儿童实际上受到了骚扰,但州政府未能证明肇事者的身份。(6)这场历时三年的审判——美国历史上历时最长的刑事审判——耗费了纳税人1300万至1500万美元,却没有定罪,还毁掉了许多与此案有关的人的生活。(7)最后,无法确定接受采访的儿童提供的报告是否准确。McMartin试验后完成的研究表明,采访者的技巧直接影响到孩子是否说出真实的记忆,讨论错误的信念,肯定别人提出的细节,美化幻想,或者根本不提供任何信息。(8)例如,Sena Garven和他的同事们证明,在McMartin案件中,采访者使用的强制技巧比简单的暗示性问题更能引起儿童的虚假指控。(9)这一发现尤其重要,因为人们早就知道,暗示性问题会对儿童报告的质量产生负面影响。在加文及其同事进行的研究中,当孩子们接触“麦克马丁技术”不到五分钟时,他们的错误率接近60%。此外,随着访谈的进行,接受社会影响技术的儿童变得更加默认。(12)正如这些调查结果所表明的那样,采访者所采用的具体技术对所获得的报告的质量有直接影响,这一结论在最近的上诉法院意见中得到了注意。(13)例如,在“州诉迈克尔斯案”中,新泽西州最高法院考虑到该州在此案中的面谈技巧是否“具有如此强的强制性或暗示性,以至于它们有能力在很大程度上扭曲儿童对实际事件的回忆,从而损害儿童根据其回忆所作陈述和证词的可靠性”。(14)一份由45名科学家签署的法庭之友陈述书向上诉法院提供了一份与儿童法医采访有关问题的研究摘要,并证明了使用高度暗示的采访技术与儿童有缺陷的记忆之间的因果关系。(15)摘要中提供的资料有助于上诉法院作出撤销被告定罪的决定。(16)正如麦克马丁学前班和迈克尔斯的案例所说明的那样,当访谈技术有缺陷时,涉及对儿童回顾性报告的评估的真相发现即使不是完全模糊,也可能受到严重损害。这些案例告诉我们,在进行和评价对儿童的法医面谈时,有必要建立和维持质量控制标准。采访者需要来自社会科学和法律的信息,例如关于儿童发展、记忆和沟通的信息,以及评估访谈证据可采性的法律标准的信息。…
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Forensic Interviews of Children: The Components of Scientific Validity and Legal Admissibility
Nancy E. Walker (*) I INTRODUCTION The problems associated with assessments of children's reports of victimization in criminal proceedings came to national attention during the 1980s and 1990s in a series of highly publicized trials of daycare staff. (1) In the McMartin Preschool case, (2) more than 350 children claimed to have been molested at the preschool and a number of public locations including a market, a car wash, and a church. (3) During interviewing, some children reported that, in addition to experiencing sexual abuse, they had been taken on plane rides and forced to drink blood and to watch animals being mutilated. (4) Prosecutors said that the suggestive techniques used to elicit retrospective reports from such young children were appropriate, whereas the defense claimed that the interviewing and videotaping procedures were inept. (5) When the trial ended in January of 1990, several jurors reported that they believed some of the children had in fact been molested but that the state had failed to prove the identity of the perpetra tor(s). (6) This three-year trial--the longest-running criminal trial in the history of the United States--cost taxpayers between thirteen and fifteen million dollars, produced no convictions, and destroyed the lives of many individuals connected to the case. (7) In the end, it was not possible to determine whether the reports provided by the children interviewed were accurate. Research completed since the McMartin trial shows that the skill of the interviewer directly influences whether a child relates a true memory, discusses a false belief, affirms details suggested by others, embellishes fantasies, or provides no information at all. (8) For example, Sena Garven and colleagues demonstrated that the coercive techniques used by interviewers in the McMartin case elicited substantially more false allegations from children than did simple suggestive questions. (9) This finding is particularly important given the fact that suggestive questions have long been known to have a negative impact on the quality of children's reports. (10) When exposed to the "McMartin techniques" for less than five minutes, children in the study conducted by Garven and colleagues showed error rates of nearly sixty percent. (11) Moreover, children subjected to social influence techniques became more acquiescent as the interview proceeded. (12) As these findings demonstrate, the specific techniques employed by an interviewer have a direct effect on the quality of the report obtained, a conclusion that has been heeded in recent appellate court opinions. (13) For example, in State v. Michaels, the New Jersey Supreme Court considered whether the state's interview techniques in the case had been "so coercive or suggestive that they had a capacity to distort substantially the children's recollections of actual events and thus compromise the reliability of the children's statements and testimony based on their recollections." (14) An amicus brief signed by forty-five scientists provided the appellate court with a summary of research relevant to issues associated with the forensic interviewing of children and demonstrated the causative link between the use of highly suggestive interviewing techniques and children's flawed memories. (15) The information presented in the brief contributed to the appellate court's decision to reverse the defendant's convicti on. (16) As the McMartin Preschool and Michaels cases illustrate, truth-finding involving assessments of children's retrospective reports may be seriously compromised, if not completely obscured, when interviewing techniques are faulty. What these cases teach is that it is necessary to establish and maintain standards for quality control in conducting and evaluating forensic interviews of children. Interviewers require information from both social science and the law, such as information on child development, memory, and communication as well as information on legal standards for assessing the admissibility of interview evidence. …
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Law and Contemporary Problems
Law and Contemporary Problems Social Sciences-Law
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期刊介绍: Law and Contemporary Problems was founded in 1933 and is the oldest journal published at Duke Law School. It is a quarterly, interdisciplinary, faculty-edited publication of Duke Law School. L&CP recognizes that many fields in the sciences, social sciences, and humanities can enhance the development and understanding of law. It is our purpose to seek out these areas of overlap and to publish balanced symposia that enlighten not just legal readers, but readers from these other disciplines as well. L&CP uses a symposium format, generally publishing one symposium per issue on a topic of contemporary concern. Authors and articles are selected to ensure that each issue collectively creates a unified presentation of the contemporary problem under consideration. L&CP hosts an annual conference at Duke Law School featuring the authors of one of the year’s four symposia.
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