Statistical Post-Processing in Ensemble Learning-based State of Health Estimation for Lithium-Ion Batteries

Xin Sui, Shan He, R. Teodorescu
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Abstract

Using ensemble learning (EL) for battery state of health estimation has become a research hotspot. Because the performance of a single estimator can get boosted, which is applicable in the field of the battery especially when the amount of aging data is insufficient. Traditional EL is to aggregate base models through averaging, which will introduce errors from poor base models. To fully use the estimation results from base models, a statical post-processing method is proposed in this paper. The EL algorithm is initially constructed by combining random sampling and training multiple extreme learning machines. Then the post-processing is performed by fitting the kernel probability distribution of all sub-outputs and determining the most likely estimate, i.e., the statistical mode. As for comparison, the performance of other aggregations using average, weighted average, and mode from a normal distribution are investigated. Finally, the effectiveness of the proposed method is verified by conducting aging experiments on an NMC battery. The root-mean-squared error is as low as 0.2%, which is an approximate 80% improvement in accuracy over the traditional average-based method. The proposed method tackles the unstable estimation in learning with a small dataset, which is suitable for practical applications.
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基于集成学习的锂离子电池健康状态估计的统计后处理
利用集成学习(EL)进行电池健康状态估计已成为研究热点。由于单个估计器的性能得到提升,尤其在老化数据量不足的情况下,适用于电池领域。传统的EL是通过平均方法对基础模型进行聚合,这将引入较差的基础模型带来的误差。为了充分利用基础模型的估计结果,本文提出了一种静态后处理方法。EL算法最初是通过随机抽样和训练多个极限学习机相结合来构建的。然后进行后处理,拟合所有子输出的核概率分布,确定最可能的估计,即统计模式。作为比较,研究了使用平均值、加权平均值和正态分布模型的其他聚合的性能。最后,通过NMC电池的老化实验验证了该方法的有效性。均方根误差低至0.2%,与传统的基于平均值的方法相比,精度提高了约80%。该方法解决了小数据集学习中的不稳定估计问题,适合实际应用。
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