Application of MHE-based NMPC on a Rotary Tablet Press under Plant-Model Mismatch.

Yan-Shu Huang, M Ziyan Sheriff, Sunidhi Bachawala, Marcial Gonzalez, Zoltan K Nagy, Gintaras V Reklaitis
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Abstract

Active control strategies play a vital role in modern pharmaceutical manufacturing. Automation and digitalization are revolutionizing the pharmaceutical industry and are particularly important in the shift from batch operations to continuous operation. Active control strategies provide real-time corrective actions when departures from quality targets are detected or even predicted. Under the concept of Quality-by-Control (QbC), a three-level hierarchical control structure can be applied to achieve effective setpoint tracking and disturbance rejection in the tablet manufacturing process through the development and implementation of a moving horizon estimation-based nonlinear model predictive control (MHE-NMPC) framework. When MHE is coupled with NMPC, historical data in the past time window together with real-time data from the sensor network enable model parameter updating and control. The adaptive model in the NMPC strategy compensates for process uncertainties, further reducing plant-model mismatch effects. The frequency and constraints of parameter updating in the MHE window should be determined cautiously to maintain control robustness when sensor measurements are degraded or unavailable. The practical applicability of the proposed MHE-NMPC framework is demonstrated via using a commercial scale tablet press, Natoli NP-400, to control tablet properties, where the nonlinear mechanistic models used in the framework can predict the essential powder properties and provide physical interpretations.

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在设备与模型不匹配的情况下,在旋转压片机上应用基于 MHE 的 NMPC。
主动控制策略在现代制药业中发挥着至关重要的作用。自动化和数字化正在彻底改变制药行业,在从批量操作向连续操作转变的过程中尤为重要。当检测到甚至预测到偏离质量目标时,主动控制策略可提供实时纠正措施。在质量控制(QbC)概念下,通过开发和实施基于移动地平线估计的非线性模型预测控制(MHE-NMPC)框架,可在片剂生产过程中应用三级分层控制结构来实现有效的设定点跟踪和干扰抑制。当 MHE 与 NMPC 相结合时,过去时间窗口中的历史数据与来自传感器网络的实时数据可实现模型参数的更新和控制。NMPC 策略中的自适应模型可补偿过程的不确定性,进一步减少工厂与模型不匹配的影响。应谨慎确定 MHE 窗口中参数更新的频率和约束条件,以便在传感器测量值下降或不可用时保持控制的鲁棒性。通过使用商业规模的压片机 Natoli NP-400 来控制片剂特性,展示了所提出的 MHE-NMPC 框架的实际应用性,框架中使用的非线性机械模型可以预测粉末的基本特性并提供物理解释。
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