文章:对过去二十年来美国死刑判决急剧下降相关预测因素的统计分析

T. Harmon, David McCord
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By contrast, factors that were important predictors of case outcomes in 1994 but that became insignificant in later years were robbery-murder and limited-revenue counties; the murder rate was not significant in 1994 but became significant in later years. Allegations of intellectual disability and county population size were not significant predictors in any of the years. _______________________________________________________________________________ The number of new death sentences in the United States fell from 310 in 1994 to 73 in 2014. The media have noticed this sharp decline of more than 75% (Khadaroo, 2014; Wolf & Johnson, A Statistical Analysis of Predictors Associated with the Dramatic Decline in Death Sentences in the United States in the Last Two Decades Journal of Criminal Justice and Law: Official Journal of the Law and Public Policy Section of the Academy of Criminal Justice Sciences Volume 3, Issue 1, pp. 1-21 (2019) 2 Talia Roitberg Harmon and David McCord 2015). 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引用次数: 4

摘要

在过去的二十年里,美国每年的新死刑判决数量下降了75%以上。目前的研究调查了1994年、2004年和2014年的1665例符合死亡条件的病例,以得出基于经验的结论,这些结论可以揭示与这种急剧下降相关的一些重要预测因素。逻辑回归模型的结果表明,随着时间的推移,以下因素一直是全国案件结局的重要预测因素:多名犯罪者、犯罪者年龄在18至20岁之间、减轻者数量、加重程度高低的案件以及五个以前数量较多的县。相比之下,在1994年是案件结果的重要预测因素,但在后来几年变得无关紧要的因素是抢劫-谋杀和收入有限的县;1994年的谋杀率并不高,但在后来的几年里变得很高。智力残疾的指控和县人口规模在任何年份都不是重要的预测因素。_______________________________________________________________________________ 新美国死刑的数量从310年的1994下降到73年的2014人。媒体已经注意到这种超过75%的急剧下降(Khadaroo, 2014;Wolf & Johnson,在过去的二十年中与美国死刑判决急剧下降相关的预测因素的统计分析刑事司法和法律杂志:刑事司法科学学院法律和公共政策部门官方杂志卷3,第1期,第1-21页(2019)2 Talia Roitberg Harmon和David McCord 2015)。在本文中,我们研究了大量符合死亡条件的病例,以得出基于经验的结论,这些结论阐明了随着时间的推移,病例结果的一些重要预测因素。我们选择了10个可能的预测因素进行假设检验:案件加重程度、作为加重因素的抢劫、县人口规模、县财政资源、五个人口稠密县的变化、多名肇事者、提供的减轻证据种类数量、声称智力残疾、肇事者年龄在18至20岁之间以及谋杀率。我们对这些预测因子进行了3年的测试:1994年、2004年和2014年。我们选择这几年有两个原因。首先,当我们开始这个项目时,2014年是可获得数据的最近一年。其次,这一选择使我们可以追溯到20年前的1994年,这是后弗曼时代,即当代死刑时代,判处死刑的高峰期之一。因此,2004年成为考察1994年至2014年间发生的事情的中点年。我们对符合死亡条件的病例采用了比较方法,这是必要的,“以确保所观察到的不仅仅是一种关联”(Gould, Carrano, Leo, & Hail-Jares, 2014,第479页)。具体来说,我们将案件分为两组:被告被判处死刑的案件,以及被告因检察官或判决者(通常是陪审团,但偶尔是法官)的决定而免于死刑的案件。对预测案件结果的因素的分析,对美国继续执行死刑(但正在减少)的情况产生了重要的见解。这是第一篇基于1600多个个案的细节,从全国角度对20年来死刑判决下降的可能关联进行统计研究的学术论文,从而提供了极其细致的分析。
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ARTICLE: A Statistical Analysis of Predictors Associated with the Dramatic Decline in Death Sentences in the United States in the Last Two Decades
The annual number of new death sentences in the United States has fallen by more than 75% in the last two decades. The current study examines 1,665 death-eligible cases from 1994, 2004, and 2014 to draw empirically based conclusions that can shed light on some significant predictors associated with this dramatic decline. The results of logistic regression models suggest that the following were consistently significant predictors of case outcomes throughout the country over time: multiple perpetrators, age of perpetrators between 18 and 20 years, number of mitigators, cases with high and low aggravation, and five formerly high-volume counties. By contrast, factors that were important predictors of case outcomes in 1994 but that became insignificant in later years were robbery-murder and limited-revenue counties; the murder rate was not significant in 1994 but became significant in later years. Allegations of intellectual disability and county population size were not significant predictors in any of the years. _______________________________________________________________________________ The number of new death sentences in the United States fell from 310 in 1994 to 73 in 2014. The media have noticed this sharp decline of more than 75% (Khadaroo, 2014; Wolf & Johnson, A Statistical Analysis of Predictors Associated with the Dramatic Decline in Death Sentences in the United States in the Last Two Decades Journal of Criminal Justice and Law: Official Journal of the Law and Public Policy Section of the Academy of Criminal Justice Sciences Volume 3, Issue 1, pp. 1-21 (2019) 2 Talia Roitberg Harmon and David McCord 2015). In this article, we examine a host of death-eligible cases to draw empirically based conclusions that illuminate some of the significant predictors of case outcome over time. We chose 10 possible predictors for hypothesis testing: level of case aggravation, robbery as an aggravator, size of county population, county financial resources, changes in five populous counties, multiple perpetrators, number of kinds of mitigation evidence presented, claims of intellectual disability, perpetrator age between 18 and 20 years, and murder rate. We tested these predictors for 3 years: 1994, 2004, and 2014. We selected these years for two reasons. First, when we began the project, 2014 was the most recent year for which data were available. Second, this choice allowed us to backtrack two decades to 1994, which was one of the peak years for death sentence imposition in the post-Furman, contemporary death penalty era. The year 2004 then became a midpoint year to examine what was happening between 1994 and 2014. We employed a comparison methodology for death-eligible cases, which was necessary “to ensure that what is being observed is not merely a correlate” (Gould, Carrano, Leo, & Hail-Jares, 2014, p. 479). Specifically, we split the cases into two groups: those in which the defendants were sentenced to death, and those in which defendants were spared the death sentence by prosecutor or sentencer (usually a jury but occasionally a judge) decisions. Analysis of the factors that predicted case outcome generated important insights into the continued, but declining, operation of capital punishment in the United States. This is the first scholarly paper to statistically examine possible correlates of the decline in death sentences over two decades from a nationwide perspective on the basis of the details of more than 1,600 individual cases, thus providing an exceedingly fine-grained analysis.
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